5. Detailed Operation
In this section, some more details on the operation of PRoPHET are given along with state tables to help in implementing the protocol. As explained in Section 1.2, it is RECOMMENDED that "Success" responses should not be requested or sent when operating over a reliable, in-order transport protocol such as TCP. If in the future PRoPHET were operated over an unreliable transport protocol, positive acknowledgements would be necessary to signal successful delivery of (sub)messages. In this section, the phrase "send a message" should be read as *successful* sending of a message, signaled by receipt of the appropriate "Success" response if running over an unreliable protocol, but guaranteed by TCP or another reliable protocol otherwise. Hence, the state descriptions below do not explicitly mention positive acknowledgements, whether they are being sent or not.
5.1. High-Level State Tables
This section gives high-level state tables for the operation of PRoPHET. The following sections will describe each part of the operation in more detail (including state tables for the internal states of those procedures). The following main or high-level states are used in the state tables: WAIT_NB This is the state all nodes start in. Nodes remain in this state until they are notified that a new neighbor is available. At that point, the Hello procedure should be started with the new neighbor, and the node transitions into the HELLO state. Nodes SHOULD be able to handle multiple neighbors in parallel, maintaining separate state machines for each neighbor. This could be handled by creating a new thread or process during the transition to the HELLO state that then takes care of the communication with the new neighbor while the parent remains in state WAIT_NB waiting for additional neighbors to communicate. In this case, when the neighbor can no longer be communicated with (described as "Neighbor Gone" in the tables below), the thread or process created is destroyed and, when a connection- oriented protocol is being used to communicate with the neighbor, the connection is closed. The current version of the protocol is specified to use TCP for neighbor connections so that these will be closed when the neighbor is no longer accessible. HELLO Nodes are in the HELLO state from when a new neighbor is detected until the Hello procedure is completed and a link is established (which happens when the Hello procedure enters the ESTAB state as described in Section 5.2; during this procedure, the states ESTAB, SYNSENT, and SYNRCVD will be used, but these are internal to the Hello procedure and are not listed here). If the node is notified that the neighbor is no longer in range before a link has been established, it returns to the WAIT_NB state, and, if appropriate, any additional process or thread created to handle the neighbor MAY be destroyed. INFO_EXCH After a link has been set up by the Hello procedure, the node transitions to the INFO_EXCH state in which the Information Exchange Phase is done. The node remains in this state as long as Information Exchange Phase TLVs (Routing RIB, Routing RIB Dictionary, Bundle Offer, Bundle Response) are being received. If the node is notified that the neighbor is no longer in range before all information and bundles have been exchanged, any associated connection is closed and the node
returns to the WAIT_NB state to await new neighbors. The Timer(keep_alive) is used to ensure that the connection remains active. In the INFO_EXCH state, the nodes at both ends of the established link are able to update their delivery predictability information using data from the connected peer and then make offers of bundles for exchange which may be accepted or not by the peer. To manage these processes, each node acts both as an Initiator and a Listener for the Information Exchange Phase processes, maintaining subsidiary state machines for the two roles. The Initiator and Listener terms refer to the sending of the Routing RIB information: it is perhaps counterintuitive that the Listener becomes the bundle offeror and the Initiator the bundle acceptor during the bundling passing part. The protocol is designed so that the two exchanges MAY be carried out independently but concurrently, with the messages multiplexed onto on a single bidirectional link (such as is provided by the TCP connection). Alternatively, the exchanges MAY be carried out partially or wholly sequentially if appropriate for the implementation. The Information Exchange Phase is explained in more detail in Section 3.2. When an empty Bundle Response TLV (i.e., no more bundles to send) is received, the node starts the Timer(next_exchange). When this timer expires, assuming that the neighbor is still connected, the Initiator reruns the Information Exchange Phase. If there is only one neighbor connected at this time, this will have the effect of further increasing the delivery predictability for this node in the neighbor, and changing the delivery predictabilities as a result of the transitive property (Equation 3). If there is more than one neighbor connected or other communication opportunities have happened since the previous information exchange occurred, then the changes resulting from these other encounters will be passed on to the connected neighbor. The next_exchange timer is restarted once the information exchange has completed again. If one or more new bundles are received by this node while waiting for the Timer(next_exchange) to expire and the delivery predictabilities indicate that it would be appropriate to forward some or all of the bundles to the connected node, the bundles SHOULD be immediately offered to the connected neighbor and transferred if accepted.
State: WAIT_NB +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | New Neighbor | Start Hello procedure for neighbor| HELLO | | | Keep waiting for more neighbors | WAIT_NB | +==================================================================+ State: HELLO +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | Hello TLV rcvd | | HELLO | +------------------+-----------------------------------+-----------+ | Enter ESTAB state| Start Information Exchange Phase | INFO_EXCH | +------------------+-----------------------------------+-----------+ | Neighbor Gone | | WAIT_NB | +==================================================================+ State: INFO_EXCH +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | On entry | Start Timer(keep-alive) | | | | Uses Hello Timer interval | INFO_EXCH | +------------------+-----------------------------------+-----------+ |Info Exch TLV rcvd| (processed by subsidiary state | | | | machines) | INFO_EXCH | +------------------+-----------------------------------+-----------+ | No more bundles | Start Timer(next_exchange) | INFO_EXCH | +------------------+-----------------------------------+-----------+ | Keep-alive expiry| Send Hello SYN message | INFO_EXCH | +------------------+-----------------------------------+-----------+ | Hello SYN rcvd | Record reception | | | | Restart Timer(keep-alive) | INFO_EXCH | +------------------+-----------------------------------+-----------+ | Neighbor Gone | | WAIT_NB | +==================================================================+
The keep-alive messages (messages with Hello SYN TLV) are processed by the high-level state machine in the INFO_EXCH state. All other messages are delegated to the subsidiary state machines of the Information Exchange Phase described in Section 5.3. The receipt of keep-alive messages is recorded and may be used by the subsidiary machines to check if the peer is still functioning. The connection will be aborted (as described in Section 4.3.1) if several keep-alive messages are not received.5.2. Hello Procedure
The Hello procedure is described by the following rules and state tables. In this section, the messages sent consist of the PRoPHET header and a single Hello TLV (see Figure 4 and Section 4.3.1) with the HF (Hello Function) field set to the specified value (SYN, SYNACK, ACK or RSTACK). The state of the L flag in the latest SYN or SYNACK message is recorded in the node that receives the message. If the L flag is set (value 1), the receiving node MUST send the payload length for each bundle that it offers to the peer during the Information Exchange Phase. The rules and state tables use the following operations: o The "Update Peer Verifier" operation is defined as storing the values of the Sender Instance and Sender Local Address fields from a Hello SYN or Hello SYNACK function message received from the entity at the far end of the link. o The procedure "Reset the link" is defined as: When using TCP or other reliable connection-oriented transport: Close the connection and terminate any separate thread or process managing the connection. Otherwise: 1. Generate a new instance number for the link. 2. Delete the peer verifier (set to zero the values of Sender Instance and Sender Local Address previously stored by the Update Peer Verifier operation). 3. Send a SYN message. 4. Transition to the SYNSENT state.
