6 Certification Path Validation Certification path validation procedures for the Internet PKI are based on section 12.4.3 of [X.509]. Certification path processing verifies the binding between the subject distinguished name and/or subject alternative name and subject public key. The binding is limited by constraints which are specified in the certificates which comprise the path. The basic constraints and policy constraints extensions allow the certification path processing logic to automate the decision making process. This section describes an algorithm for validating certification paths. Conforming implementations of this specification are not required to implement this algorithm, but MUST be functionally equivalent to the external behavior resulting from this procedure. Any algorithm may be used by a particular implementation so long as it derives the correct result. In section 6.1, the text describes basic path validation. This text assumes that all valid paths begin with certificates issued by a single "most-trusted CA". The algorithm requires the public key of the CA, the CA's name, the validity period of the public key, and any constraints upon the set of paths which may be validated using this key. The "most-trusted CA" is a matter of policy: it could be a root CA in a hierarchical PKI; the CA that issued the verifier's own certificate(s); or any other CA in a network PKI. The path validation procedure is the same regardless of the choice of "most- trusted CA." section 6.2 describes extensions to the basic path validation algorithm. Two specific cases are discussed: the case where paths may begin with one of several trusted CAs; and where compatibility with the PEM architecture is required. 6.1 Basic Path Validation The text assumes that the trusted public key (and related information) is contained in a "self-signed" certificate. This simplifies the description of the path processing procedure. Note that the signature on the self-signed certificate does not provide any security services. The trusted public key (and related information) may be obtained in other formats; the information is trusted because of other procedures used to obtain and protect it.
The goal of path validation is to verify the binding between a subject distinguished name or subject alternative name and subject public key, as represented in the "end entity" certificate, based on the public key of the "most-trusted CA". This requires obtaining a sequence of certificates that support that binding. The procedures performed to obtain this sequence is outside the scope of this section. The following text also assumes that certificates do not use subject or unique identifier fields or private critical extensions, as recommended within this profile. However, if these components appear in certificates, they MUST be processed. Finally, policy qualifiers are also neglected for the sake of clarity. A certification path is a sequence of n certificates where: * for all x in {1,(n-1)}, the subject of certificate x is the issuer of certificate x+1. * certificate x=1 is the the self-signed certificate, and * certificate x=n is the end entity certificate. This section assumes the following inputs are provided to the path processing logic: (a) a certification path of length n; (b) a set of initial policy identifiers (each comprising a sequence of policy element identifiers), which identifies one or more certificate policies, any one of which would be acceptable for the purposes of certification path processing, or the special value "any-policy"; (c) the current date/time (if not available internally to the certification path processing module); and (d) the time, T, for which the validity of the path should be determined. (This may be the current date/time, or some point in the past.) From the inputs, the procedure intializes five state variables: (a) acceptable policy set: A set of certificate policy identifiers comprising the policy or policies recognized by the public key user together with policies deemed equivalent through policy mapping. The initial value of the acceptable policy set is the special value "any-policy".
(b) constrained subtrees: A set of root names defining a set of subtrees within which all subject names in subsequent certificates in the certification path shall fall. The initial value is "unbounded". (c) excluded subtrees: A set of root names defining a set of subtrees within which no subject name in subsequent certificates in the certification path may fall. The initial value is "empty". (d) explicit policy: an integer which indicates if an explicit policy identifier is required. The integer indicates the first certificate in the path where this requirement is imposed. Once set, this variable may be decreased, but may not be increased. (That is, if a certificate in the path requires explicit policy identifiers, a later certificate can not remove this requirement.) The initial value is n+1. (e) policy mapping: an integer which indicates if policy mapping is permitted. The integer indicates the last certificate on which policy mapping may be applied. Once set, this variable may be decreased, but may not be increased. (That is, if a certificate in the path specifies policy mapping is not permitted, it can not be overriden by a later certificate.) The initial value is n+1. The actions performed by the path processing software for each certificate i=1 through n are described below. The self-signed certificate is certificate i=1, the end entity certificate is i=n. The processing is performed sequentially, so that processing certificate i affects the state variables for processing certificate (i+1). Note that actions (h) through (m) are not applied to the end entity certificate (certificate n). The path processing actions to be performed are: (a) Verify the basic certificate information, including: (1) the certificate was signed using the subject public key from certificate i-1 (in the special case i=1, this step may be omitted; if not, use the subject public key from the same certificate), (2) the certificate validity period includes time T, (3) the certificate had not been revoked at time T and is not currently on hold status that commenced before time T, (this may be determined by obtaining the appropriate CRL or status information, or by out-of-band mechanisms), and
(4) the subject and issuer names chain correctly (that is, the issuer of this certificate was the subject of the previous certificate.) (b) Verify that the subject name and subjectAltName extension (critical or noncritical) is consistent with the constrained subtrees state variables. (c) Verify that the subject name and subjectAltName extension (critical or noncritical) is consistent with the excluded subtrees state variables. (d) Verify that policy information is consistent with the initial policy set: (1) if the explicit policy state variable is less than or equal to i, a policy identifier in the certificate shall be in the initial policy set; and (2) if the policy mapping variable is less than or equal to i, the policy identifier may not be mapped. (e) Verify that policy information is consistent with the acceptable policy set: (1) if the certificate policies extension is marked critical, the intersection of the policies extension and the acceptable policy set shall be non-null; (2) the acceptable policy set is assigned the resulting intersection as its new value. (g) Verify that the intersection of the acceptable policy set and the initial policy set is non-null. (h) Recognize and process any other critical extension present in the certificate. (i) Verify that the certificate is a CA certificate (as specified in a basicConstraints extension or as verified out-of-band). (j) If permittedSubtrees is present in the certificate, set the constrained subtrees state variable to the intersection of its previous value and the value indicated in the extension field. (k) If excludedSubtrees is present in the certificate, set the excluded subtrees state variable to the union of its previous value and the value indicated in the extension field.
(l) If a policy constraints extension is included in the certificate, modify the explicit policy and policy mapping state variables as follows: (1) If requireExplicitPolicy is present and has value r, the explicit policy state variable is set to the minimum of its current value and the sum of r and i (the current certificate in the sequence). (2) If inhibitPolicyMapping is present and has value q, the policy mapping state variable is set to the minimum of its current value and the sum of q and i (the current certificate in the sequence). (m) If a key usage extension is marked critical, ensure the keyCertSign bit is set. If any one of the above checks fail, the procedure terminates, returning a failure indication and an appropriate reason. If none of the above checks fail on the end-entity certificate, the procedure terminates, returning a success indication together with the set of all policy qualifier values encountered in the set of certificates. 6.2 Extending Path Validation The path validation algorithm presented in 6.1 is based on several simplifying assumptions (e.g., a single trusted CA that starts all valid paths). This algorithm may be extended for cases where the assumptions do not hold. This procedure may be extended for multiple trusted CAs by providing a set of self-signed certificates to the validation module. In this case, a valid path could begin with any one of the self-signed certificates. Limitations in the trust paths for any particular key may be incorporated into the self-signed certificate's extensions. In this way, the self-signed certificates permit the path validation module to automatically incorporate local security policy and requirements. It is also possible to specify an extended version of the above certification path processing procedure which results in default behavior identical to the rules of PEM [RFC 1422]. In this extended version, additional inputs to the procedure are a list of one or more Policy Certification Authorities (PCAs) names and an indicator of the position in the certification path where the PCA is expected. At the nominated PCA position, the CA name is compared against this list. If a recognized PCA name is found, then a constraint of SubordinateToCA is implicitly assumed for the remainder of the
certification path and processing continues. If no valid PCA name is found, and if the certification path cannot be validated on the basis of identified policies, then the certification path is considered invalid. 7 Algorithm Support This section describes cryptographic algorithms which may be used with this profile. The section describes one-way hash functions and digital signature algorithms which may be used to sign certificates and CRLs, and identifies OIDs for public keys contained in a certificate. Conforming CAs and applications are not required to support the algorithms or algorithm identifiers described in this section. However, conforming CAs and applications that use the algorithms identified here MUST support them as specified. 7.1 One-way Hash Functions This section identifies one-way hash functions for use in the Internet PKI. One-way hash functions are also called message digest algorithms. SHA-1 is the preferred one-way hash function for the Internet PKI. However, PEM uses MD2 for certificates [RFC 1422] [RFC 1423] and MD5 is used in other legacy applications. For this reason, MD2 and MD5 are included in this profile. 7.1.1 MD2 One-way Hash Function MD2 was developed by Ron Rivest for RSA Data Security. RSA Data Security has not placed the MD2 algorithm in the public domain. Rather, RSA Data Security has granted license to use MD2 for non- commercial Internet Privacy-Enhanced Mail. For this reason, MD2 may continue to be used with PEM certificates, but SHA-1 is preferred. MD2 produces a 128-bit "hash" of the input. MD2 is fully described in RFC 1319 [RFC 1319]. At the Selected Areas in Cryptography '95 conference in May 1995, Rogier and Chauvaud presented an attack on MD2 that can nearly find collisions [RC95]. Collisions occur when one can find two different messages that generate the same message digest. A checksum operation in MD2 is the only remaining obstacle to the success of the attack. For this reason, the use of MD2 for new applications is discouraged. It is still reasonable to use MD2 to verify existing signatures, as the ability to find collisions in MD2 does not enable an attacker to find new messages having a previously computed hash value.
