13. Transition Considerations
The hIPv4 framework is not introducing any new protocols that would be mandatory for the transition from IPv4 to hIPv4; instead, extensions are added to existing protocols. The hIPv4 framework requires extensions to the current IPv4 stack, to infrastructure systems, and to some applications that use IP address information, but the current forwarding plane in the Internet remains intact, except that a new forwarding element (the RBR) is required to create an ALOC realm. Extensions to the IPv4 stack, to infrastructure systems, and to applications that make use of IP address information can be deployed in parallel with the current IPv4 framework. Genuine hIPv4 sessions can be established between endpoints even though the current unidimensional addressing structure is still present. When will the unidimensional addressing structure be replaced by a hierarchical addressing scheme and a fourth hierarchy added to the routing architecture? The author thinks there are two possible tipping points: o When the RIB of DFZ is getting close to the capabilities of current forwarding planes. Who will pay for the upgrade? Or will the service provider only accept ALOC prefixes from other service providers and avoid capital expenditures? o When the depletion of IPv4 addresses is causing enough problems for service providers and enterprises. The biggest risk and reason why the hIPv4 framework will not succeed is the very short time frame until the expected depletion of the IPv4 address space occurs -- actually the first RIR has run out of IPv4
addresses during the IESG review process of this document (April 2011). Also, will enterprises give up their global allocation of the current IPv4 address block they have gained, as an IPv4 address block has become an asset with an economical value. The transition requires the upgrade of endpoint's stack, and this is a drawback compared to the [CES] architectures proposed in [RFC6115]. A transition to an architecture that requires the upgrade of endpoint's stack is considerably slower than an architecture that requires only upgrade of some network nodes. But the transition might not be as slow or challenging at it first seems since hIPv4 is an evolution of the current deployed Internet. o Not all endpoints need to be upgraded; the endpoints that do not establish sessions to other ALOC realms can continue to make use of the classical IPv4 framework. Also, legacy applications that are used only inside a local ALOC realm do not need to be ported to another framework. For further details, see Appendix C. o Upgrading endpoint's stack, e.g., at critical or complicated systems, will definitely take time; thus, it would be more convenient to install a middlebox in front of such systems. It is obvious that the hIPv4 framework needs a middlebox solution to speed up the transition; combining CES architectures with the hIPv4 framework might produce such a middlebox. For further details, see Appendix D. o The framework is incrementally deployable. Not all endpoints in the Internet need to be upgraded before the first IPv4 block can be released from a globally unique allocation status to a regionally unique allocation status. That is, to achieve ELOC status for the prefixes used in a local network in the intermediate routing architecture, see Appendix D. An ALOC realm that wishes to achieve local unique status for its ELOC block in the long-term routing architecture does not need to wait for other ALOC realms to proceed to the same level simultaneously. It is sufficient that the other ALOC realms have achieved the intermediate routing architecture status. For further details, see Section 6.14. Security Considerations
Because the hIPv4 framework does not introduce other network mechanisms than a new type of border router to the currently deployed routing architecture, the best current practices for securing ISP networks are still valid. Since the DFZ will no longer contain ELOC prefixes, there are some benefits and complications regarding security that need to be taken into account.
The hijacking of a single ELOC prefix by longest match from another ALOC realm is no longer possible because the prefixes are separated by a locator, the ALOC. To carry out a hijack of a certain ELOC prefix, the whole ALOC realm must be routed via a bogus ALOC realm. Studies should be done with the Secure Inter-Domain Routing (SIDR) working group to determine whether the ALOC prefixes can be protected from hijacking. By not being able to hijack a certain ELOC prefix, there are some implications when mitigating distributed denial-of-service (DDoS) attacks. This implication occurs especially in the long-term routing architecture, e.g., when a multi-homed enterprise is connected with unicast ALOC RBRs to the ISPs. One method used today to mitigate DDoS attacks is to inject a more specific prefix (typically host prefix) to the routing table so that the victim of the attack is "relocated", i.e., a sinkhole is created in front of the victim. The sinkhole may separate bogus traffic from valid traffic or analyze the attack. The challenge in the long-term routing architecture is how to reroute a specific ELOC prefix of the multi-homed enterprise when the ELOC prefix cannot be installed in the ISP's routing table. Creating a sinkhole for all traffic designated to an ALOC realm might be challenging and expensive, depending on the size of the multi- homed enterprise. To have the sinkhole at the enterprise's ALOC realm may saturate the connections between the enterprise and ISPs, thus this approach is not a real option. By borrowing ideas from a service-centric networking architecture [SCAFFOLD], a sinkhole service can be created. An example of how a distributed sinkhole service can be designed follows: a. A firewall (or similar node) at the victim's ALOC realm discovers an attack. The security staff at the enterprise realizes that the amount of the incoming traffic caused by the attack is soon saturating the connections or other resources. Thus, the staff informs the upstream ISPs of the attack, also about the victim's ALOC prefix X and ELOC prefix Y. b. The ISP reserves the resources for the sinkhole service. These resources make use of ALOC prefix Z; the resources are programmed with a service ID and the victim's X and Y prefixes. The ISP informs the victim's security staff of the service ID. The ISP applies a NAT rule on their RBRs and/or hIPv4-enabled routers. The NAT rule replaces the destination address in the IP header of packets with Z when the destination address of the IP header matches X and the ELOC prefix of the locator header
