3. SCTP Packet Format
An SCTP packet is composed of a common header and chunks. A chunk contains either control information or user data. The SCTP packet format is shown below: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Common Header | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Chunk #1 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Chunk #n | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Multiple chunks can be bundled into one SCTP packet up to the MTU size, except for the INIT, INIT ACK, and SHUTDOWN COMPLETE chunks. These chunks MUST NOT be bundled with any other chunk in a packet. See Section 6.10 for more details on chunk bundling. If a user data message doesn't fit into one SCTP packet it can be fragmented into multiple chunks using the procedure defined in Section 6.9. All integer fields in an SCTP packet MUST be transmitted in network byte order, unless otherwise stated.
3.1. SCTP Common Header Field Descriptions
SCTP Common Header Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port Number | Destination Port Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Verification Tag | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Source Port Number: 16 bits (unsigned integer) This is the SCTP sender's port number. It can be used by the receiver in combination with the source IP address, the SCTP destination port, and possibly the destination IP address to identify the association to which this packet belongs. The port number 0 MUST NOT be used. Destination Port Number: 16 bits (unsigned integer) This is the SCTP port number to which this packet is destined. The receiving host will use this port number to de-multiplex the SCTP packet to the correct receiving endpoint/application. The port number 0 MUST NOT be used. Verification Tag: 32 bits (unsigned integer) The receiver of this packet uses the Verification Tag to validate the sender of this SCTP packet. On transmit, the value of this Verification Tag MUST be set to the value of the Initiate Tag received from the peer endpoint during the association initialization, with the following exceptions: - A packet containing an INIT chunk MUST have a zero Verification Tag. - A packet containing a SHUTDOWN COMPLETE chunk with the T bit set MUST have the Verification Tag copied from the packet with the SHUTDOWN ACK chunk. - A packet containing an ABORT chunk may have the verification tag copied from the packet that caused the ABORT to be sent. For details see Section 8.4 and Section 8.5.
An INIT chunk MUST be the only chunk in the SCTP packet carrying it. Checksum: 32 bits (unsigned integer) This field contains the checksum of this SCTP packet. Its calculation is discussed in Section 6.8. SCTP uses the CRC32c algorithm as described in Appendix B for calculating the checksum.3.2. Chunk Field Descriptions
The figure below illustrates the field format for the chunks to be transmitted in the SCTP packet. Each chunk is formatted with a Chunk Type field, a chunk-specific Flag field, a Chunk Length field, and a Value field. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Chunk Type | Chunk Flags | Chunk Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / Chunk Value / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Chunk Type: 8 bits (unsigned integer) This field identifies the type of information contained in the Chunk Value field. It takes a value from 0 to 254. The value of 255 is reserved for future use as an extension field. The values of Chunk Types are defined as follows: ID Value Chunk Type ----- ---------- 0 - Payload Data (DATA) 1 - Initiation (INIT) 2 - Initiation Acknowledgement (INIT ACK) 3 - Selective Acknowledgement (SACK) 4 - Heartbeat Request (HEARTBEAT) 5 - Heartbeat Acknowledgement (HEARTBEAT ACK) 6 - Abort (ABORT) 7 - Shutdown (SHUTDOWN) 8 - Shutdown Acknowledgement (SHUTDOWN ACK) 9 - Operation Error (ERROR) 10 - State Cookie (COOKIE ECHO) 11 - Cookie Acknowledgement (COOKIE ACK)
12 - Reserved for Explicit Congestion Notification Echo (ECNE) 13 - Reserved for Congestion Window Reduced (CWR) 14 - Shutdown Complete (SHUTDOWN COMPLETE) 15 to 62 - available 63 - reserved for IETF-defined Chunk Extensions 64 to 126 - available 127 - reserved for IETF-defined Chunk Extensions 128 to 190 - available 191 - reserved for IETF-defined Chunk Extensions 192 to 254 - available 255 - reserved for IETF-defined Chunk Extensions Chunk Types are encoded such that the highest-order 2 bits specify the action that must be taken if the processing endpoint does not recognize the Chunk Type. 00 - Stop processing this SCTP packet and discard it, do not process any further chunks within it. 01 - Stop processing this SCTP packet and discard it, do not process any further chunks within it, and report the unrecognized chunk in an 'Unrecognized Chunk Type'. 10 - Skip this chunk and continue processing. 11 - Skip this chunk and continue processing, but report in an ERROR chunk using the 'Unrecognized Chunk Type' cause of error. Note: The ECNE and CWR chunk types are reserved for future use of Explicit Congestion Notification (ECN); see Appendix A. Chunk Flags: 8 bits The usage of these bits depends on the Chunk type as given by the Chunk Type field. Unless otherwise specified, they are set to 0 on transmit and are ignored on receipt. Chunk Length: 16 bits (unsigned integer) This value represents the size of the chunk in bytes, including the Chunk Type, Chunk Flags, Chunk Length, and Chunk Value fields. Therefore, if the Chunk Value field is zero-length, the Length field will be set to 4. The Chunk Length field does not count any chunk padding.
