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Content for  TS 36.101  Word version:  17.0.0

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1  ScopeWord‑p. 34

The present document establishes the minimum RF characteristics and minimum performance requirements for E-UTRA User Equipment (UE).

2  References

The following documents contain provisions which, through reference in this text, constitute provisions of the present document.
  • References are either specific (identified by date of publication, edition number, version number, etc.) or non specific.
  • For a specific reference, subsequent revisions do not apply.
  • For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document.
[1]
TR 21.905: "Vocabulary for 3GPP Specifications".
[2]
ITU-R Recommendation SM.329-10: "Unwanted emissions in the spurious domain"
[3]
ITU-R Recommendation M.1545: "Measurement uncertainty as it applies to test limits for the terrestrial component of International Mobile Telecommunications-2000".
[4]
TS 36.211: "Physical Channels and Modulation".
[5]
TS 36.212: "Multiplexing and channel coding".
[6]
TS 36.213: "Physical layer procedures".
[7]
TS 36.331: " Requirements for support of radio resource management ".
[8]
TS 36.307: " Requirements on User Equipments (UEs) supporting a release-independent frequency band".
[9]
TS 36.423: "X2 application protocol (X2AP) ".
[10]
TS 23.303: "Technical Specification Group Services and System Aspects; Proximity-based services (ProSe); Stage 2".
[11]
TS 36.300: "Evolved Universal Terrestrial Radio Access (E-UTRA) and Evolved Universal Terrestrial Radio Access Network (E-UTRAN); Overall description; Stage 2".
[12]
TS 36.104: "Base Station (BS) radio transmission and reception".
[13]
ETSI TS 102 792: "Intelligent Transport Systems (ITS); Mitigation techniques to avoid interference between European CEN Dedicated Short Range Communication (CEN DSRC) equipment and Intelligent Transport Systems (ITS) operating in the 5 GHz frequency range".
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3  Definitions, symbols and abbreviations

3.1  Definitions

For the purposes of the present document, the terms and definitions given in TR 21.905 and the following apply in the case of a single component carrier. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905.
Aggregated Channel Bandwidth:
The RF bandwidth in which a UE transmits and receives multiple contiguously aggregated carriers.
Aggregated Transmission Bandwidth Configuration:
The number of resource block allocated within the aggregated channel bandwidth.
Carrier aggregation:
Aggregation of two or more component carriers in order to support wider transmission bandwidths.
Carrier aggregation band:
A set of one or more operating bands across which multiple carriers are aggregated with a specific set of technical requirements.
Carrier aggregation bandwidth class:
A class defined by the aggregated transmission bandwidth configuration and maximum number of component carriers supported by a UE.
Carrier aggregation configuration:
A combination of CA operating band(s) and CA bandwidth class(es) supported by a UE.
Channel edge:
The lowest and highest frequency of the carrier, separated by the channel bandwidth.
Channel bandwidth:
The RF bandwidth supporting a single E-UTRA RF carrier with the transmission bandwidth configured in the uplink or downlink of a cell. The channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements.
Composite spectrum emission mask:
Emission mask requirement for intraband non-contiguous carrier aggregation which is a combination of individual sub-block spectrum emissions masks.
Composite spurious emission requirement:
Spurious emission requirement for intraband non-contiguous carrier aggregation which is a combination of individual sub-block spurious emission requirements.
Contiguous carriers:
A set of two or more carriers configured in a spectrum block where there are no RF requirements based on co-existence for un-coordinated operation within the spectrum block.
Contiguous resource allocation:
A resource allocation of consecutive resource blocks within one carrier or across contiguously aggregated carriers. The gap between contiguously aggregated carriers due to the nominal channel spacing is allowed.
Contiguous spectrum:
Spectrum consisting of a contiguous block of spectrum with no sub-block gaps.
Enhanced downlink control channel performance requirements type A:
This defines performance requirements for downlink control channel assuming as baseline receiver reference symbol based linear minimum mean square error interference rejection combining plus CRS interference cancellation.