7.1.2 MD5 One-way Hash Function MD5 was developed by Ron Rivest for RSA Data Security. RSA Data Security has placed the MD5 algorithm in the public domain. MD5 produces a 128-bit "hash" of the input. MD5 is fully described in RFC 1321 [RFC 1321]. Den Boer and Bosselaers [DB94] have found pseudo-collisions for MD5, but there are no other known cryptanalytic results. The use of MD5 for new applications is discouraged. It is still reasonable to use MD5 to verify existing signatures. 7.1.3 SHA-1 One-way Hash Function SHA-1 was developed by the U.S. Government. SHA-1 produces a 160-bit "hash" of the input. SHA-1 is fully described in FIPS 180-1 [FIPS 180-1]. SHA-1 is the one-way hash function of choice for use with both the RSA and DSA signature algorithms (see sec. 7.2). 7.2 Signature Algorithms Certificates and CRLs described by this standard may be signed with any public key signature algorithm. The certificate or CRL indicates the algorithm through an algorithm identifier which appears in the signatureAlgorithm field in a Certificate or CertificateList. This algorithm identifier is an OID and has optionally associated parameters. This section identifies algorithm identifiers and parameters that shall be used in the signatureAlgorithm field in a Certificate or CertificateList. RSA and DSA are the most popular signature algorithms used in the Internet. Signature algorithms are always used in conjunction with a one-way hash function identified in section 7.1. The signature algorithm and one-way hash function used to sign a certificate or CRL is indicated by use of an algorithm identifier. An algorithm identifier is an OID, and may include associated parameters. This section identifies OIDS for RSA and DSA. The contents of the parameters component for each algorithm vary; details are provided for each algorithm. The data to be signed (e.g., the one-way hash function output value) is formatted for the signature algorithm to be used. Then, a private key operation (e.g., RSA encryption) is performed to generate the
signature value. This signature value is then ASN.1 encoded as a BIT STRING and included in the Certificate or CertificateList in the signature field. 7.2.1 RSA Signature Algorithm A patent statement regarding the RSA algorithm can be found at the end of this profile. The RSA algorithm is named for its inventors: Rivest, Shamir, and Adleman. This profile includes three signature algorithms based on the RSA asymmetric encryption algorithm. The signature algorithms combine RSA with either the MD2, MD5, or the SHA-1 one-way hash functions. The signature algorithm with MD2 and the RSA encryption algorithm is defined in PKCS #1 [RFC 2313]. As defined in RFC 2313, the ASN.1 OID used to identify this signature algorithm is: md2WithRSAEncryption OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-1(1) 2 } The signature algorithm with MD5 and the RSA encryption algorithm is defined in PKCS #1 [RFC 2313]. As defined in RFC 2313, the ASN.1 OID used to identify this signature algorithm is: md5WithRSAEncryption OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-1(1) 4 } The signature algorithm with SHA-1 and the RSA encryption algorithm is implemented using the padding and encoding conventions described in PKCS #1 [RFC 2313]. The message digest is computed using the SHA-1 hash algorithm. The ASN.1 object identifier used to identify this signature algorithm is: sha-1WithRSAEncryption OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-1(1) 5 } When any of these three OIDs appears within the ASN.1 type AlgorithmIdentifier, the parameters component of that type shall be the ASN.1 type NULL. The RSA signature generation process and the encoding of the result is described in detail in RFC 2313.
7.2.2 DSA Signature Algorithm A patent statement regarding the DSA can be found at the end of this profile. The Digital Signature Algorithm (DSA) is also called the Digital Signature Standard (DSS). DSA was developed by the U.S. Government, and DSA is used in conjunction with the the SHA-1 one-way hash function. DSA is fully described in FIPS 186 [FIPS 186]. The ASN.1 OIDs used to identify this signature algorithm are: id-dsa-with-sha1 ID ::= { iso(1) member-body(2) us(840) x9-57 (10040) x9cm(4) 3 } Where the id-dsa-with-sha1 algorithm identifier appears as the algorithm field in an AlgorithmIdentifier, the encoding shall omit the parameters field. That is, the AlgorithmIdentifier shall be a SEQUENCE of one component - the OBJECT IDENTIFIER id-dsa-with-sha1. The DSA parameters in the subjectPublicKeyInfo field of the certificate of the issuer shall apply to the verification of the signature. When signing, the DSA algorithm generates two values. These values are commonly referred to as r and s. To easily transfer these two values as one signature, they shall be ASN.1 encoded using the following ASN.1 structure: Dss-Sig-Value ::= SEQUENCE { r INTEGER, s INTEGER } 7.3 Subject Public Key Algorithms Certificates described by this profile may convey a public key for any public key algorithm. The certificate indicates the algorithm through an algorithm identifier. This algorithm identifier is an OID and optionally associated parameters. This section identifies preferred OIDs and parameters for the RSA, DSA, and Diffie-Hellman algorithms. Conforming CAs shall use the identified OIDs when issuing certificates containing public keys for these algorithms. Conforming applications supporting any of these algorithms shall, at a minimum, recognize the OID identified in this section.