o The state tables use the following Boolean terms and operators: A The Sender Instance in the incoming message matches the value stored from a previous message by the "Update Peer Verifier" operation. B The Sender Instance and Sender Local Address fields in the incoming message match the values stored from a previous message by the "Update Peer Verifier" operation. C The Receiver Instance and Receiver Local Address fields in the incoming message match the values of the Sender Instance and Sender Local Address used in outgoing Hello SYN, Hello SYNACK, and Hello ACK messages. SYN A Hello SYN message has been received. SYNACK A Hello SYNACK message has been received. ACK A Hello ACK message has been received. && Represents the logical AND operation || Represents the logical OR operation ! Represents the logical negation (NOT) operation. o A timer is required for the periodic generation of Hello SYN, Hello SYNACK, and Hello ACK messages. The value of the timer is announced in the Timer field. To avoid synchronization effects, uniformly distributed random jitter of +/-5% of the Timer field SHOULD be added to the actual interval used for the timer. There are two independent events: the timer expires, and a packet arrives. The processing rules for these events are: Timer Expires: Reset Timer If state = SYNSENT Send SYN message If state = SYNRCVD Send SYNACK message If state = ESTAB Send ACK message
Packet Arrives: If incoming message is an RSTACK message: If (A && C && !SYNSENT) Reset the link Else discard the message. If incoming message is a SYN, SYNACK, or ACK message: Response defined by the following State Tables. If incoming message is any other PRoPHET TLV and state != ESTAB: Discard incoming message. If state = SYNSENT Send SYN message(Note 1) If state = SYNRCVD Send SYNACK message(Note 1) Note 1: No more than two SYN or SYNACK messages should be sent within any time period of length defined by the timer. o A connection across a link is considered to be achieved when the protocol reaches the ESTAB state. All TLVs, other than Hello TLVs, that are received before synchronization is achieved will be discarded.5.2.1. Hello Procedure State Tables
State: SYNSENT +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | SYNACK && C | Update Peer Verifier; | ESTAB | | | Send ACK message | | +------------------+-----------------------------------+-----------+ | SYNACK && !C | Send RSTACK message | SYNSENT | +------------------+-----------------------------------+-----------+ | SYN | Update Peer Verifier; | SYNRCVD | | | Send SYNACK message | | +------------------+-----------------------------------+-----------+ | ACK | Send RSTACK message | SYNSENT | +==================================================================+
State: SYNRCVD +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | SYNACK && C | Update Peer Verifier; | ESTAB | | | Send ACK message | | +------------------+-----------------------------------+-----------+ | SYNACK && !C | Send RSTACK message | SYNRCVD | +------------------+-----------------------------------+-----------+ | SYN | Update Peer Verifier; | SYNRCVD | | | Send SYNACK message | | +------------------+-----------------------------------+-----------+ | ACK && B && C | Send ACK message | ESTAB | +------------------+-----------------------------------+-----------+ | ACK && !(B && C) | Send RSTACK message | SYNRCVD | +==================================================================+ State: ESTAB +==================================================================+ | Condition | Action | New State | +=================+====================================+===========+ | SYN || SYNACK | Send ACK message (notes 2 and 3) | ESTAB | +-----------------+------------------------------------+-----------+ | ACK && B && C | Send ACK message (note 3) | ESTAB | +-----------------+------------------------------------+-----------+ | ACK && !(B && C)| Send RSTACK message | ESTAB | +==================================================================+ Note 2: No more than two ACK messages should be sent within any time period of length defined by the timer. Thus, one ACK message MUST be sent every time the timer expires. In addition, one further ACK message may be sent between timer expirations if the incoming message is a SYN or SYNACK. This additional ACK allows the Hello functions to reach synchronization more quickly. Note 3: No more than one ACK message should be sent within any time period of length defined by the timer.5.3. Information Exchange Phase
After the Hello messages have been exchanged, and the nodes are in the ESTAB state, the Information Exchange Phase, consisting of the RIB Exchange and Bundle Passing Sub-Phases, is initiated. This section describes the procedure and shows the state transitions
necessary in these sub-phases; the following sections describe in detail the various TLVs passed in these phases. On reaching the ESTAB state in the high-level HELLO state, there is an automatic transition to the INFO_EXCH high-level state. PRoPHET runs over a bidirectional transport as documented in Section 1.2 so that when a pair of nodes (A and B) have reached the ESTAB state, they are able to perform the Information Exchange Phase processes for both the A-to-B and B-to-A directions over the link that has just been established. In principle, these two processes are independent of each other and can be performed concurrently. However, complete concurrency may not be the most efficient way to implement the complete process. As explained in Section 3.2.1, the Routing Information Base Dictionary is a shared resource assembled from a combination of information generated locally on each node and information passed from the peer node. Overlaps in this information, and hence the amount of information that has to be passed between the nodes, can be minimized by sequential rather than concurrent operation of the dictionary generation and update processes. It may also be possible to reduce the number of bundles that need to be offered by the second offeror by examining the offers received from the first offeror -- there is no need for the second offeror to offer a bundle that is already present in the first offeror's offer list, as it will inevitably be refused. All implementations MUST be capable of operating in a fully concurrent manner. Each implementation needs to define a policy, which SHOULD be configurable, as to whether it will operate in a concurrent or sequential manner during the Information Exchange Phase. If it is to operate sequentially, then further choices can be made as to whether to interleave dictionary, offer, and response exchange parts, or to complete all parts in one direction before initiating the other direction. Sequential operation will generally minimize the amount of data transferred across the PRoPHET link and is especially appropriate if the link is half-duplex. However it is probably not desirable to postpone starting the information exchange in the second direction until the exchange of bundles has completed. If the contact between the nodes ends before all possible bundles have been exchanged, it is possible that postponing the start of bundle exchange in the second direction can lead to bundle exchange being skewed in favor of one direction over the other. It may be preferable to share the available contact time and bandwidth between directions by overlapping the Information Exchange Phases and running the actual bundle exchanges concurrently if possible. Also, if encounters expected in the current PRoPHET zone are expected to be relatively short, it MAY not be appropriate to use sequential operation.
One possible interleaving strategy is to alternate between sending from the two nodes. For example, if the Hello SYN node sends its initial dictionary entries while the Hello SYNACK node waits until this is complete, the Hello SYNACK node can then prune its proposed dictionary entries before sending in order to avoid duplication. This approach can be repeated for the second tranche of dictionary entries needed for the Bundle Offers and Responses, and also for the Bundle Offers, where any bundles that are offered by the Hello SYN node that are already present in the Hello SYNACK node need not be offered to the Hello SYN node. This approach is well suited to a transport protocol and physical medium that is effectively half- duplex. At present, the decision to operate concurrently or sequentially is purely a matter of local policy in each node. If nodes have inconsistent policies, the behavior at each encounter will depend on which node takes the SYN role; this is a matter of chance depending on random timing of the start of communications during the encounter. To manage the information transfer, two subsidiary state machines are created in each node to control the stages of the RIB Exchange Sub- Phase and Bundle Passing Sub-Phase processes within the INFO_EXCH high-level state as shown in Figure 12. Each subsidiary state machine consists of two essentially independent components known as the "Initiator role" and the "Listener role". One of these components is instantiated in each node. The Initiator role starts the Information Exchange Phase in each node and the Listener role responds to the initial messages, but it is not a passive listener as it also originates messages. The transition from the ESTAB state is a "forking" transition in that it starts both subsidiary state machines. The two subsidiary state machines operate in parallel for as long as the neighbor remains in range and connected.