matches Y. Also, the service ID is inserted to the locator header; the service ID acts as a referral for the sinkhole. It is possible that the sinkhole serves several victims; thus, a referral is needed. PMTUD issues must be taken into account. c. The victim's inbound traffic is now routed at the RBRs and/or hIPv4-enabled routers to the sinkhole(s); the traffic is identified by the service ID. Bogus traffic is discarded at the sinkhole, for valid traffic the value of the destination address in the IP header Z is replaced with X. By using a service ID in the analyzed packets, the enterprise is informed that the packets containing service ID are valid traffic and allowed to be forwarded to the victim. It might be possible that not all upstream ISPs are redirecting traffic to the distributed sinkholes. Thus, traffic that does not contain the agreed service ID might be bogus. Also, by inserting a service ID to the valid packets, overlay solutions between the routers, sinkholes, and victim can be avoided. In case the valid packet with a service ID traverses another RBR or hIPv4-enabled router containing the same NAT rule, that packet is not rerouted to the sinkhole. The enterprise shall ensure that the victim does not use the service ID in its replies -- if the attacker becomes aware of the service ID, the sinkhole is disarmed. Today, traffic is sent to sinkholes by injecting host routes into the routing table. This method can still be used inside an ALOC realm for intra-ALOC attacks. For attacks spanning over several ALOC realms new methods are needed; one example is described above. It is desirable that the RBR and hIPv4-enabled routers are capable of applying NAT rules and inserting service ID to selected packets in the forwarding plane.15. Conclusions
This document offers a high-level overview of the hierarchical IPv4 framework that could be built in parallel with the current Internet by implementing extensions at several architectures. Implementation of the hIPv4 framework will not require a major service window break in the Internet or at the private networks of enterprises. Basically, the hIPv4 framework is an evolution of the current IPv4 framework. The transition to hIPv4 might be attractive for enterprises since the hIPv4 framework does not create a catch-22 situation, e.g., when should an application used only inside the private network be ported from IPv4 to IPv6? Also, what is the business justification for porting the application to IPv6? Another matter is that when an
IPv4/v6 dual-stack solution is used it could impose operational expenditures, especially with rule sets at firewalls -- both in front of servers and at clients. If an enterprise chooses to deploy hIPv4, however, the legacy applications do not need to be ported because hIPv4 is backwards compatible with the classical IPv4 framework. This means lower costs for the enterprise, and an additional bonus is the new stack's capabilities to better serve mobility use cases. But the enterprise must take the decision soon and act promptly, because the IPv4 address depletion is a reality in the very near future. If the decision is delayed, IPv6 will arrive, and then, sooner or later, the legacy applications will need to be ported. However, though this document has focused only on IPv4, a similar scheme can be deployed for IPv6 in the future, that is, creating a 64x64 bit locator space. But some benefits would have been lost at the time this document was written, such as: o Backwards compatibility with the current Internet and therefore no smooth migration plan is gained. o The locator header, including ALOC and ELOC prefixes, would have been larger, 160 bits versus 96 bits. And the identifier (EUI-64) would always have been present, which can be considered as pros or cons, depending upon one's view of the privacy issue, as discussed in [RFC4941] and in [Mobility_& _Privacy]. If an enterprise prefers hIPv4 (e.g., due to gaining additional IPv4 addresses and smooth migration capabilities), there is an unintentional side effect (from the enterprise's point of view) on the routing architecture of the Internet; multi-homing becomes multi- pathing, and an opportunity opens up for the service providers to create an Internet routing architecture that holds less prefixes and generates less BGP updates in DFZ than the current Internet. The hIPv4 framework is providing a new hierarchy in the routing subsystem and is complementary work to multipath-enabled transport protocols (such as MPTCP and SCTP) and service-centric networking architectures (such as SCAFFOLD). End users and enterprises are not interested in routing issues in the Internet; instead, a holistic view should be applied on the three disciplines with a focus on new service opportunities and communicated to the end users and enterprises. Then perhaps the transition request to a new routing architecture will be accepted and carried out. However, more work is needed to accomplish a holistic framework of the three disciplines.
16. References
16.1. Normative References
[RFC1385] Wang, Z., "EIP: The Extended Internet Protocol", RFC 1385, November 1992. [RFC1812] Baker, F., Ed., "Requirements for IP Version 4 Routers", RFC 1812, June 1995. [RFC1918] Rekhter, Y., Moskowitz, B., Karrenberg, D., de Groot, G., and E. Lear, "Address Allocation for Private Internets", BCP 5, RFC 1918, February 1996. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC3031] Rosen, E., Viswanathan, A., and R. Callon, "Multiprotocol Label Switching Architecture", RFC 3031, January 2001. [RFC4033] Arends, R., Austein, R., Larson, M., Massey, D., and S. Rose, "DNS Security Introduction and Requirements", RFC 4033, March 2005. [RFC4601] Fenner, B., Handley, M., Holbrook, H., and I. Kouvelas, "Protocol Independent Multicast - Sparse Mode (PIM-SM): Protocol Specification (Revised)", RFC 4601, August 2006. [RFC4884] Bonica, R., Gan, D., Tappan, D., and C. Pignataro, "Extended ICMP to Support Multi-Part Messages", RFC 4884, April 2007. [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008. [RFC5944] Perkins, C., Ed., "IP Mobility Support for IPv4, Revised", RFC 5944, November 2010.16.2. Informative References
[CES] Jen, D., Meisel, M., Yan, H. Massey, D., Wang, L., Zhang, B., Zhang, L., "Towards A New Internet Routing Architecture: Arguments for Separating Edges from Transit Core", 2008, http://conferences.sigcomm.org/ hotnets/2008/papers/18.pdf.