Chunks (including Type, Length, and Value fields) are padded out by the sender with all zero bytes to be a multiple of 4 bytes long. This padding MUST NOT be more than 3 bytes in total. The Chunk Length value does not include terminating padding of the chunk. However, it does include padding of any variable-length parameter except the last parameter in the chunk. The receiver MUST ignore the padding. Note: A robust implementation should accept the chunk whether or not the final padding has been included in the Chunk Length. Chunk Value: variable length The Chunk Value field contains the actual information to be transferred in the chunk. The usage and format of this field is dependent on the Chunk Type. The total length of a chunk (including Type, Length, and Value fields) MUST be a multiple of 4 bytes. If the length of the chunk is not a multiple of 4 bytes, the sender MUST pad the chunk with all zero bytes, and this padding is not included in the Chunk Length field. The sender MUST NOT pad with more than 3 bytes. The receiver MUST ignore the padding bytes. SCTP-defined chunks are described in detail in Section 3.3. The guidelines for IETF-defined chunk extensions can be found in Section 14.1 of this document.3.2.1. Optional/Variable-Length Parameter Format
Chunk values of SCTP control chunks consist of a chunk-type-specific header of required fields, followed by zero or more parameters. The optional and variable-length parameters contained in a chunk are defined in a Type-Length-Value format as shown below. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Parameter Type | Parameter Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / Parameter Value / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
Chunk Parameter Type: 16 bits (unsigned integer) The Type field is a 16-bit identifier of the type of parameter. It takes a value of 0 to 65534. The value of 65535 is reserved for IETF-defined extensions. Values other than those defined in specific SCTP chunk descriptions are reserved for use by IETF. Chunk Parameter Length: 16 bits (unsigned integer) The Parameter Length field contains the size of the parameter in bytes, including the Parameter Type, Parameter Length, and Parameter Value fields. Thus, a parameter with a zero-length Parameter Value field would have a Length field of 4. The Parameter Length does not include any padding bytes. Chunk Parameter Value: variable length The Parameter Value field contains the actual information to be transferred in the parameter. The total length of a parameter (including Type, Parameter Length, and Value fields) MUST be a multiple of 4 bytes. If the length of the parameter is not a multiple of 4 bytes, the sender pads the parameter at the end (i.e., after the Parameter Value field) with all zero bytes. The length of the padding is not included in the Parameter Length field. A sender MUST NOT pad with more than 3 bytes. The receiver MUST ignore the padding bytes. The Parameter Types are encoded such that the highest-order 2 bits specify the action that must be taken if the processing endpoint does not recognize the Parameter Type. 00 - Stop processing this parameter; do not process any further parameters within this chunk. 01 - Stop processing this parameter, do not process any further parameters within this chunk, and report the unrecognized parameter in an 'Unrecognized Parameter', as described in Section 3.2.2. 10 - Skip this parameter and continue processing. 11 - Skip this parameter and continue processing but report the unrecognized parameter in an 'Unrecognized Parameter', as described in Section 3.2.2.