+ - - - - - - - - + + - - - - - - - - + | SYN node | PRoPHET messages with: | SYNACK node | | +-------------+ | A. Delivery Predictabilities | +-------------+ | | Subsidiary |--->---->---->---->---->---->---->| Subsidiary | | | State | | C. Bundle Responses | | State | | | Machine 1: | | Machine 1: | | | Initiator | | B. Bundle Offers | | Listener | | | Role |<----<----<----<----<----<----<---| Role | | +-------------+ | D. Requested Bundles | +-------------+ | | +-------------+ | A. Delivery Predictabilities | +-------------+ | | Subsidiary |<----<----<----<----<----<----<---| Subsidiary | | | State | | C. Bundle Responses | | State | | | Machine 2: | | Machine 2: | | | Listener | | B. Bundle Offers | | Initiator | | | Role |--->---->---->---->---->---->---->| Role | | +-------------+ | D. Requested Bundles | +-------------+ | + - - - - - - - - + + - - - - - - - - + The letters (A - D) indicate the sequencing of messages. Figure 12: Information Exchange Phase Subsidiary State Machines These subsidiary state machines can be thought of as mirror images: for each state machine, one node takes on the Initiator role while the other node takes on the Listener role. TLVs sent by a node from the Initiator role will be processed by the peer node in the Listener role and vice versa. As indicated in Figure 12, the Initiator role handles sending that node's current set of delivery predictabilities for known destinations to the Listener role node. The Listener role node uses the supplied values to update its delivery predictabilities according to the update algorithms described in Section 2.1.2. It then decides which bundles that it has in store should be offered for transfer to the Initiator role node as a result of comparing the local predictabilities and those supplied by the Initiator node. When these offers are delivered to the Initiator role node, it decides which ones to accept and supplies the Listener role node with a prioritized list of bundles that it wishes to accept. The Listener role node then sends the requested bundles. These exchanges are repeated periodically for as long as the nodes remain in contact. Additionally, if new bundles arrive from other sources, they may be offered, accepted, and sent in between these exchanges.
The PRoPHET protocol is designed so that in most cases the TLV type determines the role in which it will be processed on reception. The only exception to this is that both roles may send RIB Dictionary TLVs: the Initiator role sends dictionary entries for use in the subsequent RIB TLV(s), and the Listener role may send additional dictionary entries for use in subsequent Bundle Offer TLVs. The two cases are distinguished by a TLV flag to ensure that they are processed in the right role context on reception. If this flag was not provided, there are states where both roles could accept the RIB Dictionary TLV, making it impossible to ensure that the correct role state machine accepts the RIB Dictionary TLV. Note that the correct updates would be made to the dictionary whichever role processed the TLV and that the ambiguity would not arise if the roles are adopted completely sequentially, i.e., if the RIB Exchange Sub-Phase and associated Bundle Passing Sub-Phase run to completion in one direction before the process for the reverse direction is started. If sequential operation is selected, the node that sent the Hello SYN function message MUST be the node that sends the first message in the Information Exchange Phase process. This ensures that there is a well-defined order of events with the Initiator role in the Hello SYN node (i.e., the node identified by String ID 0) starting first. The Hello SYNACK node MAY then postpone sending its first message until the Listener role state machine in the Hello SYNACK node has reached any of a number of points in its state progression according to locally configured policy and the nature of the physical link for the current encounter between the nodes as described above. If concurrent operation is selected, the Hello SYNACK node can start sending messages immediately without waiting to receive messages from the peer. The original design of the PRoPHET protocol allowed it to operate over unreliable datagram-type transports as well as the reliable, in- order delivery transport of TCP that is currently specified. When running over TCP, protocol errors and repeated timeouts during the Information Exchange Phase SHOULD result in the connection being terminated.5.3.1. State Definitions for the Initiator Role
The state machine component with the Initiator role in each node starts the transfer of information from one node to its peer during the Information Exchange Phase. The process from the Initiator's point of view does the following: o The Initiator role determines the set of delivery predictabilities to be sent to the peer node and sends RIB dictionary entries necessary to interpret the set of RIB predictability values that
are sent after the dictionary updates. On second and subsequent executions of this state machine during a single session with the same peer, there may be no RIB Dictionary entries to send. Either an empty TLV can be sent or the TLV can be omitted. o The Initiator then waits to receive any RIB Dictionary updates followed by bundle offers from the Listener role on the peer node. o The Initiator determines which of the bundle offers should be accepted and, if necessary, reorders the offers to suit its own priorities. The possibly reordered list of accepted bundles is sent to the peer node using one or more bundle responses. o The peer then sends the accepted bundles to the Initiator in turn. o Assuming that the link remains open during the bundle sending process, the Initiator signals that the Bundle Passing Sub-Phase is complete by sending a message with an empty Bundle Response TLV (i.e, with the Bundle Offer Count set to 0 and no bundle offers following the TLV header). o When the bundle transfer is complete, the Initiator starts the Timer(next_exchange). Assuming that the connection to the neighbor remains open, when the timer expires, the Initiator restarts the Information Exchange Phase. During this period, Hello SYN messages are exchanged as keep-alives to check that the neighbor is still present. The keep-alive mechanism is common to the Initiator and Listener machines and is handled in the high- level state machine (see Section 5.1. A timer is provided that restarts the Initiator role state machine if Bundle Offers are not received after sending the RIB. If this node receives a Hello ACK message containing an Error TLV indicating there has been a protocol problem, then the connection MUST be terminated. The following states are used: CREATE_DR The initial transition to this state from the ESTAB state is immediate and automatic for the node that sent the Hello SYN message. For the peer (Hello SYNACK sender) node, it may be immediate for nodes implementing a fully concurrent process or may be postponed until the corresponding Listener has reached a specified state if a sequential process is configured in the node policy.