Enhanced downlink control channel performance requirements type B:
This defines performance requirements for downlink control channel assuming as baseline receiver reference symbol based enhanced linear minimum mean square error interference rejection combining plus CRS interference cancellation.
Enhanced performance requirements type A:
This defines performance requirements assuming as baseline receiver reference symbol based linear minimum mean square error interference rejection combining.
Enhanced performance requirements type B:
This defines performance requirements assuming as baseline receiver using network assisted interference cancelation and suppression.
Enhanced performance requirements type C:
This defines performance requirements assuming as baseline receiver inter-stream interference cancellation.
Inter-band carrier aggregation:
Carrier aggregation of component carriers in different operating bands.
Intra-band contiguous carrier aggregation:
Contiguous carriers aggregated in the same operating band.
Intra-band non-contiguous carrier aggregation:
Non-contiguous carriers aggregated in the same operating band.
Lower sub-block edge:
The frequency at the lower edge of one sub-block. It is used as a frequency reference point for both transmitter and receiver requirements.
Category NB1/NB2 stand-alone operation:
category NB1/NB2 is operating standalone when it utilizes its own spectrum, for example the spectrum used by GERAN systems as a replacement of one or more GSM carriers, as well as scattered spectrum for potential IoT deployment.
Category NB1/NB2 guard band operation:
category NB1/NB2 is operating in guard band when it utilizes the unused resource block(s) within a E-UTRA carrier's guard-band.
Category NB1/NB2 in-band operation:
category NB1/NB2 is operating in-band when it utilizes the resource block(s) within a normal E-UTRA carrier or within a normal NR carrier plus 15 kHz at each edge (and not within NR minimum guard band).
Non-contiguous spectrum:
Spectrum consisting of two or more sub-blocks separated by sub-block gap(s).
ProSe-enabled UE:
A UE that supports ProSe requirements and associated procedures.
ProSe Direct Communication:
A communication between two or more UEs in proximity that are ProSe-enabled.
ProSe Direct Discovery:
A procedure employed by a ProSe-enabled UE to discover other ProSe-enabled UEs in its vicinity.
sTTI:
A transmission time interval (TTI) of either one slot or one subslot as defined in TS 36.211 on either uplink or downlink.
Sub-block:
This is one contiguous allocated block of spectrum for transmission and reception by the same UE. There may be multiple instances of sub-blocks within an RF bandwidth.
Sub-block bandwidth:
The bandwidth of one sub-block.
Sub-block gap:
A frequency gap between two consecutive sub-blocks within an RF bandwidth, where the RF requirements in the gap are based on co-existence for un-coordinated operation.
Synchronized operation:
Operation of TDD in two different systems, where no simultaneous uplink and downlink occur.
Unsynchronized operation:
Operation of TDD in two different systems, where the conditions for synchronized operation are not met.
Upper sub-block edge:
The frequency at the upper edge of one sub-block. It is used as a frequency reference point for both transmitter and receiver requirements.
V2X Communication:
V2X (Vehicle to Everything) service is operating in ITS spectrum and/or LTE licensed operating bands.
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3.2  SymbolsWord‑p. 36

For the purposes of the present document, the following symbols apply:
BWChannel
Channel bandwidth
BWChannel,block
Sub-block bandwidth, expressed in MHz. BWChannel,block = Fedge,block,high - Fedge,block,low.
BWChannel_CA
Aggregated channel bandwidth, expressed in MHz.
BWGB
Virtual guard band to facilitate transmitter (receiver) filtering above / below edge CCs.
ERS
Transmitted energy per RE for reference symbols during the useful part of the symbol, i.e. excluding the cyclic prefix, (average power normalized to the subcarrier spacing) at the eNode B transmit antenna connector
Ês
The averaged received energy per RE of the wanted signal during the useful part of the symbol, i.e. excluding the cyclic prefix, at the UE antenna connector; average power is computed within a set of REs used for the transmission of physical channels (including user specific RSs when present), divided by the number of REs within the set, and normalized to the subcarrier spacing
F
Frequency
Fagg_alloc_low
Aggregated Transmission Bandwidth Configuration. The lowest frequency of the simultaneously transmitted resource blocks.