Please note that in all four cases, an INIT ACK or COOKIE ECHO chunk is sent. In the 00 or 01 case, the processing of the parameters after the unknown parameter is canceled, but no processing already done is rolled back. The actual SCTP parameters are defined in the specific SCTP chunk sections. The rules for IETF-defined parameter extensions are defined in Section 14.2. Note that a parameter type MUST be unique across all chunks. For example, the parameter type '5' is used to represent an IPv4 address (see Section 3.3.2.1). The value '5' then is reserved across all chunks to represent an IPv4 address and MUST NOT be reused with a different meaning in any other chunk.3.2.2. Reporting of Unrecognized Parameters
If the receiver of an INIT chunk detects unrecognized parameters and has to report them according to Section 3.2.1, it MUST put the 'Unrecognized Parameter' parameter(s) in the INIT ACK chunk sent in response to the INIT chunk. Note that if the receiver of the INIT chunk is NOT going to establish an association (e.g., due to lack of resources), an 'Unrecognized Parameter' would NOT be included with any ABORT being sent to the sender of the INIT. If the receiver of an INIT ACK chunk detects unrecognized parameters and has to report them according to Section 3.2.1, it SHOULD bundle the ERROR chunk containing the 'Unrecognized Parameters' error cause with the COOKIE ECHO chunk sent in response to the INIT ACK chunk. If the receiver of the INIT ACK cannot bundle the COOKIE ECHO chunk with the ERROR chunk, the ERROR chunk MAY be sent separately but not before the COOKIE ACK has been received. Note: Any time a COOKIE ECHO is sent in a packet, it MUST be the first chunk.3.3. SCTP Chunk Definitions
This section defines the format of the different SCTP chunk types.
3.3.1. Payload Data (DATA) (0)
The following format MUST be used for the DATA chunk: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 0 | Reserved|U|B|E| Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | TSN | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Stream Identifier S | Stream Sequence Number n | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Payload Protocol Identifier | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / User Data (seq n of Stream S) / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Reserved: 5 bits Should be set to all '0's and ignored by the receiver. U bit: 1 bit The (U)nordered bit, if set to '1', indicates that this is an unordered DATA chunk, and there is no Stream Sequence Number assigned to this DATA chunk. Therefore, the receiver MUST ignore the Stream Sequence Number field. After reassembly (if necessary), unordered DATA chunks MUST be dispatched to the upper layer by the receiver without any attempt to reorder. If an unordered user message is fragmented, each fragment of the message MUST have its U bit set to '1'. B bit: 1 bit The (B)eginning fragment bit, if set, indicates the first fragment of a user message. E bit: 1 bit The (E)nding fragment bit, if set, indicates the last fragment of a user message.
An unfragmented user message shall have both the B and E bits set to '1'. Setting both B and E bits to '0' indicates a middle fragment of a multi-fragment user message, as summarized in the following table: B E Description ============================================================ | 1 0 | First piece of a fragmented user message | +----------------------------------------------------------+ | 0 0 | Middle piece of a fragmented user message | +----------------------------------------------------------+ | 0 1 | Last piece of a fragmented user message | +----------------------------------------------------------+ | 1 1 | Unfragmented message | ============================================================ | Table 1: Fragment Description Flags | ============================================================ When a user message is fragmented into multiple chunks, the TSNs are used by the receiver to reassemble the message. This means that the TSNs for each fragment of a fragmented user message MUST be strictly sequential. Length: 16 bits (unsigned integer) This field indicates the length of the DATA chunk in bytes from the beginning of the type field to the end of the User Data field excluding any padding. A DATA chunk with one byte of user data will have Length set to 17 (indicating 17 bytes). A DATA chunk with a User Data field of length L will have the Length field set to (16 + L) (indicating 16+L bytes) where L MUST be greater than 0. TSN: 32 bits (unsigned integer) This value represents the TSN for this DATA chunk. The valid range of TSN is from 0 to 4294967295 (2**32 - 1). TSN wraps back to 0 after reaching 4294967295. Stream Identifier S: 16 bits (unsigned integer) Identifies the stream to which the following user data belongs. Stream Sequence Number n: 16 bits (unsigned integer) This value represents the Stream Sequence Number of the following user data within the stream S. Valid range is 0 to 65535.