The local dictionary is initialized when this state is entered for the first time from the ESTAB state. The initial state of the dictionary contains two entries: the EID of the node that sent the Hello SYN (String ID 0) and the EID of the node that sent the Hello SYNACK (String ID 1). If the peer reports via a Hello ACK message containing an Error TLV reporting a Dictionary Conflict or Bad String ID error, then the connection MUST be terminated. The CREATE_DR state will be entered in the same way from the REQUEST state when the Timer(next_exchange) expires, signaling the start of a new round of information exchange and bundle passing. When in this state: * Determine the destination EIDs for which delivery predictabilities will be sent to the peer in a RIB TLV, if any. Record the prior state of the local dictionary (assuming that String IDs are numbers allocated sequentially, the state information needed is just the highest ID used before this process started) so that the process can be restarted if necessary. Update the local dictionary if any new EIDS are required; format one or more RIB Dictionary TLVs and one or more RIB TLVs and send them to the peer. If there are no dictionary entries to send, TLVs with zero entries MAY be sent, or the TLV can be omitted, but an empty RIB TLV MUST be sent if there is no data to send. The RIB Dictionary TLVs generated here MUST have the Sent by Listener flag set to 0 to indicate that they were sent by the Initiator. * If an Error TLV indicating a Dictionary Conflict or Bad String ID is received during or after sending the RIB Dictionary TLVs and/or the RIB TLVs, abort any in-progress Initiator or Listener process, and terminate the connection to the peer. * Start a timer (known as Timer(info)) and transition to the SEND_DR state. Note that when (and only when) running over a transport protocol such as TCP, both the RIB Dictionary and RIB information MAY be spread across multiple TLVs and messages if required by known constraints of the transport protocol or to reduce the size of memory buffers. Alternatively, the information can be formatted using a single RIB Dictionary TLV and a single RIB TLV. These TLVs may be quite large, so it may be necessary to segment the message either using the PRoPHET submessage capability or, if the transport protocol has appropriate capabilities, using those inherent capabilities. This discussion of segmentation applies to
the other states and the bundle offer and bundle response messages and will not be repeated. If more than one RIB TLV is to be used, all but the last one have the "More RIB TLVs" flag set to 1 in the TLV flags. It is not necessary to distinguish the last RIB Dictionary TLV because the actions taken at the receiver are essentially passive (recording the contents), and the sequence is ended by the sending of the first RIB TLV. SEND_DR In this state, the Initiator node expects to be receiving Bundle Offers and sending Bundle Responses. The Initiator node builds a list of bundles offered by the peer while in this state: * Clear the set of bundles offered by the peer on entry to the state. * If the Timer(info) expires, re-send the RIB Dictionary and RIB information sent in the previous CREATE_DR state using the stored state to re-create the information. The RIB dictionary update process in the peer is idempotent provided that the mappings between the EID and the String ID in the re-sent RIB Dictionary TLVs are the same as in the original. This means that it does not matter if some of the RIB Dictionary TLVs had already been processed in the peer. Similarly, re-sending RIB TLVs will not cause a problem. * If a message with a RIB Dictionary TLV marked as sent by a Listener is received, update the local dictionary based on the received TLV. If any of the entries in the RIB Dictionary TLV conflict with existing entries (i.e., an entry is received that uses the same String ID as some previously received entry but the EID in the entry is different), send a Response message with an Error TLV containing a Dictionary Conflict indicator, abort any in-progress Initiator or Listener process, and terminate the connection to the peer. Note that in some circumstances no dictionary updates are needed, and the first message received in this state will carry a Bundle Offer TLV. * If a message with a Bundle Offer TLV is received, restart the Timer(info) if the "More Offer/Response TLVs Following" flag is set in the TLV; otherwise, stop the Timer(info). Then process any PRoPHET ACKs in the TLV by informing the bundle protocol agent, and add the bundles offered in the TLV to the set of bundles offered. If the "More Offer/Response TLVs Following" flag is set in the TLV, wait for further Bundle Offer TLVs. If a Bundle Offer TLV is received with a String ID that is not in
the dictionary, send a message with an Error TLV containing a Bad String ID indicator, abort any in-progress Initiator or Listener process, and terminate the connection to the peer. * If the "More Offer/Response TLVs Following" flag is clear in the last Bundle Offer TLV received, inspect the set of bundles offered to determine the set of bundles that are to be accepted using the configured queueing policy. Record the set of bundles accepted so that reception can be checked in the Bundle Passing Sub-Phase. Format one or more Bundle Response TLVs flagging the accepted offers and send them to the peer. If more than one Bundle Response TLV is sent, all but the last one should have the "More Offer/Response TLVs Following" flag set to 1. At least one Bundle Response TLV MUST be sent even if the node does not wish to accept any of the offers. In this case, the Bundle Response TLV contains an empty set of acceptances. * If an Error TLV indicating a Bad String ID is received during or after sending the Bundle Response TLVs, abort any in- progress Initiator or Listener process, re-initialize the local dictionary, and terminate the connection to the peer. * Restart the Timer(info) timer in case the peer does not start sending the requested bundles. * Transition to state REQUEST. REQUEST In this state, the Initiator node expects to be receiving the bundles accepted in the Bundle Response TLV(s): * Keep track of the bundles received and delete them from the set of bundles accepted. * If the Timer(info) expires while waiting for bundles, format and send one or more Bundle Response TLVs listing the bundles previously accepted but not yet received. If more than one Bundle Response TLV is sent, all but the last one should have the "More Offer/Response TLVs Following" flag set to 1. * If an Error TLV indicating a Bad String ID is received during or after sending the Bundle Response TLVs, abort any in- progress Initiator or Listener process, re-initialize the local dictionary, and terminate the connection to the peer. * Restart the Timer(info) timer after each bundle is received in case the peer does not continue sending the requested bundles.
* When all the requested bundles have been received, format a Bundle Response TLV with the Bundle Offer Count set to zero and with the "More Offer/Response TLVs Following" flag cleared to 0 to signal completion to the peer node. Also, signal the Listener in this node that the Initiator has completed. If the peer node is using a sequential policy, the Listener may still be in the initial state, in which case, it needs to start a timer to ensure that it detects if the peer fails to start the Initiator state machine. Thereafter, coordinate with the Listener state machine in the same node: when the Listener has received the completion notification from the peer node and this Initiator has sent its completion notification, start Timer(next_exchange). * If the Timer(next_exchange) expires, transition to state CREATE_DR to restart the Information Exchange Phase. Note that if Timer(info) timeout occurs a number of times (configurable, typically 3) without any bundles being received, then this SHOULD generally be interpreted as the problem that the link to the peer is no longer functional and the session should be terminated. However, some bundles may be very large and take a long time to transmit. Before terminating the session, this state machine needs to check if a large bundle is actually being received although no new completed bundles have been received since the last expiry of the timer. In this case the timer should be restarted without sending the Bundle Response TLV. Also, if the bundles are being exchanged over a transport protocol that can detect link failure, then the session MUST be terminated if the bundle exchange link is shut down because it has failed.5.3.2. State Definitions for the Listener Role
The state machine component with the Listener role in each node initially waits to receive a RIB Dictionary update followed by a set of RIB delivery predictabilities during the Information Exchange Phase. The process from the point of view of the Listener does the following: o Receive RIB Dictionary updates and RIB values from the peer. Note that in some circumstances no dictionary updates are needed, and the RIBD TLV will contain no entries or may be omitted completely. o When all RIB messages have been received, the delivery predictability update algorithms are run (see Section 2.1.2) using the values received from the Initiator node and applying any of the optional optimizations configured for this node (see Section 2.1.3).