[Dagstuhl] Arkko, J., Braun, M.B., Brim, S., Eggert, L., Vogt, C., Zhang, L., "Perspectives Workshop: Naming and Addressing in a Future Internet", 2009, http://www.dagstuhl.de/ de/programm/kalender/semhp/?semnr=09102. [ID/loc_Split] Thaler, D., "Why do we really want an ID/locator split anyway?", 2008, http://conferences.sigcomm.org/sigcomm/2008/workshops/ mobiarch/slides/thaler.pdf. [ILNP] Atkinson, R., "ILNP Concept of Operations", Work in Progress, February 2011. [iVLB] Babaioff, M., Chuang, J., "On the Optimality and Interconnection of Valiant Load-Balancing Networks", 2007, http://people.ischool.berkeley.edu/~chuang/ pubs/VLB-infocom07.pdf. [LISP] Farinacci, D., Fuller, V., Meyer, D., and D. Lewis, "Locator/ID Separation Protocol", Work in Progress, June 2011. [Mobility_&_Privacy] Brim, S., Linsner. M., McLaughlin, B., and K. Wierenga, "Mobility and Privacy", Work in Progress, March 2011. [NBS] Ubillos, J., Xu, M., Ming, Z., and C. Vogt, "Name-Based Sockets Architecture", Work in Progress, September 2010. [Nimrod] Chiappa, N., "A New IP Routing and Addressing Architecture", 1991, http://ana-3.lcs.mit.edu/ ~jnc/nimrod/overview.txt. [Pathlet_Routing] Godfrey, P.G., Shenker, S., Stoica, I., "Pathlet Routing", 2008, http://conferences.sigcomm.org/hotnets/2008/ papers/17.pdf. [Porting_IPv4] DeLong, O., "Porting IPv4 applications to dual stack, with examples", 2010, http://www.apricot.net/apricot2010/program/tutorials/ porting-ipv4-apps.html. [RBridge] Perlman, R., "RBridges, Transparent Routing", 2004, http://www.ieee-infocom.org/2004/Papers/26_1.PDF.
[Revisiting_Route_Caching] Kim, C., Caesar, M., Gerber, A., Rexford, J., "Revisiting Route Caching: The World Should Be Flat", 2009, http://www.springerlink.com/content/80w13260665v2013/. [RFC3597] Gustafsson, A., "Handling of Unknown DNS Resource Record (RR) Types", RFC 3597, September 2003. [RFC3618] Fenner, B., Ed., and D. Meyer, Ed., "Multicast Source Discovery Protocol (MSDP)", RFC 3618, October 2003. [RFC4423] Moskowitz, R. and P. Nikander, "Host Identity Protocol (HIP) Architecture", RFC 4423, May 2006. [RFC4941] Narten, T., Draves, R., and S. Krishnan, "Privacy Extensions for Stateless Address Autoconfiguration in IPv6", RFC 4941, September 2007. [RFC4960] Stewart, R., Ed., "Stream Control Transmission Protocol", RFC 4960, September 2007. [RFC4984] Meyer, D., Ed., Zhang, L., Ed., and K. Fall, Ed., "Report from the IAB Workshop on Routing and Addressing", RFC 4984, September 2007. [RFC5395] Eastlake 3rd, D., "Domain Name System (DNS) IANA Considerations", RFC 5395, November 2008. [RFC5880] Katz, D. and D. Ward, "Bidirectional Forwarding Detection (BFD)", RFC 5880, June 2010. [RFC6115] Li, T., Ed., "Recommendation for a Routing Architecture", RFC 6115, February 2011. [RFC6182] Ford, A., Raiciu, C., Handley, M., Barre, S., and J. Iyengar, "Architectural Guidelines for Multipath TCP Development", RFC 6182, March 2011. [RFC6227] Li, T., Ed., "Design Goals for Scalable Internet Routing", RFC 6227, May 2011. [RRG] RRG, "IRTF Routing Research Group Home Page", http://tools.ietf.org/group/irtf/trac/wiki/ RoutingResearchGroup.
[SCAFFOLD] Freedman, M.J., Arye, M., Gopalan, P., Steven Y. Ko, S.Y., Nordstrom, E., Rexford, J., Shue, D. "Service- Centric Networking with SCAFFOLD", September 2010 http://www.cs.princeton.edu/research/techreps/TR-885-10. [Split-DNS] BIND 9 Administrator Reference Manual, http://www.bind9.net/manual/bind/9.3.1/ Bv9ARM.ch04.html#AEN767. [tcpcrypt] Bittau, A., Hamburg, M., Handley, M., Mazi`eres, D., Boneh, D., "The case for ubiquitous transport-level encryption", 2010, http://tcpcrypt.org/tcpcrypt.pdf. [VLB] Zhang-Shen, R., McKeown, N., "Designing a Predictable Internet Backbone with Valiant Load-Balancing", 2004, http://conferences.sigcomm.org/hotnets/ 2004/HotNets-III%20Proceedings/zhang-shen.pdf.17. Acknowledgments
The active participants at the Routing Research Group [RRG] mailing list are acknowledged. They have provided ideas, proposals, and discussions that have influenced the architecture of the hIPv4 framework. The following persons, in alphabetical order, have provided valuable review input: Aki Anttila, Mohamed Boucadair, Antti Jarvenpaa, Dae Young Kim, Mark Lewis, Wes Toman, and Robin Whittle. Also, during the IRSG and IESG review process, Rajeev Koodli, Wesley Eddy, Jari Arkko, and Adrian Farrel provided valuable review input. Lastly, a special thanks to Alfred Schwab from the Poughkeepsie ITSO for his editorial assistance.