When a user message is fragmented by SCTP for transport, the same Stream Sequence Number MUST be carried in each of the fragments of the message. Payload Protocol Identifier: 32 bits (unsigned integer) This value represents an application (or upper layer) specified protocol identifier. This value is passed to SCTP by its upper layer and sent to its peer. This identifier is not used by SCTP but can be used by certain network entities, as well as by the peer application, to identify the type of information being carried in this DATA chunk. This field must be sent even in fragmented DATA chunks (to make sure it is available for agents in the middle of the network). Note that this field is NOT touched by an SCTP implementation; therefore, its byte order is NOT necessarily big endian. The upper layer is responsible for any byte order conversions to this field. The value 0 indicates that no application identifier is specified by the upper layer for this payload data. User Data: variable length This is the payload user data. The implementation MUST pad the end of the data to a 4-byte boundary with all-zero bytes. Any padding MUST NOT be included in the Length field. A sender MUST never add more than 3 bytes of padding.3.3.2. Initiation (INIT) (1)
This chunk is used to initiate an SCTP association between two endpoints. The format of the INIT chunk is shown below:
0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 1 | Chunk Flags | Chunk Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Initiate Tag | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Advertised Receiver Window Credit (a_rwnd) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Number of Outbound Streams | Number of Inbound Streams | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Initial TSN | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / Optional/Variable-Length Parameters / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The INIT chunk contains the following parameters. Unless otherwise noted, each parameter MUST only be included once in the INIT chunk. Fixed Parameters Status ---------------------------------------------- Initiate Tag Mandatory Advertised Receiver Window Credit Mandatory Number of Outbound Streams Mandatory Number of Inbound Streams Mandatory Initial TSN Mandatory Variable Parameters Status Type Value ------------------------------------------------------------- IPv4 Address (Note 1) Optional 5 IPv6 Address (Note 1) Optional 6 Cookie Preservative Optional 9 Reserved for ECN Capable (Note 2) Optional 32768 (0x8000) Host Name Address (Note 3) Optional 11 Supported Address Types (Note 4) Optional 12 Note 1: The INIT chunks can contain multiple addresses that can be IPv4 and/or IPv6 in any combination. Note 2: The ECN Capable field is reserved for future use of Explicit Congestion Notification. Note 3: An INIT chunk MUST NOT contain more than one Host Name Address parameter. Moreover, the sender of the INIT MUST NOT combine any other address types with the Host Name Address in the INIT. The receiver of INIT MUST ignore any other address types if the Host Name Address parameter is present in the received INIT chunk.
Note 4: This parameter, when present, specifies all the address types the sending endpoint can support. The absence of this parameter indicates that the sending endpoint can support any address type. IMPLEMENTATION NOTE: If an INIT chunk is received with known parameters that are not optional parameters of the INIT chunk, then the receiver SHOULD process the INIT chunk and send back an INIT ACK. The receiver of the INIT chunk MAY bundle an ERROR chunk with the COOKIE ACK chunk later. However, restrictive implementations MAY send back an ABORT chunk in response to the INIT chunk. The Chunk Flags field in INIT is reserved, and all bits in it should be set to 0 by the sender and ignored by the receiver. The sequence of parameters within an INIT can be processed in any order. Initiate Tag: 32 bits (unsigned integer) The receiver of the INIT (the responding end) records the value of the Initiate Tag parameter. This value MUST be placed into the Verification Tag field of every SCTP packet that the receiver of the INIT transmits within this association. The Initiate Tag is allowed to have any value except 0. See Section 5.3.1 for more on the selection of the tag value. If the value of the Initiate Tag in a received INIT chunk is found to be 0, the receiver MUST treat it as an error and close the association by transmitting an ABORT. Advertised Receiver Window Credit (a_rwnd): 32 bits (unsigned integer) This value represents the dedicated buffer space, in number of bytes, the sender of the INIT has reserved in association with this window. During the life of the association, this buffer space SHOULD NOT be lessened (i.e., dedicated buffers taken away from this association); however, an endpoint MAY change the value of a_rwnd it sends in SACK chunks. Number of Outbound Streams (OS): 16 bits (unsigned integer) Defines the number of outbound streams the sender of this INIT chunk wishes to create in this association. The value of 0 MUST NOT be used. Note: A receiver of an INIT with the OS value set to 0 SHOULD abort the association.
Number of Inbound Streams (MIS): 16 bits (unsigned integer) Defines the maximum number of streams the sender of this INIT chunk allows the peer end to create in this association. The value 0 MUST NOT be used. Note: There is no negotiation of the actual number of streams but instead the two endpoints will use the min(requested, offered). See Section 5.1.1 for details. Note: A receiver of an INIT with the MIS value of 0 SHOULD abort the association. Initial TSN (I-TSN): 32 bits (unsigned integer) Defines the initial TSN that the sender will use. The valid range is from 0 to 4294967295. This field MAY be set to the value of the Initiate Tag field.3.3.2.1. Optional/Variable-Length Parameters in INIT
The following parameters follow the Type-Length-Value format as defined in Section 3.2.1. Any Type-Length-Value fields MUST come after the fixed-length fields defined in the previous section. IPv4 Address Parameter (5) 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 5 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | IPv4 Address | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ IPv4 Address: 32 bits (unsigned integer) Contains an IPv4 address of the sending endpoint. It is binary encoded.