o Using the updated delivery predictabilities and the queueing policy and forwarding strategy configured for this node (see Section 2.1.4) examine the set of bundles currently stored in the Listener node to determine the set of bundles to be offered to the Initiator and order the list according to the forwarding strategy in use. The Bundle Offer TLVs are also used to notify the peer of any PRoPHET ACKs that have been received by the Listener role node. o Send the list of bundles in one or more bundle offers, preceded if necessary by one or more RIB dictionary updates to add any EIDs required for the source or destination EIDs of the offered bundles. These updates MUST be marked as being sent by the Listener role so that they will be processed by the Initiator role in the peer. o Wait for the Initiator to send bundle responses indicating which bundles should be sent and possibly a modified order for the sending. Send the accepted bundles in the specified order. The bundle sending will normally be carried out over a separate connection using a suitable DTN convergence layer. o On completion of the sending, wait for a message with an empty Bundle Response TLV indicating correct completion of the process. o The Listener process will be notified if any new bundles or PRoPHET ACKs are received by the node after the completion of the bundle sending that results from this information exchange. The forwarding policy and the current delivery predictabilities will then be applied to determine if this information should be sent to the peer. If it is determined that one or more bundles and/or ACKs ought to be forwarded, a new set of bundle offers are sent to the peer. If the peer accepts them by sending bundle responses, the bundles and/or ACKS are transferred as previously. o Periodically, the Initiator in the peer will restart the complete information exchange by sending a RIB TLV that may be, optionally, preceded by RIB Dictionary entries if they are required for the updated RIB. Timers are used to ensure that the Listener does not lock up if messages are not received from the Initiator in a timely fashion. The Listener is restarted if the RIB is not received, and a Hello ACK message is sent to force the Initiator to restart. If bundle response messages are not received in a timely fashion, the Listener re-sends the bundle offers and associated dictionary updates. The following states are used:
WAIT_DICT The Listener subsidiary state machine transitions to this state automatically and immediately from the state ESTAB in both peers. This state will be entered in the same way if the Timer(next_exchange) expires in the peer, signaling the start of a new round of information exchange and bundle passing. This will result in one or more RIB TLVs being sent to the Listener by the peer node's Initiator. * When a RIB Dictionary TLV is received, use the TLV to update the local dictionary, start or (if it is running) restart the Timer(peer) and transition to state WAIT_RIB. If any of the entries in the RIB Dictionary TLV conflict with existing entries (i.e., an entry is received that uses the same String ID as some previously received entry, but the EID in the entry is different), send a Response message with an Error TLV containing a Dictionary Conflict indicator, abort any in- progress Initiator or Listener process, and terminate the connection to the peer. * If a Hello ACK message is received from the peer node, transition to state WAIT_DICT and restart the process. If multiple timeouts occur (configurable, typically 3), assume that the link is broken and terminate the session. Note that the RIB Dictionary and RIB TLVs may be combined into a single message. The RIB TLV should be passed on to be processed in the WAIT_RIB state. WAIT_RIB In this state, the Listener expects to be receiving one or more RIB TLVs and possibly additional RIB Dictionary TLVs. * On entry to this state, clear the set of received delivery predictabilities. * Whenever a new message is received, restart the Timer(peer) timer. * If a RIB dictionary TLV is received, use it to update the local dictionary and remain in this state. If any of the entries in the RIB Dictionary TLV conflict with existing entries (i.e., an entry is received that uses the same String ID as some previously received entry, but the EID in the entry is different), send a message with an Error TLV containing a Dictionary Conflict indicator, abort any in-progress Initiator or Listener process, and terminate the connection to the peer.
* If a RIB TLV is received, record the received delivery predictabilities for use in recalculating the local delivery predictabilities. If a delivery predictability value is received for an EID that is already in the set of received delivery predictabilities, overwrite the previously received value with the latest value. If a delivery predictability value is received with a String ID that is not in the dictionary, send a message with an Error TLV containing a Bad String ID indicator, abort any in-progress Initiator or Listener process, and terminate the connection to the peer. * When a RIB TLV is received with the "More RIB TLVs" flag cleared, initiate the recalculation of delivery predictabilities and stop the Timer(peer). Use the revised delivery predictabilities and the configured queueing and forwarding strategies to create a list of bundles to be offered to the peer node. * Record the state of the local dictionary in case the offer procedure has to be restarted. Determine if any new dictionary entries are required for use in the Bundle Offer TLV(s). If so, record them in the local dictionary, then format and send RIB Dictionary entries in zero or more RIB Dictionary TLV messages to update the dictionary in the peer if necessary. * Format and send Bundle Offer TLV(s) carrying the identifiers of the bundles to be offered together with any PRoPHET ACKs received or generated by this node. If more than one Bundle Offer TLV is sent, all but the last Bundle Offer TLV sent MUST have the "More Offer/Response TLVs Following" flag set to 1. * When all Bundle Offer TLVs have been sent, start the Timer(info) and transition to state OFFER. * If the Timer(peer) expires, send a Hello ACK TLV to the peer, restart the timer, and transition to state WAIT_DICT. * If an Error TLV indicating a Dictionary Conflict or Bad String ID is received during or after sending the RIB Dictionary TLVs and/or the Bundle Offer TLVs, abort any in- progress Initiator or Listener process, and terminate the connection to the peer. * If a Hello ACK message is received from the peer node, transition to state WAIT_DICT and restart the process.
OFFER In this state, the Listener expects to be receiving one or more Bundle Response TLVs detailing the bundles accepted by the Initiator node. The ordered list of accepted bundles is communicated to the bundle protocol agent, which controls sending them to the peer node over a separate connection. * When a Bundle Response TLV is received with a non-zero count of Bundle Offers, extract the list of accepted bundles and send the list to the bundle protocol agent so that it can start transmission to the peer node. Ensure that the order of offers from the TLV is maintained. Restart the Timer(info) unless the last Bundle Response TLV received has the "More Offer/ Response TLVs Following" flag set to 0. If a Bundle Response TLV is received with a String ID that is not in the dictionary, send a message with an Error TLV containing a Bad String ID indicator, abort any in-progress Initiator or Listener process, and terminate the connection to the peer. * After receiving a Bundle Response TLV with the "More Offer/ Response TLVs Following" flag set to 0 stop the Timer(info) and transition to state SND_BUNDLE. * If the Timer(info) expires, send a Hello ACK TLV to the peer, restart the timer and transition to state WAIT_DICT. * If a Hello ACK message is received from the peer node, transition to state WAIT_DICT and restart the process. SND_BUNDLE In this state the Listener monitors the sending of bundles to the Initiator peer node. In the event of disruption in transmission, the Initiator node will, if possible, re-send the list of bundles that were accepted but have not yet been received. The bundle protocol agent has to be informed of any updates to the list of bundles to send (this is likely to involve re-sending one or more bundles). Otherwise, the Listener is quiescent in this state. * When a Bundle Response TLV is received with a non-zero count of Bundle Offers, extract the list of accepted bundles and update the list previously passed to the bundle protocol agent so that it can (re)start transmission to the peer node. Ensure that the order of offers from the TLV is maintained so far as is possible. Restart the Timer(info) unless the last Bundle Response TLV received has the "More Offer/Response TLVs Following" flag set to 0. If a Bundle Response TLV is received with a String ID that is not in the dictionary, send a message with an Error TLV containing a Bad String ID indicator, abort
any in-progress Initiator or Listener process, re-initialize the local dictionary, and restart the Information Exchange Phase as if the ESTAB state had just been reached. * After receiving a Bundle Response TLV with the "More Offer/ Response TLVs Following" flag set to 0, stop the Timer(info) and wait for completion of bundle sending. * If the Timer(info) expires, send a Hello ACK TLV to the peer, restart the timer, and transition to state WAIT_DICT. * If a Hello ACK message is received from the peer node, transition to state WAIT_DICT and restart the process. * When a Bundle Response TLV is received with a zero count of Bundle Offers, the Bundle Passing Sub-Phase is complete. Notify the Initiator that the Listener process is complete and transition to state WAIT_MORE. As explained in the Initiator state REQUEST description, depending on the transport protocol (convergence layer) used to send the bundles to the peer node, it may be necessary during the bundle sending process to monitor the liveness of the connection to the peer node in the Initiator process using a timer. WAIT_MORE In this state, the Listener monitors the reception of new bundles that might be received from a number of sources, including * local applications on the node, * other mobile nodes that connect to the node while this connection is open, and * permanent connections such as might occur at an Internet gateway. When the Listener is notified of received bundles, it determines if they should be offered to the peer. The peer may also re- initiate the Information Exchange Phase periodically. * When the bundle protocol agent notifies the Listener that new bundles and/or new PRoPHET ACKs have been received, the Listener applies the selected forwarding policy and the current delivery predictabilities to determine if any of the items ought to be offered to the connected peer. If so, it carries
