RFC 0821
Simple Mail Transfer Protocol
RFC 821
SIMPLE MAIL TRANSFER PROTOCOL
Jonathan B. Postel
August 1982
Information Sciences Institute
University of Southern California
4676 Admiralty Way
Marina del Rey, California 90291
(213) 822-1511
TABLE OF CONTENTS
1. INTRODUCTION .................................................. 1
2. THE SMTP MODEL ................................................ 2
3. THE SMTP PROCEDURE ............................................ 4
3.1. Mail ..................................................... 4
3.2. Forwarding ............................................... 7
3.3. Verifying and Expanding .................................. 8
3.4. Sending and Mailing ..................................... 11
3.5. Opening and Closing ..................................... 13
3.6. Relaying ................................................ 14
3.7. Domains ................................................. 17
3.8. Changing Roles .......................................... 18
4. THE SMTP SPECIFICATIONS ...................................... 19
4.1. SMTP Commands ........................................... 19
4.1.1. Command Semantics ..................................... 19
4.1.2. Command Syntax ........................................ 27
4.2. SMTP Replies ............................................ 34
4.2.1. Reply Codes by Function Group ......................... 35
4.2.2. Reply Codes in Numeric Order .......................... 36
4.3. Sequencing of Commands and Replies ...................... 37
4.4. State Diagrams .......................................... 39
4.5. Details ................................................. 41
4.5.1. Minimum Implementation ................................ 41
4.5.2. Transparency .......................................... 41
4.5.3. Sizes ................................................. 42
APPENDIX A: TCP ................................................. 44
APPENDIX B: NCP ................................................. 45
APPENDIX C: NITS ................................................ 46
APPENDIX D: X.25 ................................................ 47
APPENDIX E: Theory of Reply Codes ............................... 48
APPENDIX F: Scenarios ........................................... 51
GLOSSARY ......................................................... 64
REFERENCES ....................................................... 67
Network Working Group J. Postel Request for Comments: DRAFT ISI Replaces: RFC 788, 780, 772 August 1982 SIMPLE MAIL TRANSFER PROTOCOL 1. INTRODUCTION The objective of Simple Mail Transfer Protocol (SMTP) is to transfer mail reliably and efficiently. SMTP is independent of the particular transmission subsystem and requires only a reliable ordered data stream channel. Appendices A, B, C, and D describe the use of SMTP with various transport services. A Glossary provides the definitions of terms as used in this document. An important feature of SMTP is its capability to relay mail across transport service environments. A transport service provides an interprocess communication environment (IPCE). An IPCE may cover one network, several networks, or a subset of a network. It is important to realize that transport systems (or IPCEs) are not one-to-one with networks. A process can communicate directly with another process through any mutually known IPCE. Mail is an application or use of interprocess communication. Mail can be communicated between processes in different IPCEs by relaying through a process connected to two (or more) IPCEs. More specifically, mail can be relayed between hosts on different transport systems by a host on both transport systems.
2. THE SMTP MODEL The SMTP design is based on the following model of communication: as the result of a user mail request, the sender-SMTP establishes a two-way transmission channel to a receiver-SMTP. The receiver-SMTP may be either the ultimate destination or an intermediate. SMTP commands are generated by the sender-SMTP and sent to the receiver-SMTP. SMTP replies are sent from the receiver-SMTP to the sender-SMTP in response to the commands. Once the transmission channel is established, the SMTP-sender sends a MAIL command indicating the sender of the mail. If the SMTP-receiver can accept mail it responds with an OK reply. The SMTP-sender then sends a RCPT command identifying a recipient of the mail. If the SMTP-receiver can accept mail for that recipient it responds with an OK reply; if not, it responds with a reply rejecting that recipient (but not the whole mail transaction). The SMTP-sender and SMTP-receiver may negotiate several recipients. When the recipients have been negotiated the SMTP-sender sends the mail data, terminating with a special sequence. If the SMTP-receiver successfully processes the mail data it responds with an OK reply. The dialog is purposely lock-step, one-at-a-time. ------------------------------------------------------------- +----------+ +----------+ +------+ | | | | | User |<-->| | SMTP | | +------+ | Sender- |Commands/Replies| Receiver-| +------+ | SMTP |<-------------->| SMTP | +------+ | File |<-->| | and Mail | |<-->| File | |System| | | | | |System| +------+ +----------+ +----------+ +------+ Sender-SMTP Receiver-SMTP Model for SMTP Use Figure 1 ------------------------------------------------------------- The SMTP provides mechanisms for the transmission of mail; directly from the sending user's host to the receiving user's host when the