Appendix A. Short-Term and Future IPv4 Address Allocation Policy
In this section, we study how the hIPv4 framework could influence the IPv4 address allocation policies to ensure that the new framework will enable some reusage of IPv4 address blocks. It is the Regional Internet Registries (RIRs) that shall define the final policies. When the intermediate routing architecture (see Figure 1) is fully implemented, every ALOC realm could have a full IPv4 address space, except the GLB, from which to allocate ELOC blocks. There are some implications, however. In order for an enterprise to achieve site mobility, that is, to change service provider without changing its ELOC scheme, the enterprise should implement an autonomous system (AS) solution with an ALOC prefix at the attachment point to the service provider. Larger enterprises have the resources to implement AS border routing. Most large enterprises have already implemented multi-homing solutions. Small and midsize enterprises (SMEs) may not have the resources to implement AS border routing, or the implementation introduces unnecessary costs for the SME. Also, if every enterprise needs to have an allocated ALOC prefix, this will have an impact on the RIB at the DFZ -- the RIB will be populated with a huge number of non-aggregatable ALOC prefixes. It is clear that a compromise is needed. An SME site usually deploys a single uplink to the Internet and should be able to reserve a PI ELOC block from the RIR without being forced to create an ALOC realm, that is, implement an RBR solution and AS border routing. Since the PI ELOC block is no longer globally unique, an SME can only reserve the PI ELOC block for the region where it is active or has its attachment point to the Internet. The attachment point rarely changes to another country; therefore, it is sufficient that the PI ELOC block is regionally unique. When the enterprise replaces its Internet service provider, it does not have to change its ELOC scheme -- only the local ALOC prefix at the endpoints is changed. The internal traffic at an enterprise does not make use of the ALOC prefix. The internal routing uses only the ELOC prefixes, and thus the internal routing and addressing architectures are preserved. Mergers and acquisitions of enterprises can cause ELOC conflicts, because the PI ELOC block is hereafter only regionally unique. If an enterprise in region A acquires an enterprise in region B, there is a slight chance that both enterprises have overlapping ELOC prefixes.
If overlapping of ELOC prefixes occurs, the private unicast ALOC solution can be implemented to separate them -- if all affected endpoints support the hIPv4 framework. Finally, residential users will receive only PA locators. When a residential user changes a service provider, she/he has to replace the locators. Since a PA ELOC block is no longer globally unique, every Internet service provider can use the PA ELOC blocks at their ALOC realms; the PA locators become kind of private locators for the service providers. If the forwarding planes and all hosts that establish inter-ALOC realm sessions are upgraded to support the hIPv4 framework, that is, the long-term routing architecture (see Figure 2) is implemented, several interesting possibilities occur: o The regional allocation policy for PI ELOC spaces can be removed, and the enterprise can make use of the whole IPv4 address space that is globally unique today. The ELOC space is hereafter only significant at a local ALOC realm. o In case of mergers or acquisitions of enterprises, the private unicast ALOC solution can be used to separate overlapping ELOC spaces. o The GLB space can be expanded to make use of all 32 bits (except for the blocks defined in RFC 1918) for anycast and unicast ALOC allocations; only ISPs are allowed to apply for GLB prefixes. o The global anycast ALOC solution can be replaced with the global unicast ALOC solution since the ISP and enterprise no longer need to share ELOC routing information. Also, there is enough space in the GLB to reserve global unicast ALOC prefix(es) for every enterprise. o Residential users will still use global anycast ALOC solutions, and if they change service providers, their locators need to be replaced. The result is that a 32x32 bit locator space is achieved. When an enterprise replaces an ISP with another ISP, only the ALOC prefix(es) is replaced at endpoints and infrastructure nodes. Renumbering of ALOC prefixes can be automated by, for example, DHCP and extensions to IGP.