out the same operations as are described in the WAIT_RIB state to build and send any necessary RIB Dictionary TLVs and RIB TLVs to the Initiator in the peer. * When all Bundle Offer TLVs have been sent, start the Timer(info) and transition to state OFFER. * If a RIB dictionary TLV is received, use it to update the local dictionary and transition to state WAIT_RIB. If any of the entries in the RIB Dictionary TLV conflict with existing entries (i.e., an entry is received that uses the same String ID as some previously received entry, but the EID in the entry is different), send a message with an Error TLV containing a Dictionary Conflict indicator, abort any in-progress Initiator or Listener process, and terminate the connection to the peer. Note that the RIB Dictionary and RIB TLVs may be combined into a single message. The RIB TLV should be passed on to be processed in the WAIT_RIB state.5.3.3. Recommendations for Information Exchange Timer Periods
The Information Exchange Phase (IEP) state definitions include a number of timers. This section provides advice and recommendations for the periods that are appropriate for these timers. Both Timer(info) and Timer(peer) are used to ensure that the state machines do not become locked into inappropriate states if the peer node does not apparently respond to messages sent in a timely fashion either because of message loss in the network or unresponsiveness from the peer. The appropriate values are to some extent dependent on the speed of the network connection between the nodes and the capabilities of the nodes executing the PRoPHET implementations. Values in the range 1 to 10 seconds SHOULD be used, with a value of 5 seconds RECOMMENDED as default. The period should not be set to too low a value, as this might lead to inappropriate restarts if the hardware is relatively slow or there are large numbers of pieces of information to process before responding. When using a reliable transport protocol such as TCP, these timers effectively provide a keep-alive mechanism and ensure that a failed connection is detected as rapidly as possible so that remedial action can be taken (if possible) or the connection shut down tidily if the peer node has moved out of range. Timer(next_exchange) is used to determine the maximum frequency of (i.e., minimum period between) successive re-executions of the information exchange state machines during a single session between a pair of nodes. Selection of the timer period SHOULD reflect the
trade-off between load on the node processor and desire for timely forwarding of bundles received from other nodes. It is RECOMMENDED that the timer periods used should be randomized over a range from 50% to 150% of the base value in order to avoid synchronization between multiple nodes. Consideration SHOULD be given to the expected length of typical encounters and the likelihood of encounters between groups of nodes when setting this period. Base values in the range of 20 to 60 seconds are RECOMMENDED.5.3.4. State Tables for Information Exchange
This section shows the state transitions that nodes go through during the Information Exchange Phase. State tables are given for the Initiator role and for the Listener role of the subsidiary state machines. Both nodes will be running machines in each role during the Information Exchange Phase, and this can be done either concurrently or sequentially, depending on the implementation, as explained in Section 5.3. The state tables in this section should be read in conjunction with the state descriptions in Sections 5.3.1 and 5.3.2.5.3.4.1. Common Notation, Operations and Events
The following notation is used: nS Node that sent the Hello SYN message. nA Node that sent the Hello SYNACK message. The following events are common to the Initiator and Listener state tables: ErrDC Dictionary Conflict Error TLV received. ErrBadSI Bad String ID Error TLV received. HelloAck Hello ACK TLV received. This message is delivered to both Initiator and Listener roles in order to cause a restart of the Information Exchange Phase in the event of message loss or protocol problems.
InitStart Sent by Listener role to Initiator role to signal the Initiator role to commence sending messages to peer. If the Listener instance is running in the node that sent the Hello SYN (nS), then InitStart is signaled immediately when the state is entered. For the node that sent the Hello SYNACK (nA), InitStart may be signaled immediately if the operational policy requires concurrent operation of the Initiator and Listener roles or postponed until the Listener role state machine has reached a state defined by the configured policy. RIBnotlast RIB TLV received with "More RIB TLVs" flag set to 1. RIBlast RIB TLV received with "More RIB TLVs" flag set to 0. REQnotlast Bundle Response TLV received with More Offer/Response TLVs Following flag set to 1. REQlast Bundle Response TLV received with More Offer/Response TLVs Following flag set to 0. RIBDi RIBD TLV received with Sent by Listener flag set to 0 (i.e., it was sent by Initiator role). RIBDl RIBD TLV received with Sent by Listener flag set to 1 (i.e., it was sent by Listener role). Timeout(info) The Timer(info) has expired. Timeout(peer) The Timer(peer) has expired. Both the Initiator and Listener state tables use the following common operations: o The "Initialize Dictionary" operation is defined as emptying any existing local dictionary and inserting the two initial entries: the EID of the node that sent the Hello SYN (String ID 0) and the EID of the node that sent the Hello SYNACK (String ID 1). o The "Send RIB Dictionary Updates" operation is defined as: 1. Determining what dictionary updates will be needed for any extra EIDs in the previously selected RIB entries set that are not already in the dictionary and updating the local dictionary with these EIDs. The set of dictionary updates may be empty if no extra EIDs are needed. The set may be empty even on the first execution if sequential operation has been
selected, this is the second node to start and the necessary EIDs were in the set previously sent by the first node to start. 2. Formatting zero or more RIBD TLVs for the set of dictionary updates identified in the "Build RIB Entries" operation and sends them to the peer. The RIBD TLVs MUST have the "Sent by Listener" flag set to 0 if the updates are sent by the Initiator role and to 1 if sent by the Listener role. In the case of the Initiator role, an empty RIBD TLV MUST be sent even if the set of updates is empty in order to trigger the Listener state machine. o The "Update Dictionary" operation uses received RIBD TLV entries to update the local dictionary. The received entries are checked against the existing dictionary. If the String ID in the entry is already in use, the entry is accepted if the EID in the received entry is identical to that stored in the dictionary previously. If it is identical, the entry is unchanged, but if it is not a Response message with an Error TLV indicating Dictionary Conflict is sent to the peer in an Error Response message, the whole received RIBD TLV is ignored, and the Initiator and Listener processes are restarted as if the ESTAB state has just been reached. o The "Abort Exchange" operation is defined as aborting any in- progress information exchange state machines and terminating the connection to the peer. o The "Start TI" operation is defined as (re)starting the Timer(info) timer. o The "Start TP" operation is defined as (re)starting the Timer(peer) timer. o The "Cancel TI" operation is defined as canceling the Timer(info) timer. o The "Cancel TP" operation is defined as canceling the Timer(info) timer.
5.3.4.2. State Tables for the Initiator Role
The rules and state tables for the Initiator role use the following operations: o The "Build RIB Entries" operation is defined as: 1. Recording the state of the local dictionary. 2. Determining the set of EIDs for which RIB entries should be sent during this execution of the Initiator role state machine component. If this is a second or subsequent run of the state machine in this node during the current session with the connected peer, then the set of EIDs may be empty if no changes have occurred since the previous run of the state machine. 3. Determining and extracting the current delivery predictability information for the set of EIDs selected. o The "Send RIB Entries" operation formats one or more RIB TLVs with the set of RIB entries identified in the "Build RIB Entries" operation and sends them to the peer. If the set is empty, a single RIB TLV with zero entries is sent. If more than one RIB TLV is sent, all but the last one MUST have the "More RIB TLVs" flag set to 1; the last or only one MUST have the flag set to 0. o The "Clear Bundle Lists" operation is defined as emptying the lists of bundles offered by the peer and bundles requested from the peer. o The "Notify ACKs" operation is defined as informing the bundle protocol agent that PRoPHET ACKs has been received for one or more bundles in a Bundle Offer TLV using the Bundle Delivered interface (see Section 2.2). o The "Record Offers" operation is defined as recording all the bundles offered in a Bundle Offer TLV in the list of bundles offers. o The "Select for Request" operation prunes and sorts the list of offered bundles held into the list of requested bundles according to policy and the available resources ready for sending to the offering node.