two host are connected to the same transport service, or via one or more relay SMTP-servers when the source and destination hosts are not connected to the same transport service. To be able to provide the relay capability the SMTP-server must be supplied with the name of the ultimate destination host as well as the destination mailbox name. The argument to the MAIL command is a reverse-path, which specifies who the mail is from. The argument to the RCPT command is a forward-path, which specifies who the mail is to. The forward-path is a source route, while the reverse-path is a return route (which may be used to return a message to the sender when an error occurs with a relayed message). When the same message is sent to multiple recipients the SMTP encourages the transmission of only one copy of the data for all the recipients at the same destination host. The mail commands and replies have a rigid syntax. Replies also have a numeric code. In the following, examples appear which use actual commands and replies. The complete lists of commands and replies appears in Section 4 on specifications. Commands and replies are not case sensitive. That is, a command or reply word may be upper case, lower case, or any mixture of upper and lower case. Note that this is not true of mailbox user names. For some hosts the user name is case sensitive, and SMTP implementations must take case to preserve the case of user names as they appear in mailbox arguments. Host names are not case sensitive. Commands and replies are composed of characters from the ASCII character set [1]. When the transport service provides an 8-bit byte (octet) transmission channel, each 7-bit character is transmitted right justified in an octet with the high order bit cleared to zero. When specifying the general form of a command or reply, an argument (or special symbol) will be denoted by a meta-linguistic variable (or constant), for example, "<string>" or "<reverse-path>". Here the angle brackets indicate these are meta-linguistic variables. However, some arguments use the angle brackets literally. For example, an actual reverse-path is enclosed in angle brackets, i.e., "<John.Smith@USC-ISI.ARPA>" is an instance of <reverse-path> (the angle brackets are actually transmitted in the command or reply).
3. THE SMTP PROCEDURES This section presents the procedures used in SMTP in several parts. First comes the basic mail procedure defined as a mail transaction. Following this are descriptions of forwarding mail, verifying mailbox names and expanding mailing lists, sending to terminals instead of or in combination with mailboxes, and the opening and closing exchanges. At the end of this section are comments on relaying, a note on mail domains, and a discussion of changing roles. Throughout this section are examples of partial command and reply sequences, several complete scenarios are presented in Appendix F. 3.1. MAIL There are three steps to SMTP mail transactions. The transaction is started with a MAIL command which gives the sender identification. A series of one or more RCPT commands follows giving the receiver information. Then a DATA command gives the mail data. And finally, the end of mail data indicator confirms the transaction. The first step in the procedure is the MAIL command. The <reverse-path> contains the source mailbox. MAIL <SP> FROM:<reverse-path> <CRLF> This command tells the SMTP-receiver that a new mail transaction is starting and to reset all its state tables and buffers, including any recipients or mail data. It gives the reverse-path which can be used to report errors. If accepted, the receiver-SMTP returns a 250 OK reply. The <reverse-path> can contain more than just a mailbox. The <reverse-path> is a reverse source routing list of hosts and source mailbox. The first host in the <reverse-path> should be the host sending this command. The second step in the procedure is the RCPT command. RCPT <SP> TO:<forward-path> <CRLF> This command gives a forward-path identifying one recipient. If accepted, the receiver-SMTP returns a 250 OK reply, and stores the forward-path. If the recipient is unknown the receiver-SMTP returns a 550 Failure reply. This second step of the procedure can be repeated any number of times.
The <forward-path> can contain more than just a mailbox. The
<forward-path> is a source routing list of hosts and the
destination mailbox. The first host in the <forward-path>
should be the host receiving this command.
The third step in the procedure is the DATA command.
DATA <CRLF>
If accepted, the receiver-SMTP returns a 354 Intermediate reply
and considers all succeeding lines to be the message text.
When the end of text is received and stored the SMTP-receiver
sends a 250 OK reply.
Since the mail data is sent on the transmission channel the end
of the mail data must be indicated so that the command and
reply dialog can be resumed. SMTP indicates the end of the
mail data by sending a line containing only a period. A
transparency procedure is used to prevent this from interfering
with the user's text (see Section 4.5.2).
Please note that the mail data includes the memo header
items such as Date, Subject, To, Cc, From [2].
The end of mail data indicator also confirms the mail
transaction and tells the receiver-SMTP to now process the
stored recipients and mail data. If accepted, the
receiver-SMTP returns a 250 OK reply. The DATA command should
fail only if the mail transaction was incomplete (for example,
no recipients), or if resources are not available.