Appendix B. Multi-Homing becomes Multi-Pathing
When the transition to the intermediate routing architecture (see Figure 1) is fully completed, the RIB of an ISP that has created an ALOC realm will have the following entries: o The PA ELOC blocks of directly attached customers (residential and enterprises) o The PI ELOC blocks of directly attached customers (e.g., enterprises) o The globally unique ALOC prefixes, received from other service providers The ISP will not carry any PA or PI ELOC blocks from other service providers in its routing table. In order to do routing and forwarding of packets between ISPs, only ALOC information of other ISPs is needed. Then, the question is how to keep the growth of ALOC reasonable? If the enterprise is using PI addresses, has an AS number, and is implementing BGP, why not apply for an ALOC prefix? Classical multi-homing is causing the biggest impact on the growth of the size of the RIB in the DFZ -- so replacing a /20 IPv4 prefix with a /32 ALOC prefix will not reduce the size of the RIB in the DFZ. Most likely, the only way to prevent this from happening is to impose a yearly cost for the allocation of an ALOC prefix, except if you are a service provider that is providing access and/or transit traffic for your customers. And it is reasonable to impose a cost for allocating an ALOC prefix for the non-service providers, because when an enterprise uses an ALOC prefix, it is reserving a FIB entry throughout the DFZ; the ALOC FIB entry needs to have power, space, hardware, and cooling on all the routers in the DFZ. Implementing this kind of ALOC allocating policy will reduce the RIB size in the DFZ quite well, because multi-homing will no longer increase the RIB size of the DFZ. But this policy will have some impact on the resilience behavior because by compressing routing information we will lose visibility in the network. In today's multi-homing solutions the network always knows where the remote endpoint resides. In case of a link or network failure, a backup path is calculated and an alternative path is found, and all routers in the DFZ are aware of the change in the topology. This functionality has off-loaded the workload of the endpoints; they only need to find the closest ingress router and the network will deliver
the packets to the egress router, regardless (almost) of what failures happen in the network. And with the growth of multi-homed prefixes, the routers in the DFZ have been forced to carry greater workloads, perhaps close to their limits -- the workload between the network and endpoints is not in balance. The conclusion is that the endpoints should take more responsibility for their sessions by offloading the workload in the network. How? Let us walk through an example. A remote enterprise has been given an ELOC block 192.168.1.0/24, either via static routing or BGP announced to the upstream service providers. The upstream service providers provide the ALOC information for the enterprise, 10.1.1.1 and 10.2.2.2. A remote endpoint has been installed and given ELOC 192.168.1.1 -- the ELOC is a locator defining where the remote endpoint is attached to the remote network. The remote endpoint has been assigned ALOCs 10.1.1.1 and 10.2.2.2 -- an ALOC is a locator defining the attachment point of the remote network to the Internet. The initiator (local endpoint) that has ELOC 172.16.1.1 and ALOC prefixes 10.3.3.3 and 10.4.4.4 has established a session by using ALOC 10.3.3.3 to the responder (remote endpoint) at ELOC 192.168.1.1 and ALOC 10.1.1.1. That is, both networks 192.168.10/24 and 172.16.1.0/24 are multi-homed. ALOCs are not available in the current IP stack's API, but both ELOCs are seen as the local and remote IP addresses in the API, so the application will communicate between IP addresses 172.16.1.1 and 192.168.1.1. If ALOC prefixes are included, the session is established between 10.3.3.3:172.16.1.1 and 10.1.1.1:192.168.1.1. Next, a network failure occurs and the link between the responder border router (BR-R1) and service provider that owns ALOC 10.1.1.1 goes down. The border router of the initiator (BR-I3) will not be aware of the situation, because only ALOC information is exchanged between service providers and ELOC information is compressed to stay within ALOC realms. But BR-R1 will notice the link failure; BR-R1 could rewrite the ALOC field in the locator header for this session from 10.1.1.1 to 10.2.2.2 and send the packets to the second service provider via BR-R2. The session between the initiator 10.3.3.3:172.16.1.1 and the responder 10.2.2.2:192.168.1.1 remains intact because the legacy 5-tuple at the IP stack API does not change. Only the ALOC prefix of the responder has changed and this information is not shown to the application. An assumption here is that the hIPv4 stack does accept changes of ALOC prefixes on the fly (more about this later).
If the network link between the BR-I3 and ISP providing ALOC 10.3.3.3 fails, BR-I3 could rewrite the ALOC prefix in the locator header and route the packets via BR-I4 and the session would stay up. If there is a failure somewhere in the network, the border routers might receive an ICMP destination unreachable message (if not blocked by some security functionality) and thus try to switch the session over to the other ISP by replacing the ALOC prefixes in the hIPv4 header. Or the endpoints might try themselves to switch to the other ALOCs after a certain time-out in the session. In all session transition cases the legacy 5-tuple remains intact. If border routers or one of the endpoints changes the ALOC prefix without a negotiation with the remote endpoint, security issues arise. Can the endpoints trust the remote endpoint when ALOC prefixes are changed on the fly -- is it still the same remote endpoint or has the session been hijacked by a bogus endpoint? The obvious answer is that an identification mechanism is needed to ensure that after a change in the path or a change of the attachment point of the endpoint, the endpoints are still the same. An identifier needs to be exchanged during the transition of the session. Identifier/locator split schemes have been discussed on the [RRG] mailing list, for example, multipath-enabled transport protocols and identifier database schemes. Both types of identifiers can be used to protect the session from being hijacked. A session identifier will provide a low-level security mechanism, offering some protection against hijacking of the session and also provide mobility. SCTP uses the verification tag to identify the association; MPTCP incorporates a token functionality for the same purpose -- both can be considered to fulfill the characteristics of a session identifier. [tcpcrypt] can be used to further mitigate session hijacking. If the application requires full protection against man-in-the-middle attacks, TLS should be applied for the session. Both transport protocols are also multipath-capable. Implementing multipath-capable transport protocols in a multi-homed environment will provide new capabilities, such as: o Concurrent and separate exit/entry paths via different attachment points at multi-homed sites. o True dynamic load-balancing, in which the endpoints do not participate in any routing protocols or do not update rendezvous solutions due to network link or node failures. o Only a single Network Interface Card (NIC) on the endpoints is required.