7.3.1 RSA Keys The OID rsaEncryption identifies RSA public keys. pkcs-1 OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) 1 } rsaEncryption OBJECT IDENTIFIER ::= { pkcs-1 1} The rsaEncryption OID is intended to be used in the algorithm field of a value of type AlgorithmIdentifier. The parameters field shall have ASN.1 type NULL for this algorithm identifier. The RSA public key shall be encoded using the ASN.1 type RSAPublicKey: RSAPublicKey ::= SEQUENCE { modulus INTEGER, -- n publicExponent INTEGER -- e -- } where modulus is the modulus n, and publicExponent is the public exponent e. The DER encoded RSAPublicKey is the value of the BIT STRING subjectPublicKey. This OID is used in public key certificates for both RSA signature keys and RSA encryption keys. The intended application for the key may be indicated in the key usage field (see sec. 4.2.1.3). The use of a single key for both signature and encryption purposes is not recommended, but is not forbidden. If the keyUsage extension is present in an end entity certificate which conveys an RSA public key, any combination of the following values may be present: digitalSignature; nonRepudiation; keyEncipherment; and dataEncipherment. If the keyUsage extension is present in a CA certificate which conveys an RSA public key, any combination of the following values may be present: digitalSignature; nonRepudiation; keyEncipherment; dataEncipherment; keyCertSign; and cRLSign. However, this specification RECOMMENDS that if keyCertSign or cRLSign is present, both keyEncipherment and dataEncipherment should not be present. 7.3.2 Diffie-Hellman Key Exchange Key The Diffie-Hellman OID supported by this profile is defined by ANSI X9.42 [X9.42]. dhpublicnumber OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) ansi-x942(10046) number-type(2) 1 }
The dhpublicnumber OID is intended to be used in the algorithm field of a value of type AlgorithmIdentifier. The parameters field of that type, which has the algorithm-specific syntax ANY DEFINED BY algorithm, have the ASN.1 type DomainParameters for this algorithm. DomainParameters ::= SEQUENCE { p INTEGER, -- odd prime, p=jq +1 g INTEGER, -- generator, g q INTEGER, -- factor of p-1 j INTEGER OPTIONAL, -- subgroup factor validationParms ValidationParms OPTIONAL } ValidationParms ::= SEQUENCE { seed BIT STRING, pgenCounter INTEGER } The fields of type DomainParameters have the following meanings: p identifies the prime p defining the Galois field; g specifies the generator of the multiplicative subgroup of order g; q specifies the prime factor of p-1; j optionally specifies the value that satisfies the equation p=jq+1 to support the optional verification of group parameters; seed optionally specifies the bit string parameter used as the seed for the system parameter generation process; and pgenCounter optionally specifies the integer value output as part of the of the system parameter prime generation process. If either of the parameter generation components (pgencounter or seed) is provided, the other shall be present as well. The Diffie-Hellman public key shall be ASN.1 encoded as an INTEGER; this encoding shall be used as the contents (i.e., the value) of the subjectPublicKey component (a BIT STRING) of the subjectPublicKeyInfo data element. DHPublicKey ::= INTEGER -- public key, y = g^x mod p
If the keyUsage extension is present in a certificate which conveys a DH public key, the following values may be present: keyAgreement; encipherOnly; and decipherOnly. At most one of encipherOnly and decipherOnly shall be asserted in keyUsage extension. 7.3.3 DSA Signature Keys The Digital Signature Algorithm (DSA) is also known as the Digital Signature Standard (DSS). The DSA OID supported by this profile is id-dsa ID ::= { iso(1) member-body(2) us(840) x9-57(10040) x9cm(4) 1 } The id-dsa algorithm syntax includes optional parameters. These parameters are commonly referred to as p, q, and g. When omitted, the parameters component shall be omitted entirely. That is, the AlgorithmIdentifier shall be a SEQUENCE of one component - the OBJECT IDENTIFIER id-dsa. If the DSA algorithm parameters are present in the subjectPublicKeyInfo AlgorithmIdentifier, the parameters are included using the following ASN.1 structure: Dss-Parms ::= SEQUENCE { p INTEGER, q INTEGER, g INTEGER } If the DSA algorithm parameters are absent from the subjectPublicKeyInfo AlgorithmIdentifier and the CA signed the subject certificate using DSA, then the certificate issuer's DSA parameters apply to the subject's DSA key. If the DSA algorithm parameters are absent from the subjectPublicKeyInfo AlgorithmIdentifier and the CA signed the subject certificate using a signature algorithm other than DSA, then the subject's DSA parameters are distributed by other means. If the subjectPublicKeyInfo AlgorithmIdentifier field omits the parameters component and the CA signed the subject with a signature algorithm other than DSA, then clients shall reject the certificate. When signing, DSA algorithm generates two values. These values are commonly referred to as r and s. To easily transfer these two values as one signature, they are ASN.1 encoded using the following ASN.1 structure:
Dss-Sig-Value ::= SEQUENCE { r INTEGER, s INTEGER } The encoded signature is conveyed as the value of the BIT STRING signature in a Certificate or CertificateList. The DSA public key shall be ASN.1 DER encoded as an INTEGER; this encoding shall be used as the contents (i.e., the value) of the subjectPublicKey component (a BIT STRING) of the SubjectPublicKeyInfo data element. DSAPublicKey ::= INTEGER -- public key, Y If the keyUsage extension is present in an end entity certificate which conveys a DSA public key, any combination of the following values may be present: digitalSignature; and nonRepudiation. If the keyUsage extension is present in an CA certificate which conveys a DSA public key, any combination of the following values may be present: digitalSignature; nonRepudiation; keyCertSign; and cRLSign. 8 References [FIPS 180-1] Federal Information Processing Standards Publication (FIPS PUB) 180-1, Secure Hash Standard, 17 April 1995. [Supersedes FIPS PUB 180 dated 11 May 1993.] [FIPS 186] Federal Information Processing Standards Publication (FIPS PUB) 186, Digital Signature Standard, 18 May 1994. [RC95] Rogier, N. and Chauvaud, P., "The compression function of MD2 is not collision free," Presented at Selected Areas in Cryptography '95, May 1995. [RFC 791] Postel, J., "Internet Protocol", STD 5, RFC 791, September 1981. [RFC 822] Crocker, D., "Standard for the format of ARPA Internet text messages", STD 11, RFC 822, August 1982. [RFC 1034] Mockapetris, P., "Domain names - concepts and facilities", STD 13, RFC 1034, November 1987. [RFC 1319] Kaliski, B., "The MD2 Message-Digest Algorithm," RFC 1319, April 1992.
[RFC 1321] Rivest, R., "The MD5 Message-Digest Algorithm," RFC 1321, April 1992. [RFC 1422] Kent, S., "Privacy Enhancement for Internet Electronic Mail: Part II: Certificate-Based Key Management," RFC 1422, February 1993. [RFC 1423] Balenson, D., "Privacy Enhancement for Internet Electronic Mail: Part III: Algorithms, Modes, and Identifiers," RFC 1423, February 1993. [RFC 1519] Fuller, V., Li, T., Yu, J. and K. Varadhan. "Classless Inter-Domain Routing (CIDR): an Address Assignment and Aggregation Strategy", RFC 1519, September 1993. [RFC 1738] Berners-Lee, T., Masinter L., and M. McCahill. "Uniform Resource Locators (URL)", RFC 1738, December 1994. [RFC 1778] Howes, T., Kille S., Yeong, W. and C. Robbins. "The String Representation of Standard Attribute Syntaxes," RFC 1778, March 1995. [RFC 1883] Deering, S. and R. Hinden. "Internet Protocol, Version 6 (IPv6) Specification", RFC 1883, December 1995. [RFC 2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC 2247] Kille, S., Wahl, M., Grimstad, A., Huber, R. and S. Sataluri. "Using Domains in LDAP/X.500 Distinguished Names", RFC 2247, January 1998. [RFC 2277] Alvestrand, H., "IETF Policy on Character Sets and Languages", RFC 2277, January 1998. [RFC 2279] Yergeau, F., "UTF-8, a transformation format of ISO 10646", RFC 2279, January 1998. [RFC 2313] Kaliski, B., "PKCS #1: RSA Encryption Version 1.5", RFC 2313, March 1998. [SDN.701] SDN.701, "Message Security Protocol 4.0", Revision A 1997-02-06. [X.208] CCITT Recommendation X.208: Specification of Abstract Syntax Notation One (ASN.1), 1988.