The above procedure is an example of a mail transaction. These
commands must be used only in the order discussed above.
Example 1 (below) illustrates the use of these commands in a mail
transaction.
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Example of the SMTP Procedure
This SMTP example shows mail sent by Smith at host Alpha.ARPA,
to Jones, Green, and Brown at host Beta.ARPA. Here we assume
that host Alpha contacts host Beta directly.
S: MAIL FROM:<Smith@Alpha.ARPA>
R: 250 OK
S: RCPT TO:<Jones@Beta.ARPA>
R: 250 OK
S: RCPT TO:<Green@Beta.ARPA>
R: 550 No such user here
S: RCPT TO:<Brown@Beta.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: <CRLF>.<CRLF>
R: 250 OK
The mail has now been accepted for Jones and Brown. Green did
not have a mailbox at host Beta.
Example 1
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3.2. FORWARDING There are some cases where the destination information in the <forward-path> is incorrect, but the receiver-SMTP knows the correct destination. In such cases, one of the following replies should be used to allow the sender to contact the correct destination. 251 User not local; will forward to <forward-path> This reply indicates that the receiver-SMTP knows the user's mailbox is on another host and indicates the correct forward-path to use in the future. Note that either the host or user or both may be different. The receiver takes responsibility for delivering the message. 551 User not local; please try <forward-path> This reply indicates that the receiver-SMTP knows the user's mailbox is on another host and indicates the correct forward-path to use. Note that either the host or user or both may be different. The receiver refuses to accept mail for this user, and the sender must either redirect the mail according to the information provided or return an error response to the originating user. Example 2 illustrates the use of these responses. ------------------------------------------------------------- Example of Forwarding Either S: RCPT TO:<Postel@USC-ISI.ARPA> R: 251 User not local; will forward to <Postel@USC-ISIF.ARPA> Or S: RCPT TO:<Paul@USC-ISIB.ARPA> R: 551 User not local; please try <Mockapetris@USC-ISIF.ARPA> Example 2 -------------------------------------------------------------
3.3. VERIFYING AND EXPANDING SMTP provides as additional features, commands to verify a user name or expand a mailing list. This is done with the VRFY and EXPN commands, which have character string arguments. For the VRFY command, the string is a user name, and the response may include the full name of the user and must include the mailbox of the user. For the EXPN command, the string identifies a mailing list, and the multiline response may include the full name of the users and must give the mailboxes on the mailing list. "User name" is a fuzzy term and used purposely. If a host implements the VRFY or EXPN commands then at least local mailboxes must be recognized as "user names". If a host chooses to recognize other strings as "user names" that is allowed. In some hosts the distinction between a mailing list and an alias for a single mailbox is a bit fuzzy, since a common data structure may hold both types of entries, and it is possible to have mailing lists of one mailbox. If a request is made to verify a mailing list a positive response can be given if on receipt of a message so addressed it will be delivered to everyone on the list, otherwise an error should be reported (e.g., "550 That is a mailing list, not a user"). If a request is made to expand a user name a positive response can be formed by returning a list containing one name, or an error can be reported (e.g., "550 That is a user name, not a mailing list"). In the case of a multiline reply (normal for EXPN) exactly one mailbox is to be specified on each line of the reply. In the case of an ambiguous request, for example, "VRFY Smith", where there are two Smith's the response must be "553 User ambiguous". The case of verifying a user name is straightforward as shown in example 3.
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Example of Verifying a User Name
Either
S: VRFY Smith
R: 250 Fred Smith <Smith@USC-ISIF.ARPA>
Or
S: VRFY Smith
R: 251 User not local; will forward to <Smith@USC-ISIQ.ARPA>
Or
S: VRFY Jones
R: 550 String does not match anything.
Or
S: VRFY Jones
R: 551 User not local; please try <Jones@USC-ISIQ.ARPA>
Or
S: VRFY Gourzenkyinplatz
R: 553 User ambiguous.
Example 3
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The case of expanding a mailbox list requires a multiline reply as
shown in example 4.
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Example of Expanding a Mailing List
Either
S: EXPN Example-People
R: 250-Jon Postel <Postel@USC-ISIF.ARPA>
R: 250-Fred Fonebone <Fonebone@USC-ISIQ.ARPA>
R: 250-Sam Q. Smith <SQSmith@USC-ISIQ.ARPA>
R: 250-Quincy Smith <@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250-<joe@foo-unix.ARPA>
R: 250 <xyz@bar-unix.ARPA>
Or
S: EXPN Executive-Washroom-List
R: 550 Access Denied to You.