o In case of a border router or ISP failure, the multipath transport protocol will provide resilience. By adding more intelligence at the endpoints, such as multipath- enabled transport protocols, the workload of the network is offloaded and can take less responsibility for providing visibility of destination prefixes on the Internet; for example, prefix compression in the DFZ can be applied and only the attachment points of a local network need to be announced in the DFZ. And the IP address space no longer needs to be globally unique; it is sufficient that only a part is globally unique, with the rest being only regionally unique (in the long-term routing architecture, locally unique) as discussed in Appendix A. The outcome is that the current multi-homing solution can migrate towards a multi-pathing environment that will have the following characteristics: o An AS number is not mandatory for enterprises. o BGP is not mandatory at the enterprise's border routers; static routing with Bidirectional Forwarding Detection (BFD) [RFC5880] is an option. o Allocation of global ALOC prefixes for the enterprise should not be allowed; instead, upstream ISPs provide the global ALOC prefixes for the enterprise. o MPTCP provides dynamic load-balancing without using routing protocols; several paths can be used simultaneously and thus resilience is achieved. o Provides low growth of RIB entries at the DFZ. o When static routing is used between the enterprise and the ISP: - The RIB size at the enterprise's border routers does not depend upon the size of the RIB in the DFZ or in adjacent ISPs. - The enterprise's border router cannot cause BGP churn in the DFZ or in the adjacent ISPs' RIB. o When dynamic routing is used between the enterprise and the ISP: - The RIB size at the enterprise's border routers depends upon the size of the RIB in the DFZ and adjacent ISPs.
- The enterprise's border router can cause BGP churn for the adjacent ISPs, but not in the DFZ. o The cost of the border router should be less than in today's multi-homing solution.Appendix C. Incentives and Transition Arguments
The media has announced the meltdown of the Internet and the depletion of IPv4 addresses several times, but the potential chaos has been postponed and the general public has lost interest in these announcements. Perhaps it could be worthwhile to find other valuable arguments that the general public could be interested in, such as: o Not all endpoints need to be upgraded, only those that are directly attached to the Internet, such as portable laptops, smart mobile phones, proxies, and DMZ/frontend endpoints. But the most critical endpoints, the backend endpoints where enterprises keep their most critical business applications, do not need to be upgraded. These endpoints should not be reached at all from the Internet, only from the private network. And this functionality can be achieved with the hIPv4 framework, since it is backwards compatible with the current IPv4 stack. Therefore, investments in legacy applications used inside an ALOC realm are preserved. o Mobility - it is estimated that the demand for applications that perform well over the wireless access network will increase. Introduction of MPTCP and identifier/locator split schemes opens up new possibilities to create new solutions and applications that are optimized for mobility. The hIPv4 framework requires an upgrade of the endpoint's stack; if possible, the hIPv4 stack should also contain MPTCP and identifier/locator split scheme features. Applications designed for mobility could bring competitive benefits. o The intermediate routers in the network do not need to be upgraded immediately; the current forwarding plane can still be used. The benefit is that the current network equipment can be preserved at the service providers, enterprises, and residences (except middleboxes). This means that the carbon footprint is a lot lower compared to other solutions. Many enterprises do have green programs and many residential users are concerned with the global warming issue. o The migration from IPv4 to IPv6 (currently defined architecture) will increase the RIB and FIB throughout DFZ. Whether it will require a new upgrade of the forwarding plane as discussed in [RFC4984] is unclear. Most likely an upgrade is needed. The
outcome of deploying IPv4 and IPv6 concurrently is that the routers need to have larger memories for the RIB and FIB -- every globally unique prefix is installed in the routers that are participating in the DFZ. Since the enterprise reserves one or several RIB/FIB entries on every router in the DFZ, it is increasing the power consumption of the Internet, thus increasing the carbon footprint. And many enterprises are committed to green programs. If hIPv4 is deployed, the power consumption of the Internet will not grow as much as in an IPv4 to IPv6 transition scenario. o Another issue: if the migration from IPv4 to IPv6 (currently defined architecture) occurs, the routers in the DFZ most likely need to be upgraded to more expensive routers, as discussed in [RFC4984]. In the wealthy part of the world, where a large penetration of Internet users is already present, the service providers can pass the costs of the upgrade along to their subscribers more easily. With a "wealthy/high penetration" ratio the cost will not grow so much that the subscribers would abandon the Internet. But in the less wealthy part of the world, where there is usually a lower penetration of subscribers, the cost of the upgrade cannot be accepted so easily -- a "less wealthy/low penetration" ratio could impose a dramatic increase of the cost that needs to be passed along to the subscribers. And thus fewer subscribers could afford to get connected to the Internet. For the global enterprises and the enterprises in the less wealthy part of the world, this scenario could mean less potential customers and there could be situations when the nomads of the enterprises can't get connected to the Internet. This is also not fair; every human being should have a fair chance to be able to enjoy the Internet experience -- and the wealthy part of the world should take this right into consideration. Many enterprises are committed to Corporate Social Responsibility programs. Not only technical and economical arguments can be found. Other arguments that the general public is interested in and concerned about can be found, for example, that the Internet becomes greener and more affordable for everyone, in contrast with the current forecast of the evolution of the Internet.Appendix D. Integration with CES Architectures
Because the hIPv4 framework requires changes to the endpoint's stack, it will take some time before the migration of the current IPv4 architecture to the intermediate hIPv4 routing architecture is fully completed. If a hIPv4 proxy solution could be used in front of
classical IPv4 endpoints, the threshold for early adopters to start to migrate towards the hIPv4 framework would be less questionable and the migration phase would also most likely be much shorter. Therefore, it should be investigated whether the hIPv4 framework can be integrated with Core-Edge Separation [CES] architectures. In CES architectures the endpoints do not need to be modified. The design goal of a CES solution is to minimize the PI-address entries in the DFZ and to preserve the current stack at the endpoints. But a CES solution requires a new mapping system and also introduces a caching mechanism in the map-and-encapsulate network nodes. Much debate about scalability of a mapping system and the caching mechanism has been going on at the [RRG] list. At the present time it is unclear how well both solutions will scale; research work on both topics is still in progress. Since the CES architectures divide the address spaces into two new categories, one that is installed in the RIB of the DFZ and one that is installed in the local networks, there are to some degree similarities between CES architectures and the hIPv4 framework. Actually, the invention of the IP and locator header swap functionality was inspired by [LISP]. In order to describe how these two architectures might be integrated, some terminology definitions are needed: CES-node: A network node installed in front of a local network that must have the following characteristics: o Map-and-encapsulate ingress functionality o Map-and-encapsulate egress functionality o Incorporate the hIPv4 stack o Routing functionality, [RFC1812] o Being able to apply policy-based routing on the ALOC field in the locator header The CES-node does not include the MPTCP extension because it would most likely put too much of a burden on the CES-node to signal and maintain MPTCP subflows for the cached hIPv4 entries.