[X.501] ITU-T Recommendation X.501: Information Technology - Open Systems Interconnection - The Directory: Models, 1993. [X.509] ITU-T Recommendation X.509 (1997 E): Information Technology - Open Systems Interconnection - The Directory: Authentication Framework, June 1997. [X.520] ITU-T Recommendation X.520: Information Technology - Open Systems Interconnection - The Directory: Selected Attribute Types, 1993. [X9.42] ANSI X9.42-199x, Public Key Cryptography for The Financial Services Industry: Agreement of Symmetric Algorithm Keys Using Diffie-Hellman (Working Draft), December 1997. [X9.55] ANSI X9.55-1995, Public Key Cryptography For The Financial Services Industry: Extensions To Public Key Certificates And Certificate Revocation Lists, 8 December, 1995. [X9.57] ANSI X9.57-199x, Public Key Cryptography For The Financial Services Industry: Certificate Management (Working Draft), 21 June, 1996. 9 Intellectual Property Rights The IETF has been notified of intellectual property rights claimed in regard to some or all of the specification contained in this document. For more information consult the online list of claimed rights. The IETF takes no position regarding the validity or scope of any intellectual property or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; neither does it represent that it has made any effort to identify any such rights. Information on the IETF's procedures with respect to rights in standards-track and standards-related documentation can be found in BCP-11. Copies of claims of rights made available for publication and any assurances of licenses to be made available, or the result of an attempt made to
obtain a general license or permission for the use of such proprietary rights by implementors or users of this specification can be obtained from the IETF Secretariat. 10 Security Considerations The majority of this specification is devoted to the format and content of certificates and CRLs. Since certificates and CRLs are digitally signed, no additional integrity service is necessary. Neither certificates nor CRLs need be kept secret, and unrestricted and anonymous access to certificates and CRLs has no security implications. However, security factors outside the scope of this specification will affect the assurance provided to certificate users. This section highlights critical issues that should be considered by implementors, administrators, and users. The procedures performed by CAs and RAs to validate the binding of the subject's identity of their public key greatly affect the assurance that should be placed in the certificate. Relying parties may wish to review the CA's certificate practice statement. This may be particularly important when issuing certificates to other CAs. The use of a single key pair for both signature and other purposes is strongly discouraged. Use of separate key pairs for signature and key management provides several benefits to the users. The ramifications associated with loss or disclosure of a signature key are different from loss or disclosure of a key management key. Using separate key pairs permits a balanced and flexible response. Similarly, different validity periods or key lengths for each key pair may be appropriate in some application environments. Unfortunately, some legacy applications (e.g., SSL) use a single key pair for signature and key management. The protection afforded private keys is a critical factor in maintaining security. On a small scale, failure of users to protect their private keys will permit an attacker to masquerade as them, or decrypt their personal information. On a larger scale, compromise of a CA's private signing key may have a catastrophic effect. If an attacker obtains the private key unnoticed, the attacker may issue bogus certificates and CRLs. Existence of bogus certificates and CRLs will undermine confidence in the system. If the compromise is detected, all certificates issued to the CA shall be revoked, preventing services between its users and users of other CAs. Rebuilding after such a compromise will be problematic, so CAs are advised to implement a combination of strong technical measures (e.g., tamper-resistant cryptographic modules) and appropriate
management procedures (e.g., separation of duties) to avoid such an incident. Loss of a CA's private signing key may also be problematic. The CA would not be able to produce CRLs or perform normal key rollover. CAs are advised to maintain secure backup for signing keys. The security of the key backup procedures is a critical factor in avoiding key compromise. The availability and freshness of revocation information will affect the degree of assurance that should be placed in a certificate. While certificates expire naturally, events may occur during its natural lifetime which negate the binding between the subject and public key. If revocation information is untimely or unavailable, the assurance associated with the binding is clearly reduced. Similarly, implementations of the Path Validation mechanism described in section 6 that omit revocation checking provide less assurance than those that support it. The path validation algorithm depends on the certain knowledge of the public keys (and other information) about one or more trusted CAs. The decision to trust a CA is an important decision as it ultimately determines the trust afforded a certificate. The authenticated distribution of trusted CA public keys (usually in the form of a "self-signed" certificate) is a security critical out of band process that is beyond the scope of this specification. In addition, where a key compromise or CA failure occurs for a trusted CA, the user will need to modify the information provided to the path validation routine. Selection of too many trusted CAs will make the trusted CA information difficult to maintain. On the other hand, selection of only one trusted CA may limit users to a closed community of users until a global PKI emerges. The quality of implementations that process certificates may also affect the degree of assurance provided. The path validation algorithm described in section 6 relies upon the integrity of the trusted CA information, and especially the integrity of the public keys associated with the trusted CAs. By substituting public keys for which an attacker has the private key, an attacker could trick the user into accepting false certificates. The binding between a key and certificate subject cannot be stronger than the cryptographic module implementation and algorithms used to generate the signature. Short key lengths or weak hash algorithms will limit the utility of a certificate. CAs are encouraged to note advances in cryptology so they can employ strong cryptographic techniques. In addition, CAs should decline to issue certificates to
CAs or end entities that generate weak signatures. Inconsistent application of name comparison rules may result in acceptance of invalid X.509 certification paths, or rejection of valid ones. The X.500 series of specifications defines rules for comparing distinguished names require comparison of strings without regard to case, character set, multi-character white space substring, or leading and trailing white space. This specification relaxes these requirements, requiring support for binary comparison at a minimum. CAs shall encode the distinguished name in the subject field of a CA certificate identically to the distinguished name in the issuer field in certificates issued by the latter CA. If CAs use different encodings, implementations of this specification may fail to recognize name chains for paths that include this certificate. As a consequence, valid paths could be rejected. In addition, name constraints for distinguished names shall be stated identically to the encoding used in the subject field or subjectAltName extension. If not, (1) name constraints stated as excludedSubTrees will not match and invalid paths will be accepted and (2) name constraints expressed as permittedSubtrees will not match and valid paths will be rejected. To avoid acceptance of invalid paths, CAs should state name constraints for distinguished names as permittedSubtrees where ever possible.