o The "Send Requests" operation is defined as formatting one or more non-empty Bundle Response TLVs and sending them to the offering node. If more than one Bundle Offer TLV is sent, all but the last one MUST have the "More Offer/Response TLVs Following" flag set to 1; the last or only one MUST have the flag set to 0. o The "Record Bundle Received" operation deletes a successfully received bundle from the list of requests. o The "All Requests Done" operation is defined as formatting and sending an empty Bundle Offer TLV, with the "More Offer/Response TLVs Following" flag set to 0, to the offering node. o The "Check Receiving" operation is defined as checking with the node bundle protocol agent if bundle reception from the peer node is currently in progress. This is needed in case a timeout occurs while waiting for bundle reception and a very large bundle is being processed. o The "Start NE" operation is defined as (re)starting the Timer(next_exchange). The following events are specific to the Initiator role state machine: LastBndlRcvd Bundle received from peer that is the only remaining bundle in Bundle Requests List. NotLastBndlRcvd Bundle received from peer that is not the only remaining bundle in Bundle Requests List. OFRnotlast Bundle Offer TLV received with "More Offer/Response TLVs Following" flag set to 1. OFRlast Bundle Offer TLV received with "More Offer/Response TLVs Following" flag set to 0 Timeout(next_exch) The Timer(next_exchange) has expired
State: CREATE_DR +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | On Entry | If previous state was ESTAB: | | | | Initialize Dictionary | | | | Always: | | | | Build RIB Entries | | | | Wait for Init Start | CREATE_DR | +------------------+-----------------------------------+-----------+ | InitStart | Send RIB Dictionary Updates | | | | Send RIB Entries | | | | Start TI | SEND_DR | +------------------+-----------------------------------+-----------+ | ErrDC | Abort Exchange |(finished) | +------------------+-----------------------------------+-----------+ | ErrBadSI | Abort Exchange |(finished) | +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | CREATE_DR | +==================================================================+
State: SEND_DR +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | On Entry | Clear Bundle Lists | SEND_DR | +------------------+-----------------------------------+-----------+ | Timeout(info) | Send RIB Dictionary Updates | | | | Send RIB Entries (note 1) | SEND_DR | +------------------+-----------------------------------+-----------+ | RIBDl received | Update Dictionary (note 2) | | | | If Dictionary Conflict found: | | | | Abort Exchange | CREATE_DR | | | Else: | | | | Start TI | SEND_DR | +------------------+-----------------------------------+-----------+ | OFRnotlast | Notify ACKs | | | | Record Offers | | | | Start TI | SEND_DR | +------------------+-----------------------------------+-----------+ | OFRlast | Cancel TI | | | | Notify ACKs | | | | Record Offers | | | | Select for Request | | | | Send Requests | | | | Start TI | REQUEST | +------------------+-----------------------------------+-----------+ | ErrDC | Abort Exchange |(finished) | +------------------+-----------------------------------+-----------+ | ErrBadSI | Abort Exchange |(finished) | +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | CREATE_DR | +==================================================================+
State: REQUEST +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | Timeout(info) | Check Receiving | | | | If bundle reception in progress: | | | | Start TI | REQUEST | | | Otherwise: | | | | Send Requests | | | | Start TI (note 3) | REQUEST | +------------------+-----------------------------------+-----------+ | NotLastBndlRcvd | Record Bundle Received | | | | Start TI | REQUEST | +------------------+-----------------------------------+-----------+ | LastBndlRcvd | Cancel TI | | | | All Requests Done | | | | Start NE | REQUEST | +------------------+-----------------------------------+-----------+ |Timeout(next_exch)| | CREATE_DR | +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | CREATE_DR | +==================================================================+ Note 1: No response to the RIB has been received before the timer expired, so we re-send the dictionary and RIB TLVs. If the timeout occurs repeatedly, it is likely that communication has failed and the connection MUST be terminated. Note 2: If a Dictionary Conflict error has to be sent, the state machine will be aborted. If this event occurs repeatedly, it is likely that there is either a serious software problem or a security issue. The connection MUST be terminated. Note 3: Remaining requested bundles have not arrived before the timer expired, so we re-send the list of outstanding requests. If the timeout occurs repeatedly, it is likely that communication has failed and the connection MUST be terminated.
5.3.4.3. State Tables for the Listener Role
The rules and state tables for the Listener role use the following operations: o The "Clear Supplied RIBs" operation is defined as setting up an empty container to hold the set of RIBs supplied by the peer node. o The "Record RIBs Supplied" operation is defined as: 1. Taking the RIB entries from a received RIB TLV. 2. Verifying that the String ID used in each entry is present in the dictionary. If not, an Error TLV containing the offending String ID is sent to the peer, and the Initiator and Listener processes are aborted and restarted as if the ESTAB state had just been reached. 3. If all the String IDs are present in the dictionary, record the delivery predictabilities for each EID in the entries. o The "Recalc Dlvy Predictabilities" operation uses the algorithms defined in Section 2.1.2 to update the local set of delivery predictabilities using the using the set of delivery predictabilities supplied by the peer in RIB TLVs. o The "Determine Offers" operation determines the set of bundles to be offered to the peer. The local delivery predictabilities and the delivery predictabilities supplied by the peer are compared, and a prioritized choice of the bundles stored in this node to be offered to the peer is made according to the configured queueing policy and forwarding strategy. o The "Determine ACKs" operation is defined as obtaining the set of PRoPHET ACKs recorded by the bundle protocol agent that need to be forwarded to the peer. The list of PRoPHET ACKs is maintained internally by the PRoPHET protocol implementation rather than the main bundle protocol agent (see Section 3.5). o The "Determine Offer Dict Updates" operation is defined as determining any extra EIDs that are not already in the dictionary, recording the previous state of the local dictionary, and then adding the required extra entries to the dictionary.
o The "Send Offers" operation is defined as formatting one or more non-empty Bundle Offer TLVs, incorporating the sets of Offers and PRoPHET ACKs previously determined, and sending them to the peer node. If more than one Bundle Offer TLV is sent, all but the last one MUST have the "More Offer/Response TLVs Following" flag set to 1; the last or only one MUST have the flag set to 0. o The "Record Requests" operation is defined as recording all the bundles offered in a Bundle Offer TLV in the list of bundles offers. Duplicates MUST be ignored. The order of requests in the TLVs MUST be maintained so far as is possible (it is possible that a bundle has to be re-sent, and this may result in out-of-order delivery). o The "Send Bundles" operation is defined as sending, in the order requested, the bundles in the requested list. This requires the list to be communicated to the bundle protocol agent (see Section 2.2). o The "Check Initiator Start Point" operation is defined as checking the configured sequential operation policy to determine if the Listener role has reached the point where the Initiator role should be started. If so, the InitStart notification is sent to the Initiator role in the same node. The following events are specific to the Listener role state machine: RIBnotlast RIB TLV received with "More RIB TLVs" flag set to 1. RIBlast RIB TLV received with "More RIB TLVs" flag set to 0 and a non-zero count of RIB Entries. REQnotlast Bundle Response TLV received with More Offer/Response TLVs Following flag set to 1. REQlast Bundle Response TLV received with More Offer/Response TLVs Following flag set to 0 and a non-zero count of bundle offers. REQempty Bundle Response TLV received with More Offer/Response TLVs Following flag set to 0 and a zero count of bundle offers.