Consumer site: A site that is not publishing any services towards the Internet, that is, there are no entries in DNS for this site. It is used by local endpoints to establish outbound connectivity -- endpoints are initiating sessions from the site towards content sites. Usually such sites are found at small enterprises and residences. PA-addresses are usually assigned to them. Content site: A site that is publishing services towards the Internet, and which usually does have DNS entries. Such a site is used by local endpoints to establish both inbound and outbound connectivity. Large enterprises use PI-addresses, while midsize/small enterprises use either PI- or PA-address space. The CES architectures aim to reduce the PI-address entries in the DFZ. Therefore, map-and-encapsulate egress functionality will be installed in front of the content sites. It is likely that the node containing map-and-encapsulate egress functionality will also contain map-and-encapsulate ingress functionality; it is also a router, so the node just needs to support the hIPv4 stack and be able to apply policy-based routing using the ALOC field of the locator header to become a CES-node. It is possible that the large content providers (LCPs) are not willing to install map-and-encapsulate functionality in front of their sites. If the caching mechanism is not fully reliable or if the mapping lookup delay does have an impact on their clients' user experience, then most likely the LCPs will not adopt the CES architecture. In order to convince a LCP to adopt the CES architecture, it should provide a mechanism to mitigate the caching and mapping lookup delay risks. One method is to push the CES architectures to the edge -- the closer to the edge you add new functionality, the better it will scale. That is, if the endpoint stack is upgraded, the caching mechanism is maintained by the endpoint itself. The mapping mechanism can be removed if the CES architecture's addressing scheme is replaced with the addressing scheme of hIPv4 when the CES solution is integrated at the endpoints. With this approach, the LCPs might install a CES-node in front of their sites. Also, some endpoints at the content site might be upgraded with the hIPv4 stack.
If the LCP faces issues with the caching or mapping mechanisms, the provider can ask its clients to upgrade their endpoint's stack to ensure a proper service level. At the same time, the LCP promotes the migration from the current routing architecture to a new routing architecture, not for the sake of the routing architecture but instead to ensure a proper service level -- you can say that a business model will promote the migration of a new routing architecture. The hIPv4 framework proposes that the IPv4 addresses (ELOC) should no longer be globally unique; once the transition is completed, a more regional allocation can be deployed. But this is only possible once all endpoints (that are establishing sessions to other ALOC realms) have migrated to support the hIPv4 framework. Here the CES architecture can speed up the re-usage of IPv4 addresses; that is, once an IPv4 address block has become an ELOC block it can be re-used in the other RIR regions, without the requirement that all endpoints in the Internet must first be upgraded. As stated earlier, the CES architecture aims to remove PI-addresses from the DFZ, making the content sites more or less the primary target for the roll-out of a CES solution. At large content sites a CES-node most likely will be installed. To upgrade all endpoints (that are providing services towards the Internet) at a large content site will take time, and it might be that the endpoints at the content site are upgraded only within their normal lifecycle process. But if the size of the content site is small, the administrator either installs a CES-node or upgrades the endpoint's stack -- a decision influenced by availability, reliability, and economic feasibility. Once the content sites have been upgraded, the PI-address entries have been removed from the DFZ. Most likely also some endpoints at the consumer sites have been upgraded to support the hIPv4 stack -- especially if there have been issues with the caches or mapping delays that have influenced the service levels at the LCPs. Then, the issue is how to keep track of the upgrade of the content sites -- have they been migrated or not? If the content sites or content endpoints have been migrated, the DNS records should have either a CES-node entry or ALOC entry for each A-record. When the penetration of CES solutions at content sites (followed up by CES-node/ALOC records in DNS) is high enough, the ISP can start to promote the hIPv4 stack upgrade at the consumer sites. Once a PA-address block has been migrated it can be released from global allocation to a regional allocation. Why would an ISP then push its customers to deploy hIPv4 stacks? Because of the business model -- it will be more expensive to stay in the current
architecture. The depletion of IPv4 addresses will either cause more NAT at the service provider's network (operational expenditures will increase because the network will become more complex) or the ISP should force its customers to migrate to IPv6. But the ISP could lose customers to other ISPs that are offering IPv4 services. When PA-addresses have been migrated to the hIPv4 framework, the ISP will have a more independent routing domain (ALOC realm) with only ALOC prefixes from other ISPs and ELOC prefixes from directly attached customers. BGP churn from other ISPs is no longer received, the amount of alternative paths is reduced, and the ISP can better control the growth of the RIB at their ALOC realm. The operational and capital expenditures should be lower than in the current routing architecture. To summarize, the content providers might find the CES+hIPv4 solution attractive. It will remove the forthcoming IPv4 address depletion constraints without forcing the consumers to switch to IPv6, and thus the content providers can continue to grow (reach more consumers). The ISP might also find this solution attractive because it should reduce the capital and operational expenditures in the long term. Both the content providers and the ISPs are providing the foundation of the Internet. If both adopt this architecture, the consumers have to adopt. Both providers might find business models to "guide" the consumers towards the new routing architecture. Then, how will this affect the consumer and content sites? Residential users will need to upgrade their endpoints. But it doesn't really matter which IP version they use. It is the availability and affordability of the Internet that matters most. Enterprises will be affected a little bit more. The edge devices at the enterprises' local networks need to be upgraded -- edge nodes such as AS border routers, middleboxes, DNS, DHCP, and public nodes -- but by installing a CES-node in front of them, the upgrade process is postponed and the legacy nodes can be upgraded during their normal lifecycle process. The internal infrastructure is preserved, internal applications can still use IPv4, and all investment in IPv4 skills is preserved. Walkthrough of use cases: 1. A legacy endpoint at a content site establishes a session to a content site with a hIPv4 upgraded endpoint.