Appendix A. Psuedo-ASN.1 Structures and OIDs This section describes data objects used by conforming PKI components in an "ASN.1-like" syntax. This syntax is a hybrid of the 1988 and 1993 ASN.1 syntaxes. The 1988 ASN.1 syntax is augmented with 1993 UNIVERSAL Types UniversalString, BMPString and UTF8String. The ASN.1 syntax does not permit the inclusion of type statements in the ASN.1 module, and the 1993 ASN.1 standard does not permit use of the new UNIVERSAL types in modules using the 1988 syntax. As a result, this module does not conform to either version of the ASN.1 standard. This appendix may be converted into 1988 ASN.1 by replacing the defintions for the UNIVERSAL Types with the 1988 catch-all "ANY". A.1 Explicitly Tagged Module, 1988 Syntax PKIX1Explicit88 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-pkix1-explicit-88(1)} DEFINITIONS EXPLICIT TAGS ::= BEGIN -- EXPORTS ALL -- -- IMPORTS NONE -- -- UNIVERSAL Types defined in '93 and '98 ASN.1 -- but required by this specification UniversalString ::= [UNIVERSAL 28] IMPLICIT OCTET STRING -- UniversalString is defined in ASN.1:1993 BMPString ::= [UNIVERSAL 30] IMPLICIT OCTET STRING -- BMPString is the subtype of UniversalString and models -- the Basic Multilingual Plane of ISO/IEC/ITU 10646-1 UTF8String ::= [UNIVERSAL 12] IMPLICIT OCTET STRING -- The content of this type conforms to RFC 2279. -- -- PKIX specific OIDs id-pkix OBJECT IDENTIFIER ::= { iso(1) identified-organization(3) dod(6) internet(1)
security(5) mechanisms(5) pkix(7) } -- PKIX arcs id-pe OBJECT IDENTIFIER ::= { id-pkix 1 } -- arc for private certificate extensions id-qt OBJECT IDENTIFIER ::= { id-pkix 2 } -- arc for policy qualifier types id-kp OBJECT IDENTIFIER ::= { id-pkix 3 } -- arc for extended key purpose OIDS id-ad OBJECT IDENTIFIER ::= { id-pkix 48 } -- arc for access descriptors -- policyQualifierIds for Internet policy qualifiers id-qt-cps OBJECT IDENTIFIER ::= { id-qt 1 } -- OID for CPS qualifier id-qt-unotice OBJECT IDENTIFIER ::= { id-qt 2 } -- OID for user notice qualifier -- access descriptor definitions id-ad-ocsp OBJECT IDENTIFIER ::= { id-ad 1 } id-ad-caIssuers OBJECT IDENTIFIER ::= { id-ad 2 } -- attribute data types -- Attribute ::= SEQUENCE { type AttributeType, values SET OF AttributeValue -- at least one value is required -- } AttributeType ::= OBJECT IDENTIFIER AttributeValue ::= ANY AttributeTypeAndValue ::= SEQUENCE { type AttributeType, value AttributeValue } -- suggested naming attributes: Definition of the following -- information object set may be augmented to meet local -- requirements. Note that deleting members of the set may -- prevent interoperability with conforming implementations. -- presented in pairs: the AttributeType followed by the -- type definition for the corresponding AttributeValue --Arc for standard naming attributes id-at OBJECT IDENTIFIER ::= {joint-iso-ccitt(2) ds(5) 4}
-- Attributes of type NameDirectoryString id-at-name AttributeType ::= {id-at 41} id-at-surname AttributeType ::= {id-at 4} id-at-givenName AttributeType ::= {id-at 42} id-at-initials AttributeType ::= {id-at 43} id-at-generationQualifier AttributeType ::= {id-at 44} X520name ::= CHOICE { teletexString TeletexString (SIZE (1..ub-name)), printableString PrintableString (SIZE (1..ub-name)), universalString UniversalString (SIZE (1..ub-name)), utf8String UTF8String (SIZE (1..ub-name)), bmpString BMPString (SIZE(1..ub-name)) } -- id-at-commonName AttributeType ::= {id-at 3} X520CommonName ::= CHOICE { teletexString TeletexString (SIZE (1..ub-common-name)), printableString PrintableString (SIZE (1..ub-common-name)), universalString UniversalString (SIZE (1..ub-common-name)), utf8String UTF8String (SIZE (1..ub-common-name)), bmpString BMPString (SIZE(1..ub-common-name)) } -- id-at-localityName AttributeType ::= {id-at 7} X520LocalityName ::= CHOICE { teletexString TeletexString (SIZE (1..ub-locality-name)), printableString PrintableString (SIZE (1..ub-locality-name)), universalString UniversalString (SIZE (1..ub-locality-name)), utf8String UTF8String (SIZE (1..ub-locality-name)), bmpString BMPString (SIZE(1..ub-locality-name)) } -- id-at-stateOrProvinceName AttributeType ::= {id-at 8} X520StateOrProvinceName ::= CHOICE { teletexString TeletexString (SIZE (1..ub-state-name)), printableString PrintableString (SIZE (1..ub-state-name)), universalString UniversalString (SIZE (1..ub-state-name)), utf8String UTF8String (SIZE (1..ub-state-name)), bmpString BMPString (SIZE(1..ub-state-name)) } --
id-at-organizationName AttributeType ::= {id-at 10} X520OrganizationName ::= CHOICE { teletexString TeletexString (SIZE (1..ub-organization-name)), printableString PrintableString (SIZE (1..ub-organization-name)), universalString UniversalString (SIZE (1..ub-organization-name)), utf8String UTF8String (SIZE (1..ub-organization-name)), bmpString BMPString (SIZE(1..ub-organization-name)) } -- id-at-organizationalUnitName AttributeType ::= {id-at 11} X520OrganizationalUnitName ::= CHOICE { teletexString TeletexString (SIZE (1..ub-organizational-unit-name)), printableString PrintableString (SIZE (1..ub-organizational-unit-name)), universalString UniversalString (SIZE (1..ub-organizational-unit-name)), utf8String UTF8String (SIZE (1..ub-organizational-unit-name)), bmpString BMPString (SIZE(1..ub-organizational-unit-name)) } -- id-at-title AttributeType ::= {id-at 12} X520Title ::= CHOICE { teletexString TeletexString (SIZE (1..ub-title)), printableString PrintableString (SIZE (1..ub-title)), universalString UniversalString (SIZE (1..ub-title)), utf8String UTF8String (SIZE (1..ub-title)), bmpString BMPString (SIZE(1..ub-title)) } -- id-at-dnQualifier AttributeType ::= {id-at 46} X520dnQualifier ::= PrintableString id-at-countryName AttributeType ::= {id-at 6} X520countryName ::= PrintableString (SIZE (2)) -- IS 3166 codes -- Legacy attributes pkcs-9 OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) 9 } emailAddress AttributeType ::= { pkcs-9 1 }
Pkcs9email ::= IA5String (SIZE (1..ub-emailaddress-length)) -- naming data types -- Name ::= CHOICE { -- only one possibility for now -- rdnSequence RDNSequence } RDNSequence ::= SEQUENCE OF RelativeDistinguishedName DistinguishedName ::= RDNSequence RelativeDistinguishedName ::= SET SIZE (1 .. MAX) OF AttributeTypeAndValue -- Directory string type -- DirectoryString ::= CHOICE { teletexString TeletexString (SIZE (1..MAX)), printableString PrintableString (SIZE (1..MAX)), universalString UniversalString (SIZE (1..MAX)), utf8String UTF8String (SIZE (1..MAX)), bmpString BMPString (SIZE(1..MAX)) } -- certificate and CRL specific structures begin here Certificate ::= SEQUENCE { tbsCertificate TBSCertificate, signatureAlgorithm AlgorithmIdentifier, signature BIT STRING } TBSCertificate ::= SEQUENCE { version [0] Version DEFAULT v1, serialNumber CertificateSerialNumber, signature AlgorithmIdentifier, issuer Name, validity Validity, subject Name, subjectPublicKeyInfo SubjectPublicKeyInfo, issuerUniqueID [1] IMPLICIT UniqueIdentifier OPTIONAL, -- If present, version shall be v2 or v3 subjectUniqueID [2] IMPLICIT UniqueIdentifier OPTIONAL, -- If present, version shall be v2 or v3 extensions [3] Extensions OPTIONAL -- If present, version shall be v3 -- } Version ::= INTEGER { v1(0), v2(1), v3(2) } CertificateSerialNumber ::= INTEGER