IPv6 Address Parameter (6) 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 6 | Length = 20 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | | | IPv6 Address | | | | | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ IPv6 Address: 128 bits (unsigned integer) Contains an IPv6 [RFC2460] address of the sending endpoint. It is binary encoded. Note: A sender MUST NOT use an IPv4-mapped IPv6 address [RFC4291], but should instead use an IPv4 Address parameter for an IPv4 address. Combined with the Source Port Number in the SCTP common header, the value passed in an IPv4 or IPv6 Address parameter indicates a transport address the sender of the INIT will support for the association being initiated. That is, during the life time of this association, this IP address can appear in the source address field of an IP datagram sent from the sender of the INIT, and can be used as a destination address of an IP datagram sent from the receiver of the INIT. More than one IP Address parameter can be included in an INIT chunk when the INIT sender is multi-homed. Moreover, a multi- homed endpoint may have access to different types of network; thus, more than one address type can be present in one INIT chunk, i.e., IPv4 and IPv6 addresses are allowed in the same INIT chunk. If the INIT contains at least one IP Address parameter, then the source address of the IP datagram containing the INIT chunk and any additional address(es) provided within the INIT can be used as destinations by the endpoint receiving the INIT. If the INIT does not contain any IP Address parameters, the endpoint receiving the INIT MUST use the source address associated with the received IP datagram as its sole destination address for the association. Note that not using any IP Address parameters in the INIT and INIT ACK is an alternative to make an association more likely to work across a NAT box.
Cookie Preservative (9) The sender of the INIT shall use this parameter to suggest to the receiver of the INIT for a longer life-span of the State Cookie. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 9 | Length = 8 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Suggested Cookie Life-Span Increment (msec.) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Suggested Cookie Life-Span Increment: 32 bits (unsigned integer) This parameter indicates to the receiver how much increment in milliseconds the sender wishes the receiver to add to its default cookie life-span. This optional parameter should be added to the INIT chunk by the sender when it reattempts establishing an association with a peer to which its previous attempt of establishing the association failed due to a stale cookie operation error. The receiver MAY choose to ignore the suggested cookie life-span increase for its own security reasons. Host Name Address (11) The sender of INIT uses this parameter to pass its Host Name (in place of its IP addresses) to its peer. The peer is responsible for resolving the name. Using this parameter might make it more likely for the association to work across a NAT box. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 11 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Host Name / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Host Name: variable length This field contains a host name in "host name syntax" per RFC 1123 Section 2.1 [RFC1123]. The method for resolving the host name is out of scope of SCTP.
Note: At least one null terminator is included in the Host Name string and must be included in the length. Supported Address Types (12) The sender of INIT uses this parameter to list all the address types it can support. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 12 | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Address Type #1 | Address Type #2 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ...... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+-+-+-+-+-+-+-+-+-+-+-++-+-+-+ Address Type: 16 bits (unsigned integer) This is filled with the type value of the corresponding address TLV (e.g., IPv4 = 5, IPv6 = 6, Host name = 11).3.3.3. Initiation Acknowledgement (INIT ACK) (2)
The INIT ACK chunk is used to acknowledge the initiation of an SCTP association. The parameter part of INIT ACK is formatted similarly to the INIT chunk. It uses two extra variable parameters: The State Cookie and the Unrecognized Parameter:
The format of the INIT ACK chunk is shown below: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 2 | Chunk Flags | Chunk Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Initiate Tag | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Advertised Receiver Window Credit | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Number of Outbound Streams | Number of Inbound Streams | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Initial TSN | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / Optional/Variable-Length Parameters / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Initiate Tag: 32 bits (unsigned integer) The receiver of the INIT ACK records the value of the Initiate Tag parameter. This value MUST be placed into the Verification Tag field of every SCTP packet that the INIT ACK receiver transmits within this association. The Initiate Tag MUST NOT take the value 0. See Section 5.3.1 for more on the selection of the Initiate Tag value. If the value of the Initiate Tag in a received INIT ACK chunk is found to be 0, the receiver MUST destroy the association discarding its TCB. The receiver MAY send an ABORT for debugging purpose. Advertised Receiver Window Credit (a_rwnd): 32 bits (unsigned integer) This value represents the dedicated buffer space, in number of bytes, the sender of the INIT ACK has reserved in association with this window. During the life of the association, this buffer space SHOULD NOT be lessened (i.e., dedicated buffers taken away from this association). Number of Outbound Streams (OS): 16 bits (unsigned integer) Defines the number of outbound streams the sender of this INIT ACK chunk wishes to create in this association. The value of 0 MUST
NOT be used, and the value MUST NOT be greater than the MIS value sent in the INIT chunk. Note: A receiver of an INIT ACK with the OS value set to 0 SHOULD destroy the association discarding its TCB. Number of Inbound Streams (MIS): 16 bits (unsigned integer) Defines the maximum number of streams the sender of this INIT ACK chunk allows the peer end to create in this association. The value 0 MUST NOT be used. Note: There is no negotiation of the actual number of streams but instead the two endpoints will use the min(requested, offered). See Section 5.1.1 for details. Note: A receiver of an INIT ACK with the MIS value set to 0 SHOULD destroy the association discarding its TCB. Initial TSN (I-TSN): 32 bits (unsigned integer) Defines the initial TSN that the INIT ACK sender will use. The valid range is from 0 to 4294967295. This field MAY be set to the value of the Initiate Tag field. Fixed Parameters Status ---------------------------------------------- Initiate Tag Mandatory Advertised Receiver Window Credit Mandatory Number of Outbound Streams Mandatory Number of Inbound Streams Mandatory Initial TSN Mandatory Variable Parameters Status Type Value ------------------------------------------------------------- State Cookie Mandatory 7 IPv4 Address (Note 1) Optional 5 IPv6 Address (Note 1) Optional 6 Unrecognized Parameter Optional 8 Reserved for ECN Capable (Note 2) Optional 32768 (0x8000) Host Name Address (Note 3) Optional 11 Note 1: The INIT ACK chunks can contain any number of IP address parameters that can be IPv4 and/or IPv6 in any combination. Note 2: The ECN Capable field is reserved for future use of Explicit Congestion Notification.
Note 3: The INIT ACK chunks MUST NOT contain more than one Host Name Address parameter. Moreover, the sender of the INIT ACK MUST NOT combine any other address types with the Host Name Address in the INIT ACK. The receiver of the INIT ACK MUST ignore any other address types if the Host Name Address parameter is present. IMPLEMENTATION NOTE: An implementation MUST be prepared to receive an INIT ACK that is quite large (more than 1500 bytes) due to the variable size of the State Cookie AND the variable address list. For example if a responder to the INIT has 1000 IPv4 addresses it wishes to send, it would need at least 8,000 bytes to encode this in the INIT ACK. IMPLEMENTATION NOTE: If an INIT ACK chunk is received with known parameters that are not optional parameters of the INIT ACK chunk, then the receiver SHOULD process the INIT ACK chunk and send back a COOKIE ECHO. The receiver of the INIT ACK chunk MAY bundle an ERROR chunk with the COOKIE ECHO chunk. However, restrictive implementations MAY send back an ABORT chunk in response to the INIT ACK chunk. In combination with the Source Port carried in the SCTP common header, each IP Address parameter in the INIT ACK indicates to the receiver of the INIT ACK a valid transport address supported by the sender of the INIT ACK for the life time of the association being initiated. If the INIT ACK contains at least one IP Address parameter, then the source address of the IP datagram containing the INIT ACK and any additional address(es) provided within the INIT ACK may be used as destinations by the receiver of the INIT ACK. If the INIT ACK does not contain any IP Address parameters, the receiver of the INIT ACK MUST use the source address associated with the received IP datagram as its sole destination address for the association. The State Cookie and Unrecognized Parameters use the Type-Length- Value format as defined in Section 3.2.1 and are described below. The other fields are defined the same as their counterparts in the INIT chunk.3.3.3.1. Optional or Variable-Length Parameters
State Cookie Parameter Type Value: 7 Parameter Length: Variable size, depending on size of Cookie.