Fagg_alloc_high
Aggregated Transmission Bandwidth Configuration. The highest frequency of the simultaneously transmitted resource blocks.
FInterferer (offset)
Frequency offset of the interferer (between the center frequency of the interferer and the carrier frequency of the carrier measured)
FInterferer
Frequency of the interferer
FIoffset
Frequency offset of the interferer (between the center frequency of the interferer and the closest edge of the carrier measured)
FC
Frequency of the carrier centre frequency
FC_agg
Aggregated Transmission Bandwidth Configuration. Center frequency of the aggregated carriers.
FC,block, high
Center frequency of the highest transmitted/received carrier in a sub-block.
FC,block, low
Center frequency of the lowest transmitted/received carrier in a sub-block.
FC_low
The centre frequency of the lowest carrier, expressed in MHz.
FC_high
The centre frequency of the highest carrier, expressed in MHz.
FDL_low
The lowest frequency of the downlink operating band
FDL_high
The highest frequency of the downlink operating band
FUL_low
The lowest frequency of the uplink operating band
FUL_high
The highest frequency of the uplink operating band
Fedge,block,low
The lower sub-block edge, where Fedge,block,low = FC,block,low - Foffset.
Fedge,block,high
The upper sub-block edge, where Fedge,block,high = FC,block,high + Foffset.
Fedge_low
The lower edge of aggregated channel bandwidth, expressed in MHz.
Fedge_high
The higher edge of aggregated channel bandwidth, expressed in MHz.
Foffset
Frequency offset from FC_high to the higher edge or FC_low to the lower edge.
Foffset,block,low
Separation between lower edge of a sub-block and the center of the lowest component carrier within the sub-block
Foffset,block,high
Separation between higher edge of a sub-block and the center of the highest component carrier within the sub-block
Foffset_NS_23
Frequency offset in MHz needed if NS_23 is used
FOOB
The boundary between the E-UTRA out of band emission and spurious emission domains.
Io
The power spectral density of the total input signal (power averaged over the useful part of the symbols within the transmission bandwidth configuration, divided by the total number of RE for this configuration and normalised to the subcarrier spacing) at the UE antenna connector, including the own-cell downlink signal
Ior
The total transmitted power spectral density of the own-cell downlink signal (power averaged over the useful part of the symbols within the transmission bandwidth configuration, divided by the total number of RE for this configuration and normalised to the subcarrier spacing) at the eNode B transmit antenna connector
Îor
The total received power spectral density of the own-cell downlink signal (power averaged over the useful part of the symbols within the transmission bandwidth configuration, divided by the total number of RE for this configuration and normalised to the subcarrier spacing) at the UE antenna connector
Iot
The received power spectral density of the total noise and interference for a certain RE (average power obtained within the RE and normalized to the subcarrier spacing) as measured at the UE antenna connector
LCRB
Transmission bandwidth which represents the length of a contiguous resource block allocation expressed in units of resources blocks
LCtone
Transmission bandwidth which represents the length of a contiguous sub-carrier allocation expressed in units of tones
Ncp
Cyclic prefix length
NDL
Downlink EARFCN
Noc
The power spectral density of a white noise source (average power per RE normalised to the subcarrier spacing), simulating interference from cells that are not defined in a test procedure, as measured at the UE antenna connector
Noc1
The power spectral density of a white noise source (average power per RE normalized to the subcarrier spacing), simulating interference in non-CRS symbols in ABS subframe from cells that are not defined in a test procedure, as measured at the UE antenna connector.
Noc2
The power spectral density of a white noise source (average power per RE normalized to the subcarrier spacing), simulating interference in CRS symbols in ABS subframe from all cells that are not defined in a test procedure, as measured at the UE antenna connector.
Noc3
The power spectral density of a white noise source (average power per RE normalised to the subcarrier spacing), simulating interference in non-ABS subframe from cells that are not defined in a test procedure, as measured at the UE antenna connector
Noc'
The power spectral density (average power per RE normalised to the subcarrier spacing) of the summation of the received power spectral densities of the strongest interfering cells explicitly defined in a test procedure plus , as measured at the UE antenna connector. The respective power spectral density of each interfering cell relative to is defined by its associated DIP value, or the respective power spectral density of each interfering cell relative to is defined by its associated Es/Noc value.