Validity ::= SEQUENCE { notBefore Time, notAfter Time } Time ::= CHOICE { utcTime UTCTime, generalTime GeneralizedTime } UniqueIdentifier ::= BIT STRING SubjectPublicKeyInfo ::= SEQUENCE { algorithm AlgorithmIdentifier, subjectPublicKey BIT STRING } Extensions ::= SEQUENCE SIZE (1..MAX) OF Extension Extension ::= SEQUENCE { extnID OBJECT IDENTIFIER, critical BOOLEAN DEFAULT FALSE, extnValue OCTET STRING } -- CRL structures CertificateList ::= SEQUENCE { tbsCertList TBSCertList, signatureAlgorithm AlgorithmIdentifier, signature BIT STRING } TBSCertList ::= SEQUENCE { version Version OPTIONAL, -- if present, shall be v2 signature AlgorithmIdentifier, issuer Name, thisUpdate Time, nextUpdate Time OPTIONAL, revokedCertificates SEQUENCE OF SEQUENCE { userCertificate CertificateSerialNumber, revocationDate Time, crlEntryExtensions Extensions OPTIONAL -- if present, shall be v2 } OPTIONAL, crlExtensions [0] Extensions OPTIONAL -- if present, shall be v2 -- } -- Version, Time, CertificateSerialNumber, and Extensions were -- defined earlier for use in the certificate structure AlgorithmIdentifier ::= SEQUENCE {
algorithm OBJECT IDENTIFIER, parameters ANY DEFINED BY algorithm OPTIONAL } -- contains a value of the type -- registered for use with the -- algorithm object identifier value -- Algorithm OIDs and parameter structures pkcs-1 OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) 1 } rsaEncryption OBJECT IDENTIFIER ::= { pkcs-1 1 } md2WithRSAEncryption OBJECT IDENTIFIER ::= { pkcs-1 2 } md5WithRSAEncryption OBJECT IDENTIFIER ::= { pkcs-1 4 } sha1WithRSAEncryption OBJECT IDENTIFIER ::= { pkcs-1 5 } id-dsa-with-sha1 OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) x9-57 (10040) x9algorithm(4) 3 } Dss-Sig-Value ::= SEQUENCE { r INTEGER, s INTEGER } dhpublicnumber OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) ansi-x942(10046) number-type(2) 1 } DomainParameters ::= SEQUENCE { p INTEGER, -- odd prime, p=jq +1 g INTEGER, -- generator, g q INTEGER, -- factor of p-1 j INTEGER OPTIONAL, -- subgroup factor, j>= 2 validationParms ValidationParms OPTIONAL } ValidationParms ::= SEQUENCE { seed BIT STRING, pgenCounter INTEGER } id-dsa OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) x9-57(10040) x9algorithm(4) 1 } Dss-Parms ::= SEQUENCE { p INTEGER, q INTEGER, g INTEGER }
-- x400 address syntax starts here -- OR Names ORAddress ::= SEQUENCE { built-in-standard-attributes BuiltInStandardAttributes, built-in-domain-defined-attributes BuiltInDomainDefinedAttributes OPTIONAL, -- see also teletex-domain-defined-attributes extension-attributes ExtensionAttributes OPTIONAL } -- The OR-address is semantically absent from the OR-name if the -- built-in-standard-attribute sequence is empty and the -- built-in-domain-defined-attributes and extension-attributes are -- both omitted. -- Built-in Standard Attributes BuiltInStandardAttributes ::= SEQUENCE { country-name CountryName OPTIONAL, administration-domain-name AdministrationDomainName OPTIONAL, network-address [0] NetworkAddress OPTIONAL, -- see also extended-network-address terminal-identifier [1] TerminalIdentifier OPTIONAL, private-domain-name [2] PrivateDomainName OPTIONAL, organization-name [3] OrganizationName OPTIONAL, -- see also teletex-organization-name numeric-user-identifier [4] NumericUserIdentifier OPTIONAL, personal-name [5] PersonalName OPTIONAL, -- see also teletex-personal-name organizational-unit-names [6] OrganizationalUnitNames OPTIONAL -- see also teletex-organizational-unit-names -- } CountryName ::= [APPLICATION 1] CHOICE { x121-dcc-code NumericString (SIZE (ub-country-name-numeric-length)), iso-3166-alpha2-code PrintableString (SIZE (ub-country-name-alpha-length)) } AdministrationDomainName ::= [APPLICATION 2] CHOICE { numeric NumericString (SIZE (0..ub-domain-name-length)), printable PrintableString (SIZE (0..ub-domain-name-length)) } NetworkAddress ::= X121Address -- see also extended-network-address X121Address ::= NumericString (SIZE (1..ub-x121-address-length)) TerminalIdentifier ::= PrintableString (SIZE (1..ub-terminal-id-length)) PrivateDomainName ::= CHOICE {
numeric NumericString (SIZE (1..ub-domain-name-length)), printable PrintableString (SIZE (1..ub-domain-name-length)) } OrganizationName ::= PrintableString (SIZE (1..ub-organization-name-length)) -- see also teletex-organization-name NumericUserIdentifier ::= NumericString (SIZE (1..ub-numeric-user-id-length)) PersonalName ::= SET { surname [0] PrintableString (SIZE (1..ub-surname-length)), given-name [1] PrintableString (SIZE (1..ub-given-name-length)) OPTIONAL, initials [2] PrintableString (SIZE (1..ub-initials-length)) OPTIONAL, generation-qualifier [3] PrintableString (SIZE (1..ub-generation-qualifier-length)) OPTIONAL } -- see also teletex-personal-name OrganizationalUnitNames ::= SEQUENCE SIZE (1..ub-organizational-units) OF OrganizationalUnitName -- see also teletex-organizational-unit-names OrganizationalUnitName ::= PrintableString (SIZE (1..ub-organizational-unit-name-length)) -- Built-in Domain-defined Attributes BuiltInDomainDefinedAttributes ::= SEQUENCE SIZE (1..ub-domain-defined-attributes) OF BuiltInDomainDefinedAttribute BuiltInDomainDefinedAttribute ::= SEQUENCE { type PrintableString (SIZE (1..ub-domain-defined-attribute-type-length)), value PrintableString (SIZE (1..ub-domain-defined-attribute-value-length))} -- Extension Attributes ExtensionAttributes ::= SET SIZE (1..ub-extension-attributes) OF ExtensionAttribute ExtensionAttribute ::= SEQUENCE { extension-attribute-type [0] INTEGER (0..ub-extension-attributes), extension-attribute-value [1] ANY DEFINED BY extension-attribute-type }
-- Extension types and attribute values -- common-name INTEGER ::= 1 CommonName ::= PrintableString (SIZE (1..ub-common-name-length)) teletex-common-name INTEGER ::= 2 TeletexCommonName ::= TeletexString (SIZE (1..ub-common-name-length)) teletex-organization-name INTEGER ::= 3 TeletexOrganizationName ::= TeletexString (SIZE (1..ub-organization-name-length)) teletex-personal-name INTEGER ::= 4 TeletexPersonalName ::= SET { surname [0] TeletexString (SIZE (1..ub-surname-length)), given-name [1] TeletexString (SIZE (1..ub-given-name-length)) OPTIONAL, initials [2] TeletexString (SIZE (1..ub-initials-length)) OPTIONAL, generation-qualifier [3] TeletexString (SIZE (1..ub-generation-qualifier-length)) OPTIONAL } teletex-organizational-unit-names INTEGER ::= 5 TeletexOrganizationalUnitNames ::= SEQUENCE SIZE (1..ub-organizational-units) OF TeletexOrganizationalUnitName TeletexOrganizationalUnitName ::= TeletexString (SIZE (1..ub-organizational-unit-name-length)) pds-name INTEGER ::= 7 PDSName ::= PrintableString (SIZE (1..ub-pds-name-length)) physical-delivery-country-name INTEGER ::= 8 PhysicalDeliveryCountryName ::= CHOICE { x121-dcc-code NumericString (SIZE (ub-country-name-numeric-length)), iso-3166-alpha2-code PrintableString (SIZE (ub-country-name-alpha-length)) } postal-code INTEGER ::= 9 PostalCode ::= CHOICE {