When the legacy endpoint resolves the DNS entry for the remote endpoint (a hIPv4 upgraded endpoint), it receives an ALOC record in the DNS response. The legacy endpoint ignores the ALOC record. Only the A-record is used to establish the session. Next, the legacy endpoint initializes the session and a packet is sent towards the map-and-encapsulate ingress node, which needs to do a lookup at the CES mapping system (the assumption here is that no cache entry exists for the remote endpoint). The mapping system returns either a CES-node prefix or an ALOC prefix for the lookup -- since the requested remote endpoint has been upgraded, the mapping system returns an ALOC prefix. The CES-node will not use the CES encapsulation scheme for this session. Instead, the hIPv4 header scheme will be used and a /32 entry will be created in the cache. A /32 entry must be created; it is possible that not all endpoints at the remote site are upgraded to support the hIPv4 framework. The /32 cache entry can be replaced with a shorter prefix in the cache if all endpoints are upgraded at the remote site. To indicate this situation, a subfield should be added for the ALOC record in the mapping system. The CES-node must execute the following steps for the egress packets: a. Verify IP and transport header checksums. b. Create the locator header and copy the value in the destination address field of the IP header to the ELOC field of the locator header. c. Replace the destination address in the IP header with the ALOC prefix given in the cache. d. Insert the local CES-node prefix in the ALOC field of the locator header. e. Copy the transport protocol value of the IP header to the protocol field of the locator header and set the hIPv4 protocol value in the protocol field of the IP header. f. Set the desired parameters in the A-, I-, S-, VLB-, and L- fields of the locator header. g. Set the FI-bits of the locator header to 00. h. Decrease the TTL value by one.
i. Calculate IP, locator, and transport protocol header checksums. Transport protocol header calculations do not include the locator header fields. When completed, the packet is transmitted. j. Because the size of the packet might exceed MTU due to the insertion of the locator header, and if MTU is exceeded, the CES-node should inform the source endpoint of the situation with an ICMP message, and the CES-node should apply fragmentation of the hIPv4 packet. 2. A hIPv4-upgraded endpoint at a consumer/content site establishes a session to a content site with a CES-node in front of a legacy endpoint. The hIPv4 upgraded endpoint receives, in the DNS response, either an ALOC record or a CES-node record for the resolved destination. From the requesting hIPv4 endpoint's point of view, it really doesn't matter if the new record prefix is used to locate RBR- nodes or CES-nodes in the Internet -- the CES-node will act as a hIPv4 proxy in front of the remote legacy endpoint. Thus the hIPv4 endpoint assembles a hIPv4 packet to initialize the session, and when the packet arrives at the CES-node it must execute the following: a. Verify that the received packet uses the hIPv4 protocol value in the protocol field of the IP header. b. Verify IP, locator, and transport protocol header checksums. Transport protocol header verification does not include the locator header fields. c. Replace the protocol field value of the IP header with the protocol field value of the locator header. d. Replace the destination address in the IP header with the ELOC prefix of the locator header. e. Remove the locator header. f. Create a cache entry (unless an entry already exists) for returning packets. A /32 entry is required. To optimize the usage of cache entries, the CES-node might ask the CES mapping node whether all endpoints at the remote site are upgraded or not. If upgraded, a shorter prefix can be used in the cache. g. Decrease the TTL value by one.
h. Calculate IP and transport protocol header checksums. i. Forward the packet according to the destination address of the IP header. 3. A hIPv4-enabled endpoint with a regionally unique ELOC at a consumer site establishes a session to a consumer site with a legacy endpoint. In this use case, the sessions will fail unless some mechanism is invented and implemented at the ISPs' map-and-encapsulate nodes. The sessions will work inside an ALOC realm since the classical IPv4 framework is still valid. Sessions between ALOC realms will fail. Some applications establish sessions between consumer sites. The most common are gaming and peer-to-peer applications. These communities have historically been in the forefront of adopting new technologies. It is expected that they either develop workarounds to solve this issue or simply ask their members to upgrade their stacks. 4. A legacy endpoint at a consumer/content site establishes a session to a content site with a CES-node in front of a legacy endpoint. Assumed to be described in CES architecture documents. 5. A hIPv4-enabled endpoint at a consumer/content site establishes a session to a content site with a hIPv4-enabled endpoint. See Section 5.2.Author's Address
Patrick Frejborg EMail: pfrejborg@gmail.com