Example 4
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The character string arguments of the VRFY and EXPN commands
cannot be further restricted due to the variety of implementations
of the user name and mailbox list concepts. On some systems it
may be appropriate for the argument of the EXPN command to be a
file name for a file containing a mailing list, but again there is
a variety of file naming conventions in the Internet.
The VRFY and EXPN commands are not included in the minimum
implementation (Section 4.5.1), and are not required to work
across relays when they are implemented.
3.4. SENDING AND MAILING The main purpose of SMTP is to deliver messages to user's mailboxes. A very similar service provided by some hosts is to deliver messages to user's terminals (provided the user is active on the host). The delivery to the user's mailbox is called "mailing", the delivery to the user's terminal is called "sending". Because in many hosts the implementation of sending is nearly identical to the implementation of mailing these two functions are combined in SMTP. However the sending commands are not included in the required minimum implementation (Section 4.5.1). Users should have the ability to control the writing of messages on their terminals. Most hosts permit the users to accept or refuse such messages. The following three command are defined to support the sending options. These are used in the mail transaction instead of the MAIL command and inform the receiver-SMTP of the special semantics of this transaction: SEND <SP> FROM:<reverse-path> <CRLF> The SEND command requires that the mail data be delivered to the user's terminal. If the user is not active (or not accepting terminal messages) on the host a 450 reply may returned to a RCPT command. The mail transaction is successful if the message is delivered the terminal. SOML <SP> FROM:<reverse-path> <CRLF> The Send Or MaiL command requires that the mail data be delivered to the user's terminal if the user is active (and accepting terminal messages) on the host. If the user is not active (or not accepting terminal messages) then the mail data is entered into the user's mailbox. The mail transaction is successful if the message is delivered either to the terminal or the mailbox. SAML <SP> FROM:<reverse-path> <CRLF> The Send And MaiL command requires that the mail data be delivered to the user's terminal if the user is active (and accepting terminal messages) on the host. In any case the mail data is entered into the user's mailbox. The mail transaction is successful if the message is delivered the mailbox.
The same reply codes that are used for the MAIL commands are used
for these commands.
3.5. OPENING AND CLOSING At the time the transmission channel is opened there is an exchange to ensure that the hosts are communicating with the hosts they think they are. The following two commands are used in transmission channel opening and closing: HELO <SP> <domain> <CRLF> QUIT <CRLF> In the HELO command the host sending the command identifies itself; the command may be interpreted as saying "Hello, I am <domain>". ------------------------------------------------------------- Example of Connection Opening R: 220 BBN-UNIX.ARPA Simple Mail Transfer Service Ready S: HELO USC-ISIF.ARPA R: 250 BBN-UNIX.ARPA Example 5 ------------------------------------------------------------- ------------------------------------------------------------- Example of Connection Closing S: QUIT R: 221 BBN-UNIX.ARPA Service closing transmission channel Example 6 -------------------------------------------------------------
3.6. RELAYING The forward-path may be a source route of the form "@ONE,@TWO:JOE@THREE", where ONE, TWO, and THREE are hosts. This form is used to emphasize the distinction between an address and a route. The mailbox is an absolute address, and the route is information about how to get there. The two concepts should not be confused. Conceptually the elements of the forward-path are moved to the reverse-path as the message is relayed from one server-SMTP to another. The reverse-path is a reverse source route, (i.e., a source route from the current location of the message to the originator of the message). When a server-SMTP deletes its identifier from the forward-path and inserts it into the reverse-path, it must use the name it is known by in the environment it is sending into, not the environment the mail came from, in case the server-SMTP is known by different names in different environments. If when the message arrives at an SMTP the first element of the forward-path is not the identifier of that SMTP the element is not deleted from the forward-path and is used to determine the next SMTP to send the message to. In any case, the SMTP adds its own identifier to the reverse-path. Using source routing the receiver-SMTP receives mail to be relayed to another server-SMTP The receiver-SMTP may accept or reject the task of relaying the mail in the same way it accepts or rejects mail for a local user. The receiver-SMTP transforms the command arguments by moving its own identifier from the forward-path to the beginning of the reverse-path. The receiver-SMTP then becomes a sender-SMTP, establishes a transmission channel to the next SMTP in the forward-path, and sends it the mail. The first host in the reverse-path should be the host sending the SMTP commands, and the first host in the forward-path should be the host receiving the SMTP commands. Notice that the forward-path and reverse-path appear in the SMTP commands and replies, but not necessarily in the message. That is, there is no need for these paths and especially this syntax to appear in the "To:" , "From:", "CC:", etc. fields of the message header. If a server-SMTP has accepted the task of relaying the mail and
later finds that the forward-path is incorrect or that the mail
cannot be delivered for whatever reason, then it must construct an
"undeliverable mail" notification message and send it to the
originator of the undeliverable mail (as indicated by the
reverse-path).