numeric-code NumericString (SIZE (1..ub-postal-code-length)), printable-code PrintableString (SIZE (1..ub-postal-code-length)) } physical-delivery-office-name INTEGER ::= 10 PhysicalDeliveryOfficeName ::= PDSParameter physical-delivery-office-number INTEGER ::= 11 PhysicalDeliveryOfficeNumber ::= PDSParameter extension-OR-address-components INTEGER ::= 12 ExtensionORAddressComponents ::= PDSParameter physical-delivery-personal-name INTEGER ::= 13 PhysicalDeliveryPersonalName ::= PDSParameter physical-delivery-organization-name INTEGER ::= 14 PhysicalDeliveryOrganizationName ::= PDSParameter extension-physical-delivery-address-components INTEGER ::= 15 ExtensionPhysicalDeliveryAddressComponents ::= PDSParameter unformatted-postal-address INTEGER ::= 16 UnformattedPostalAddress ::= SET { printable-address SEQUENCE SIZE (1..ub-pds-physical-address-lines) OF PrintableString (SIZE (1..ub-pds-parameter-length)) OPTIONAL, teletex-string TeletexString (SIZE (1..ub-unformatted-address-length)) OPTIONAL } street-address INTEGER ::= 17 StreetAddress ::= PDSParameter post-office-box-address INTEGER ::= 18 PostOfficeBoxAddress ::= PDSParameter poste-restante-address INTEGER ::= 19 PosteRestanteAddress ::= PDSParameter unique-postal-name INTEGER ::= 20
UniquePostalName ::= PDSParameter local-postal-attributes INTEGER ::= 21 LocalPostalAttributes ::= PDSParameter PDSParameter ::= SET { printable-string PrintableString (SIZE(1..ub-pds-parameter-length)) OPTIONAL, teletex-string TeletexString (SIZE(1..ub-pds-parameter-length)) OPTIONAL } extended-network-address INTEGER ::= 22 ExtendedNetworkAddress ::= CHOICE { e163-4-address SEQUENCE { number [0] NumericString (SIZE (1..ub-e163-4-number-length)), sub-address [1] NumericString (SIZE (1..ub-e163-4-sub-address-length)) OPTIONAL }, psap-address [0] PresentationAddress } PresentationAddress ::= SEQUENCE { pSelector [0] EXPLICIT OCTET STRING OPTIONAL, sSelector [1] EXPLICIT OCTET STRING OPTIONAL, tSelector [2] EXPLICIT OCTET STRING OPTIONAL, nAddresses [3] EXPLICIT SET SIZE (1..MAX) OF OCTET STRING } terminal-type INTEGER ::= 23 TerminalType ::= INTEGER { telex (3), teletex (4), g3-facsimile (5), g4-facsimile (6), ia5-terminal (7), videotex (8) } (0..ub-integer-options) -- Extension Domain-defined Attributes teletex-domain-defined-attributes INTEGER ::= 6 TeletexDomainDefinedAttributes ::= SEQUENCE SIZE (1..ub-domain-defined-attributes) OF TeletexDomainDefinedAttribute TeletexDomainDefinedAttribute ::= SEQUENCE { type TeletexString (SIZE (1..ub-domain-defined-attribute-type-length)), value TeletexString
(SIZE (1..ub-domain-defined-attribute-value-length)) } -- specifications of Upper Bounds shall be regarded as mandatory -- from Annex B of ITU-T X.411 Reference Definition of MTS Parameter -- Upper Bounds -- Upper Bounds ub-name INTEGER ::= 32768 ub-common-name INTEGER ::= 64 ub-locality-name INTEGER ::= 128 ub-state-name INTEGER ::= 128 ub-organization-name INTEGER ::= 64 ub-organizational-unit-name INTEGER ::= 64 ub-title INTEGER ::= 64 ub-match INTEGER ::= 128 ub-emailaddress-length INTEGER ::= 128 ub-common-name-length INTEGER ::= 64 ub-country-name-alpha-length INTEGER ::= 2 ub-country-name-numeric-length INTEGER ::= 3 ub-domain-defined-attributes INTEGER ::= 4 ub-domain-defined-attribute-type-length INTEGER ::= 8 ub-domain-defined-attribute-value-length INTEGER ::= 128 ub-domain-name-length INTEGER ::= 16 ub-extension-attributes INTEGER ::= 256 ub-e163-4-number-length INTEGER ::= 15 ub-e163-4-sub-address-length INTEGER ::= 40 ub-generation-qualifier-length INTEGER ::= 3 ub-given-name-length INTEGER ::= 16 ub-initials-length INTEGER ::= 5 ub-integer-options INTEGER ::= 256 ub-numeric-user-id-length INTEGER ::= 32 ub-organization-name-length INTEGER ::= 64 ub-organizational-unit-name-length INTEGER ::= 32 ub-organizational-units INTEGER ::= 4 ub-pds-name-length INTEGER ::= 16 ub-pds-parameter-length INTEGER ::= 30 ub-pds-physical-address-lines INTEGER ::= 6 ub-postal-code-length INTEGER ::= 16 ub-surname-length INTEGER ::= 40 ub-terminal-id-length INTEGER ::= 24 ub-unformatted-address-length INTEGER ::= 180 ub-x121-address-length INTEGER ::= 16 -- Note - upper bounds on string types, such as TeletexString, are -- measured in characters. Excepting PrintableString or IA5String, a -- significantly greater number of octets will be required to hold
-- such a value. As a minimum, 16 octets, or twice the specified upper -- bound, whichever is the larger, should be allowed for TeletexString. -- For UTF8String or UniversalString at least four times the upper -- bound should be allowed. END
A.2 Implicitly Tagged Module, 1988 Syntax PKIX1Implicit88 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-pkix1-implicit-88(2)} DEFINITIONS IMPLICIT TAGS ::= BEGIN -- EXPORTS ALL -- IMPORTS id-pkix, id-pe, id-qt, id-kp, id-qt-unotice, id-qt-cps, id-ad, id-ad-ocsp, id-ad-caIssuers, -- delete following line if "new" types are supported -- BMPString, UniversalString, UTF8String, -- end "new" types ORAddress, Name, RelativeDistinguishedName, CertificateSerialNumber, CertificateList, AlgorithmIdentifier, ub-name, Attribute, DirectoryString FROM PKIX1Explicit88 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-pkix1-explicit(1)}; -- ISO arc for standard certificate and CRL extensions id-ce OBJECT IDENTIFIER ::= {joint-iso-ccitt(2) ds(5) 29} -- authority key identifier OID and syntax id-ce-authorityKeyIdentifier OBJECT IDENTIFIER ::= { id-ce 35 } AuthorityKeyIdentifier ::= SEQUENCE { keyIdentifier [0] KeyIdentifier OPTIONAL, authorityCertIssuer [1] GeneralNames OPTIONAL, authorityCertSerialNumber [2] CertificateSerialNumber OPTIONAL } -- authorityCertIssuer and authorityCertSerialNumber shall both -- be present or both be absent KeyIdentifier ::= OCTET STRING -- subject key identifier OID and syntax id-ce-subjectKeyIdentifier OBJECT IDENTIFIER ::= { id-ce 14 } SubjectKeyIdentifier ::= KeyIdentifier