NOffs-DL
Offset used for calculating downlink EARFCN
NOffs-UL
Offset used for calculating uplink EARFCN
Notx
The power spectral density of a white noise source (average power per RE normalised to the subcarrier spacing) simulating eNode B transmitter impairments as measured at the eNode B transmit antenna connector
NRB
Transmission bandwidth configuration, expressed in units of resource blocks
NRB_agg
The number of the aggregated RBs within the fully allocated Aggregated Channel bandwidth.
NRB_alloc
Total number of simultaneously transmitted resource blocks in Channel bandwidth or Aggregated Channel Bandwidth.
NRB,c
The transmission bandwidth configuration of component carrier c, expressed in units of resource blocks
NRB,largest BW
The largest transmission bandwidth configuration of the component carriers in the bandwidth combination, expressed in units of resource blocks
NRX
Number of receiver antennas
Ntone
Transmission bandwidth configuration for category NB1 and NB2, expressed in units of tones.
Ntone 3.75kHz
Transmission bandwidth configuration for category NB1 and NB2 with 3.75 kHz sub-carrier spacing, expressed in units of tones.
Ntone 15kHz
Transmission bandwidth configuration for category NB1 and NB2 with 15 kHz sub-carrier spacing, expressed in units of tones.
NUL
Uplink EARFCN.
Rav
Minimum average throughput per RB.
PCMAX
The configured maximum UE output power.
PCMAX, c
The configured maximum UE output power for serving cell c.
PEMAX
Maximum allowed UE output power signalled by higher layers. Same as IE P-Max, defined in [7].
PEMAX, c
Maximum allowed UE output power signalled by higher layers for serving cell c. Same as IE P-Max, defined in [7].
PInterferer
Modulated mean power of the interferer
PPowerClass
PPowerClass is the nominal UE power (i.e., no tolerance).
PPowerClass_Default
PPowerClass_Default is the default nominal UE power (i.e., no tolerance) for the band.
PUMAX
The measured configured maximum UE output power.
Puw
Power of an unwanted DL signal
Pw
Power of a wanted DL signal
RBstart
Indicates the lowest RB index of transmitted resource blocks.
RBend
Indicates the highest RB index of transmitted resource blocks.
Tno_hopping
Transmission period within a TTI duration when consecutive symbols are transmitted without applying any frequency hopping
ΔfOOB
Δ Frequency of Out Of Band emission.
ΔPPowerClass
Adjustment to maximum output power for a given power class.
ΔRIB,c
Allowed reference sensitivity relaxation due to support for inter-band CA operation, for serving cell c.
ΔRIB,4R
Reference sensitivity adjustment due to support for 4 antenna ports.
ΔRIB,8R
Reference sensitivity adjustment due to support for 8 antenna ports.
ΔTIB,c
Allowed maximum configured output power relaxation due to support for inter-band CA operation, for serving cell c.
ΔTC
Allowed operating band edge transmission power relaxation.
ΔTC,c
Allowed operating band edge transmission power relaxation for serving cell c.
ΔTProSe
Allowed operating band transmission power relaxation due to support of E-UTRA ProSe on an operating band.
ρA
ρB
σ
Test specific auxiliary variable used for the purpose of downlink power allocation, defined in Annex C.3.2.
Wgap
Sub-block gap size
Wgap_L
Sub-block gap size between lowest two CCs in frequency domain on CA_X-X-X
Wgap_H
Sub-block gap size between highest two CCs in frequency domain on CA_X-X-X
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3.3  AbbreviationsWord‑p. 39

For the purposes of the present document, the abbreviations given in TR 21.905 and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905.