Parameter Value: This parameter value MUST contain all the necessary state and parameter information required for the sender of this INIT ACK to create the association, along with a Message Authentication Code (MAC). See Section 5.1.3 for details on State Cookie definition. Unrecognized Parameter: Parameter Type Value: 8 Parameter Length: Variable size. Parameter Value: This parameter is returned to the originator of the INIT chunk when the INIT contains an unrecognized parameter that has a value that indicates it should be reported to the sender. This parameter value field will contain unrecognized parameters copied from the INIT chunk complete with Parameter Type, Length, and Value fields.3.3.4. Selective Acknowledgement (SACK) (3)
This chunk is sent to the peer endpoint to acknowledge received DATA chunks and to inform the peer endpoint of gaps in the received subsequences of DATA chunks as represented by their TSNs. The SACK MUST contain the Cumulative TSN Ack, Advertised Receiver Window Credit (a_rwnd), Number of Gap Ack Blocks, and Number of Duplicate TSNs fields. By definition, the value of the Cumulative TSN Ack parameter is the last TSN received before a break in the sequence of received TSNs occurs; the next TSN value following this one has not yet been received at the endpoint sending the SACK. This parameter therefore acknowledges receipt of all TSNs less than or equal to its value. The handling of a_rwnd by the receiver of the SACK is discussed in detail in Section 6.2.1. The SACK also contains zero or more Gap Ack Blocks. Each Gap Ack Block acknowledges a subsequence of TSNs received following a break in the sequence of received TSNs. By definition, all TSNs acknowledged by Gap Ack Blocks are greater than the value of the Cumulative TSN Ack.
0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 3 |Chunk Flags | Chunk Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Cumulative TSN Ack | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Advertised Receiver Window Credit (a_rwnd) | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Number of Gap Ack Blocks = N | Number of Duplicate TSNs = X | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Gap Ack Block #1 Start | Gap Ack Block #1 End | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / / \ ... \ / / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Gap Ack Block #N Start | Gap Ack Block #N End | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Duplicate TSN 1 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / / \ ... \ / / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Duplicate TSN X | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Chunk Flags: 8 bits Set to all '0's on transmit and ignored on receipt. Cumulative TSN Ack: 32 bits (unsigned integer) This parameter contains the TSN of the last DATA chunk received in sequence before a gap. In the case where no DATA chunk has been received, this value is set to the peer's Initial TSN minus one. Advertised Receiver Window Credit (a_rwnd): 32 bits (unsigned integer) This field indicates the updated receive buffer space in bytes of the sender of this SACK; see Section 6.2.1 for details. Number of Gap Ack Blocks: 16 bits (unsigned integer) Indicates the number of Gap Ack Blocks included in this SACK.
Number of Duplicate TSNs: 16 bit This field contains the number of duplicate TSNs the endpoint has received. Each duplicate TSN is listed following the Gap Ack Block list. Gap Ack Blocks: These fields contain the Gap Ack Blocks. They are repeated for each Gap Ack Block up to the number of Gap Ack Blocks defined in the Number of Gap Ack Blocks field. All DATA chunks with TSNs greater than or equal to (Cumulative TSN Ack + Gap Ack Block Start) and less than or equal to (Cumulative TSN Ack + Gap Ack Block End) of each Gap Ack Block are assumed to have been received correctly. Gap Ack Block Start: 16 bits (unsigned integer) Indicates the Start offset TSN for this Gap Ack Block. To calculate the actual TSN number the Cumulative TSN Ack is added to this offset number. This calculated TSN identifies the first TSN in this Gap Ack Block that has been received. Gap Ack Block End: 16 bits (unsigned integer) Indicates the End offset TSN for this Gap Ack Block. To calculate the actual TSN number, the Cumulative TSN Ack is added to this offset number. This calculated TSN identifies the TSN of the last DATA chunk received in this Gap Ack Block.
For example, assume that the receiver has the following DATA chunks newly arrived at the time when it decides to send a Selective ACK, ---------- | TSN=17 | ---------- | | <- still missing ---------- | TSN=15 | ---------- | TSN=14 | ---------- | | <- still missing ---------- | TSN=12 | ---------- | TSN=11 | ---------- | TSN=10 | ---------- then the parameter part of the SACK MUST be constructed as follows (assuming the new a_rwnd is set to 4660 by the sender): +--------------------------------+ | Cumulative TSN Ack = 12 | +--------------------------------+ | a_rwnd = 4660 | +----------------+---------------+ | num of block=2 | num of dup=0 | +----------------+---------------+ |block #1 strt=2 |block #1 end=3 | +----------------+---------------+ |block #2 strt=5 |block #2 end=5 | +----------------+---------------+ Duplicate TSN: 32 bits (unsigned integer) Indicates the number of times a TSN was received in duplicate since the last SACK was sent. Every time a receiver gets a duplicate TSN (before sending the SACK), it adds it to the list of duplicates. The duplicate count is reinitialized to zero after sending each SACK. For example, if a receiver were to get the TSN 19 three times it would list 19 twice in the outbound SACK. After sending the SACK, if it received yet one more TSN 19 it would list 19 as a duplicate once in the next outgoing SACK.