-- key usage extension OID and syntax id-ce-keyUsage OBJECT IDENTIFIER ::= { id-ce 15 } KeyUsage ::= BIT STRING { digitalSignature (0), nonRepudiation (1), keyEncipherment (2), dataEncipherment (3), keyAgreement (4), keyCertSign (5), cRLSign (6), encipherOnly (7), decipherOnly (8) } -- private key usage period extension OID and syntax id-ce-privateKeyUsagePeriod OBJECT IDENTIFIER ::= { id-ce 16 } PrivateKeyUsagePeriod ::= SEQUENCE { notBefore [0] GeneralizedTime OPTIONAL, notAfter [1] GeneralizedTime OPTIONAL } -- either notBefore or notAfter shall be present -- certificate policies extension OID and syntax id-ce-certificatePolicies OBJECT IDENTIFIER ::= { id-ce 32 } CertificatePolicies ::= SEQUENCE SIZE (1..MAX) OF PolicyInformation PolicyInformation ::= SEQUENCE { policyIdentifier CertPolicyId, policyQualifiers SEQUENCE SIZE (1..MAX) OF PolicyQualifierInfo OPTIONAL } CertPolicyId ::= OBJECT IDENTIFIER PolicyQualifierInfo ::= SEQUENCE { policyQualifierId PolicyQualifierId, qualifier ANY DEFINED BY policyQualifierId } -- Implementations that recognize additional policy qualifiers shall -- augment the following definition for PolicyQualifierId PolicyQualifierId ::= OBJECT IDENTIFIER ( id-qt-cps | id-qt-unotice ) -- CPS pointer qualifier
CPSuri ::= IA5String -- user notice qualifier UserNotice ::= SEQUENCE { noticeRef NoticeReference OPTIONAL, explicitText DisplayText OPTIONAL} NoticeReference ::= SEQUENCE { organization DisplayText, noticeNumbers SEQUENCE OF INTEGER } DisplayText ::= CHOICE { visibleString VisibleString (SIZE (1..200)), bmpString BMPString (SIZE (1..200)), utf8String UTF8String (SIZE (1..200)) } -- policy mapping extension OID and syntax id-ce-policyMappings OBJECT IDENTIFIER ::= { id-ce 33 } PolicyMappings ::= SEQUENCE SIZE (1..MAX) OF SEQUENCE { issuerDomainPolicy CertPolicyId, subjectDomainPolicy CertPolicyId } -- subject alternative name extension OID and syntax id-ce-subjectAltName OBJECT IDENTIFIER ::= { id-ce 17 } SubjectAltName ::= GeneralNames GeneralNames ::= SEQUENCE SIZE (1..MAX) OF GeneralName GeneralName ::= CHOICE { otherName [0] AnotherName, rfc822Name [1] IA5String, dNSName [2] IA5String, x400Address [3] ORAddress, directoryName [4] Name, ediPartyName [5] EDIPartyName, uniformResourceIdentifier [6] IA5String, iPAddress [7] OCTET STRING, registeredID [8] OBJECT IDENTIFIER } -- AnotherName replaces OTHER-NAME ::= TYPE-IDENTIFIER, as -- TYPE-IDENTIFIER is not supported in the '88 ASN.1 syntax AnotherName ::= SEQUENCE {
type-id OBJECT IDENTIFIER, value [0] EXPLICIT ANY DEFINED BY type-id } EDIPartyName ::= SEQUENCE { nameAssigner [0] DirectoryString OPTIONAL, partyName [1] DirectoryString } -- issuer alternative name extension OID and syntax id-ce-issuerAltName OBJECT IDENTIFIER ::= { id-ce 18 } IssuerAltName ::= GeneralNames id-ce-subjectDirectoryAttributes OBJECT IDENTIFIER ::= { id-ce 9 } SubjectDirectoryAttributes ::= SEQUENCE SIZE (1..MAX) OF Attribute -- basic constraints extension OID and syntax id-ce-basicConstraints OBJECT IDENTIFIER ::= { id-ce 19 } BasicConstraints ::= SEQUENCE { cA BOOLEAN DEFAULT FALSE, pathLenConstraint INTEGER (0..MAX) OPTIONAL } -- name constraints extension OID and syntax id-ce-nameConstraints OBJECT IDENTIFIER ::= { id-ce 30 } NameConstraints ::= SEQUENCE { permittedSubtrees [0] GeneralSubtrees OPTIONAL, excludedSubtrees [1] GeneralSubtrees OPTIONAL } GeneralSubtrees ::= SEQUENCE SIZE (1..MAX) OF GeneralSubtree GeneralSubtree ::= SEQUENCE { base GeneralName, minimum [0] BaseDistance DEFAULT 0, maximum [1] BaseDistance OPTIONAL } BaseDistance ::= INTEGER (0..MAX) -- policy constraints extension OID and syntax id-ce-policyConstraints OBJECT IDENTIFIER ::= { id-ce 36 } PolicyConstraints ::= SEQUENCE { requireExplicitPolicy [0] SkipCerts OPTIONAL,
inhibitPolicyMapping [1] SkipCerts OPTIONAL } SkipCerts ::= INTEGER (0..MAX) -- CRL distribution points extension OID and syntax id-ce-cRLDistributionPoints OBJECT IDENTIFIER ::= {id-ce 31} CRLDistPointsSyntax ::= SEQUENCE SIZE (1..MAX) OF DistributionPoint DistributionPoint ::= SEQUENCE { distributionPoint [0] DistributionPointName OPTIONAL, reasons [1] ReasonFlags OPTIONAL, cRLIssuer [2] GeneralNames OPTIONAL } DistributionPointName ::= CHOICE { fullName [0] GeneralNames, nameRelativeToCRLIssuer [1] RelativeDistinguishedName } ReasonFlags ::= BIT STRING { unused (0), keyCompromise (1), cACompromise (2), affiliationChanged (3), superseded (4), cessationOfOperation (5), certificateHold (6) } -- extended key usage extension OID and syntax id-ce-extKeyUsage OBJECT IDENTIFIER ::= {id-ce 37} ExtKeyUsageSyntax ::= SEQUENCE SIZE (1..MAX) OF KeyPurposeId KeyPurposeId ::= OBJECT IDENTIFIER -- extended key purpose OIDs id-kp-serverAuth OBJECT IDENTIFIER ::= { id-kp 1 } id-kp-clientAuth OBJECT IDENTIFIER ::= { id-kp 2 } id-kp-codeSigning OBJECT IDENTIFIER ::= { id-kp 3 } id-kp-emailProtection OBJECT IDENTIFIER ::= { id-kp 4 } id-kp-ipsecEndSystem OBJECT IDENTIFIER ::= { id-kp 5 } id-kp-ipsecTunnel OBJECT IDENTIFIER ::= { id-kp 6 } id-kp-ipsecUser OBJECT IDENTIFIER ::= { id-kp 7 } id-kp-timeStamping OBJECT IDENTIFIER ::= { id-kp 8 } -- authority info access
id-pe-authorityInfoAccess OBJECT IDENTIFIER ::= { id-pe 1 } AuthorityInfoAccessSyntax ::= SEQUENCE SIZE (1..MAX) OF AccessDescription AccessDescription ::= SEQUENCE { accessMethod OBJECT IDENTIFIER, accessLocation GeneralName } -- CRL number extension OID and syntax id-ce-cRLNumber OBJECT IDENTIFIER ::= { id-ce 20 } CRLNumber ::= INTEGER (0..MAX) -- issuing distribution point extension OID and syntax id-ce-issuingDistributionPoint OBJECT IDENTIFIER ::= { id-ce 28 } IssuingDistributionPoint ::= SEQUENCE { distributionPoint [0] DistributionPointName OPTIONAL, onlyContainsUserCerts [1] BOOLEAN DEFAULT FALSE, onlyContainsCACerts [2] BOOLEAN DEFAULT FALSE, onlySomeReasons [3] ReasonFlags OPTIONAL, indirectCRL [4] BOOLEAN DEFAULT FALSE } id-ce-deltaCRLIndicator OBJECT IDENTIFIER ::= { id-ce 27 } -- deltaCRLIndicator ::= BaseCRLNumber BaseCRLNumber ::= CRLNumber -- CRL reasons extension OID and syntax id-ce-cRLReasons OBJECT IDENTIFIER ::= { id-ce 21 } CRLReason ::= ENUMERATED { unspecified (0), keyCompromise (1), cACompromise (2), affiliationChanged (3), superseded (4), cessationOfOperation (5), certificateHold (6), removeFromCRL (8) } -- certificate issuer CRL entry extension OID and syntax
id-ce-certificateIssuer OBJECT IDENTIFIER ::= { id-ce 29 } CertificateIssuer ::= GeneralNames -- hold instruction extension OID and syntax id-ce-holdInstructionCode OBJECT IDENTIFIER ::= { id-ce 23 } HoldInstructionCode ::= OBJECT IDENTIFIER -- ANSI x9 holdinstructions -- ANSI x9 arc holdinstruction arc holdInstruction OBJECT IDENTIFIER ::= {joint-iso-itu-t(2) member-body(2) us(840) x9cm(10040) 2} -- ANSI X9 holdinstructions referenced by this standard id-holdinstruction-none OBJECT IDENTIFIER ::= {holdInstruction 1} -- deprecated id-holdinstruction-callissuer OBJECT IDENTIFIER ::= {holdInstruction 2} id-holdinstruction-reject OBJECT IDENTIFIER ::= {holdInstruction 3} -- invalidity date CRL entry extension OID and syntax id-ce-invalidityDate OBJECT IDENTIFIER ::= { id-ce 24 } InvalidityDate ::= GeneralizedTime END