ABS
Almost Blank Subframe
ACLR
Adjacent Channel Leakage Ratio
ACS
Adjacent Channel Selectivity
A-MPR
Additional Maximum Power Reduction
AWGN
Additive White Gaussian Noise
BS
Base Station
CA
Carrier Aggregation
CA_X
Intra-band contiguous CA of component carriers in one sub-block within Band X where X is the applicable E-UTRA operating band
CA_X-X
Intra-band non-contiguous CA of component carriers in two sub-blocks within Band X where X is the applicable E-UTRA operating band
CA_X-X-X
Intra-band non-contiguous CA of component carriers in three sub-blocks within Band X where X is the applicable E-UTRA operating band
CA_X-X-X-X
Intra-band non-contiguous CA of component carriers in four sub-blocks within Band X where X is the applicable E-UTRA operating band
CA_X-Y
Inter-band CA of component carrier(s) in one sub-block within Band X and component carrier(s) in one sub-block within Band Y where X and Y are the applicable E-UTRA operating band
CA_X-X-Y
CA of component carriers in two sub-blocks within Band X and component carrier(s) in one sub-block within Band Y where X and Y are the applicable E-UTRA operating bands
CC
Component Carriers
CG
Carrier Group
CPE
Customer Premise Equipment
CPE_X
Customer Premise Equipment for E-UTRA operating band X
CW
Continuous Wave
DC
Dual Connectivity
DC_X-Y
Inter-band DC of component carrier(s) in one sub-block within Band X and component carrier(s) in one sub-block within Band Y where X and Y are the applicable E-UTRA operating band
DL
Downlink
DIP
Dominant Interferer Proportion
EARFCN
E-UTRA Absolute Radio Frequency Channel Number
EIRP
Effective Isotropic Radiated Power
EPRE
Energy Per Resource Element
E-UTRA
Evolved UMTS Terrestrial Radio Access
EUTRAN
Evolved UMTS Terrestrial Radio Access Network
EVM
Error Vector Magnitude
FDD
Frequency Division Duplex
FRC
Fixed Reference Channel
GNSS
Global Navigation Satellite Systems
HD
Half-Duplex for Sidelink Operation
HD-FDD
Half- Duplex FDD
ITS
Intelligent Transportation Systems
MCS
Modulation and Coding Scheme
MCG
Master Cell Group
MOP
Maximum Output Power
MPR
Maximum Power Reduction
MSD
Maximum Sensitivity Degradation
OCNG
OFDMA Channel Noise Generator
OFDMA
Orthogonal Frequency Division Multiple Access
OOB
Out-of-band
PA
Power Amplifier
PCC
Primary Component Carrier
P-MPR
Power Management Maximum Power Reduction
ProSe
Proximity-based Services
PSBCH
Physical Sidelink Broadcast CHannel
PSCCH
Physical Sidelink Control CHannel
PSDCH
Physical Sidelink Discovery CHannel
PSS
Primary Synchronization Signal
PSS_RA
PSS-to-RS EPRE ratio for the channel PSS
SSSS
Secondary Sidelink Synchronization Signal
PSSCH
Physical Sidelink Shared CHannel
PSSS
Primary Sidelink Synchronization Signal
RE
Resource Element
REFSENS
Reference Sensitivity power level
r.m.s
Root Mean Square
SCC
Secondary Component Carrier
SCG
Secondary Cell Group
SINR
Signal-to-Interference-and-Noise Ratio
SNR
Signal-to-Noise Ratio
SSS
Secondary Synchronization Signal
SSS_RA
SSS-to-RS EPRE ratio for the channel SSSSSSS Secondary Sidelink Synchronization Signal
TDD
Time Division Duplex
UE
User Equipment
UL
Uplink
UL-MIMO
Up Link Multiple Antenna transmission
UMTS
Universal Mobile Telecommunications System
UTRA
UMTS Terrestrial Radio Access
UTRAN
UMTS Terrestrial Radio Access Network
V2X
Vehicle to Everything
xCH_RA
xCH-to-RS EPRE ratio for the channel xCH in all transmitted OFDM symbols not containing cell-specific RS
xCH_RB
xCH-to-RS EPRE ratio for the channel xCH in all transmitted OFDM symbols containing cell-specific RS
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