3.3.5. Heartbeat Request (HEARTBEAT) (4)
An endpoint should send this chunk to its peer endpoint to probe the reachability of a particular destination transport address defined in the present association. The parameter field contains the Heartbeat Information, which is a variable-length opaque data structure understood only by the sender. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 4 | Chunk Flags | Heartbeat Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / Heartbeat Information TLV (Variable-Length) / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Chunk Flags: 8 bits Set to 0 on transmit and ignored on receipt. Heartbeat Length: 16 bits (unsigned integer) Set to the size of the chunk in bytes, including the chunk header and the Heartbeat Information field. Heartbeat Information: variable length Defined as a variable-length parameter using the format described in Section 3.2.1, i.e.: Variable Parameters Status Type Value ------------------------------------------------------------- Heartbeat Info Mandatory 1 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Heartbeat Info Type=1 | HB Info Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / Sender-Specific Heartbeat Info / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ The Sender-Specific Heartbeat Info field should normally include information about the sender's current time when this HEARTBEAT
chunk is sent and the destination transport address to which this HEARTBEAT is sent (see Section 8.3). This information is simply reflected back by the receiver in the HEARTBEAT ACK message (see Section 3.3.6). Note also that the HEARTBEAT message is both for reachability checking and for path verification (see Section 5.4). When a HEARTBEAT chunk is being used for path verification purposes, it MUST hold a 64-bit random nonce.3.3.6. Heartbeat Acknowledgement (HEARTBEAT ACK) (5)
An endpoint should send this chunk to its peer endpoint as a response to a HEARTBEAT chunk (see Section 8.3). A HEARTBEAT ACK is always sent to the source IP address of the IP datagram containing the HEARTBEAT chunk to which this ack is responding. The parameter field contains a variable-length opaque data structure. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 5 | Chunk Flags | Heartbeat Ack Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / Heartbeat Information TLV (Variable-Length) / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Chunk Flags: 8 bits Set to 0 on transmit and ignored on receipt. Heartbeat Ack Length: 16 bits (unsigned integer) Set to the size of the chunk in bytes, including the chunk header and the Heartbeat Information field. Heartbeat Information: variable length This field MUST contain the Heartbeat Information parameter of the Heartbeat Request to which this Heartbeat Acknowledgement is responding. Variable Parameters Status Type Value ------------------------------------------------------------- Heartbeat Info Mandatory 1
3.3.7. Abort Association (ABORT) (6)
The ABORT chunk is sent to the peer of an association to close the association. The ABORT chunk may contain Cause Parameters to inform the receiver about the reason of the abort. DATA chunks MUST NOT be bundled with ABORT. Control chunks (except for INIT, INIT ACK, and SHUTDOWN COMPLETE) MAY be bundled with an ABORT, but they MUST be placed before the ABORT in the SCTP packet or they will be ignored by the receiver. If an endpoint receives an ABORT with a format error or no TCB is found, it MUST silently discard it. Moreover, under any circumstances, an endpoint that receives an ABORT MUST NOT respond to that ABORT by sending an ABORT of its own. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type = 6 |Reserved |T| Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ \ \ / zero or more Error Causes / \ \ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Chunk Flags: 8 bits Reserved: 7 bits Set to 0 on transmit and ignored on receipt. T bit: 1 bit The T bit is set to 0 if the sender filled in the Verification Tag expected by the peer. If the Verification Tag is reflected, the T bit MUST be set to 1. Reflecting means that the sent Verification Tag is the same as the received one. Note: Special rules apply to this chunk for verification; please see Section 8.5.1 for details. Length: 16 bits (unsigned integer) Set to the size of the chunk in bytes, including the chunk header and all the Error Cause fields present. See Section 3.3.10 for Error Cause definitions.