State: WAIT_DICT +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | On Entry | Check Initiator Start Point | WAIT_DICT | +------------------+-----------------------------------+-----------+ | RIBDi | Update Dictionary (note 1) | | | | If Dictionary Conflict found: | | | | Abort Exchange |(finished) | | | Else: | | | | Start TP | WAIT_RIB | +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | WAIT_DICT | +==================================================================+
State: WAIT_RIB +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | On Entry | Clear Supplied RIBS | WAIT_RIB | +------------------+-----------------------------------+-----------+ | RIBDi | Update Dictionary (note 1) | | | | If Dictionary Conflict found: | | | | Abort Exchange |(finished) | | | Else: | | | | Start TP | WAIT_RIB | +------------------+-----------------------------------+-----------+ | RIBnotlast | Record RIBS Supplied (note 2) | | | | If EID missing in dictionary: | | | | Abort Exchange |(finished) | | | Else: | | | | Start TP | WAIT_RIB | +------------------+-----------------------------------+----------- | RIBlast | Check Initiator Start Point | | | | Record RIBS Supplied (note 2) | | | | If EID missing in dictionary: | | | | Abort Exchange |(finished) | | | Otherwise | | | | Recalc Dlvy | | | | Predictabilities | | | | Cancel TP | | | | Determine Offers | | | | Determine ACKs | | | | Determine Offer | | | | Dict Updates | | | | Send RIB Dictionary | | | | Updates | | | | Send Offers | | | | Start TI | OFFER | +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | WAIT_DICT | +------------------+-----------------------------------+-----------+ |Any Other TLV rcvd| Abort Exchange |(finished) | +------------------+-----------------------------------+-----------+ | Timeout(peer) | Send RIB Dictionary Updates | | | | Send Offers | | | | Start TI (note 3) | OFFER | +==================================================================+
State: OFFER +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | REQnotlast | Send Bundles | | | | Start TI | OFFER | +------------------+-----------------------------------+-----------+ | REQlast | Cancel TI | | | | Check Initiator Start Point | | | | Send Bundles | SND_BUNDLE| +------------------+-----------------------------------+-----------+ | REQempty | Cancel TI | | | | Check Initiator Start Point | WAIT_MORE| +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | WAIT_DICT | +------------------+-----------------------------------+-----------+ | Timeout(info) | Send RIB Dictionary Updates | | | | Send Offers | | | | Start TI (note 3) | OFFER | +==================================================================+ State: SND_BUNDLE +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | REQnotlast | Send Bundles | | | | Start TI | SND_BUNDLE| +------------------+-----------------------------------+-----------+ | REQlast | Cancel TI | | | | Send Bundles | SND_BUNDLE| +------------------+-----------------------------------+-----------+ | REQempty | Cancel TI | | | | Check Initiator Start Point | WAIT_MORE| +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | WAIT_DICT | +------------------+-----------------------------------+-----------+ | Timeout(info) | Send RIB Dictionary Updates | | | | Send Offers | | | | Start TI (note 3) | OFFER | +==================================================================+
State: WAIT_MORE +==================================================================+ | Condition | Action | New State | +==================+===================================+===========+ | More Bundles | Determine Offers | | | | Determine ACKs | | | | Determine Offer | | | | Dict Updates | | | | Send RIB Dictionary | | | | Updates | | | | Send Offers | | | | Start TI | OFFER | +------------------+-----------------------------------+-----------+ | RIBDi | Update Dictionary (note 1) | | | | If Dictionary Conflict found: | | | | Abort Exchange |(finished) | | | Else: | | | | Start TP | WAIT_RIB | +------------------+-----------------------------------+-----------+ | REQnotlast | Send Bundles | | | | Start TI | SND_BUNDLE| +------------------+-----------------------------------+-----------+ | REQlast | Cancel TI | | | | Send Bundles | SND_BUNDLE| +------------------+-----------------------------------+-----------+ | REQempty | Cancel TI | | | | Check Initiator Start Point | SND_BUNDLE| +------------------+-----------------------------------+-----------+ | HelloAck | Abort Exchange | WAIT_DICT | +------------------+-----------------------------------+-----------+ | Timeout(info) | Send RIB Dictionary Updates | | | | Send Offers | | | | Start TI (note 3) | OFFER | +==================================================================+ Note 1: Both the dictionary and the RIB TLVs may come in the same PRoPHET message. In that case, the state will change to WAIT_RIB, and the RIB will then immediately be processed. Note 2: Send an ACK if the timer for the peering node expires. Either the link has been broken, and then the link setup will restart, or it will trigger the Information Exchange Phase to restart.
Note 3: When the RIB is received, it is possible for the PRoPHET agent to update its delivery predictabilities according to Section 2.1.2. The delivery predictabilities and the RIB is then used together with the forwarding strategy in use to create a bundle offer TLV. This is sent to the peering node. Note 4: No more bundles are requested by the other node; transfer is complete. Note 5: No response to the bundle offer has been received before the timer expired, so we re-send the bundle offer.5.4. Interaction with Nodes Using Version 1 of PRoPHET
There are existing implementations of PRoPHET based on draft versions of this specification that use version 1 of the protocol. There are a number of significant areas of difference between version 1 and version 2 as described in this document: o In version 1, the delivery predictability update equations were significantly different, and in the case of the transitivity equation (Equation 3) could lead to degraded performance or non- delivery of bundles in some circumstances. o In the current version , constraints were placed on the String IDs generated by each node to ensure that it was not possible for there to be a conflict if the IDs were generated concurrently and independently in the two nodes. o In the current version, a flag has been added to the Routing Information Base Dictionary TLV to distinguish dictionary updates sent by the Initiator role and by the Listener role. o In the current version, the Bundle Offer and Response TLVs have been significantly revised. The version 2 TLVs have been allocated new TLV Type numbers, and the version 1 TLVs (types 0xA2 and 0xA3) are now deprecated. For each bundle specifier, the source EID is transmitted in addition to the creation timestamp by version 2 to ensure that the bundle is uniquely identified. Version 2 also transmits the fragment payload offset and length when the offered bundle is a bundle fragment. The payload length can optionally be transmitted for each bundle (whether or not it is a fragment) to give the receiver additional information that can be useful when determining which bundle offers to accept.
o The behavior of the system after the first Information Exchange Phase has been better defined. The state machine has been altered to better describe how the ongoing operations work. This has involved the removal of the high-level state WAIT_INFO and the addition of two states in the Listener role subsidiary state machine (SND_BUNDLE and WAIT_MORE). The protocol on the wire has not been altered by this change to the description of the state machine. However, the specification of the later stages of operation was slightly vague and might have been interpreted differently by various implementers. A node implementing version 2 of the PRoPHET protocol as defined in this document MAY ignore a communication opportunity with a node that sends a HELLO message indicating that it uses version 1, or it MAY partially downgrade and respond to messages as if it were a version 1 node. This means that the version field in all message headers MUST contain 1. It is RECOMMENDED that the version 2 node use the metric update equations defined in this document even when communicating with a version 1 node as this will partially inhibit the problems with the transitivity equation in version 1, and that the version 2 node modify any received metrics that are greater than (1 - delta) to be (1 - delta) to avoid becoming a "sink" for bundles that are not destined for this node. Also version 1 nodes cannot be explicitly offered bundle fragments, and an exchange with a node supporting version 1 MUST use the, now deprecated, previous versions of the Bundle Offer and Response TLVs. Generally, nodes using version 1 should be upgraded if at all possible because of problems that have been identified.