This notification message must be from the server-SMTP at this
host. Of course, server-SMTPs should not send notification
messages about problems with notification messages. One way to
prevent loops in error reporting is to specify a null reverse-path
in the MAIL command of a notification message. When such a
message is relayed it is permissible to leave the reverse-path
null. A MAIL command with a null reverse-path appears as follows:
MAIL FROM:<>
An undeliverable mail notification message is shown in example 7.
This notification is in response to a message originated by JOE at
HOSTW and sent via HOSTX to HOSTY with instructions to relay it on
to HOSTZ. What we see in the example is the transaction between
HOSTY and HOSTX, which is the first step in the return of the
notification message.
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Example Undeliverable Mail Notification Message
S: MAIL FROM:<>
R: 250 ok
S: RCPT TO:<@HOSTX.ARPA:JOE@HOSTW.ARPA>
R: 250 ok
S: DATA
R: 354 send the mail data, end with .
S: Date: 23 Oct 81 11:22:33
S: From: SMTP@HOSTY.ARPA
S: To: JOE@HOSTW.ARPA
S: Subject: Mail System Problem
S:
S: Sorry JOE, your message to SAM@HOSTZ.ARPA lost.
S: HOSTZ.ARPA said this:
S: "550 No Such User"
S: .
R: 250 ok
Example 7
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3.7. DOMAINS Domains are a recently introduced concept in the ARPA Internet mail system. The use of domains changes the address space from a flat global space of simple character string host names to a hierarchically structured rooted tree of global addresses. The host name is replaced by a domain and host designator which is a sequence of domain element strings separated by periods with the understanding that the domain elements are ordered from the most specific to the most general. For example, "USC-ISIF.ARPA", "Fred.Cambridge.UK", and "PC7.LCS.MIT.ARPA" might be host-and-domain identifiers. Whenever domain names are used in SMTP only the official names are used, the use of nicknames or aliases is not allowed.
3.8. CHANGING ROLES The TURN command may be used to reverse the roles of the two programs communicating over the transmission channel. If program-A is currently the sender-SMTP and it sends the TURN command and receives an ok reply (250) then program-A becomes the receiver-SMTP. If program-B is currently the receiver-SMTP and it receives the TURN command and sends an ok reply (250) then program-B becomes the sender-SMTP. To refuse to change roles the receiver sends the 502 reply. Please note that this command is optional. It would not normally be used in situations where the transmission channel is TCP. However, when the cost of establishing the transmission channel is high, this command may be quite useful. For example, this command may be useful in supporting be mail exchange using the public switched telephone system as a transmission channel, especially if some hosts poll other hosts for mail exchanges.
4. THE SMTP SPECIFICATIONS 4.1. SMTP COMMANDS 4.1.1. COMMAND SEMANTICS The SMTP commands define the mail transfer or the mail system function requested by the user. SMTP commands are character strings terminated by <CRLF>. The command codes themselves are alphabetic characters terminated by <SP> if parameters follow and <CRLF> otherwise. The syntax of mailboxes must conform to receiver site conventions. The SMTP commands are discussed below. The SMTP replies are discussed in the Section 4.2. A mail transaction involves several data objects which are communicated as arguments to different commands. The reverse-path is the argument of the MAIL command, the forward-path is the argument of the RCPT command, and the mail data is the argument of the DATA command. These arguments or data objects must be transmitted and held pending the confirmation communicated by the end of mail data indication which finalizes the transaction. The model for this is that distinct buffers are provided to hold the types of data objects, that is, there is a reverse-path buffer, a forward-path buffer, and a mail data buffer. Specific commands cause information to be appended to a specific buffer, or cause one or more buffers to be cleared. HELLO (HELO) This command is used to identify the sender-SMTP to the receiver-SMTP. The argument field contains the host name of the sender-SMTP. The receiver-SMTP identifies itself to the sender-SMTP in the connection greeting reply, and in the response to this command. This command and an OK reply to it confirm that both the sender-SMTP and the receiver-SMTP are in the initial state, that is, there is no transaction in progress and all state tables and buffers are cleared.
MAIL (MAIL)
This command is used to initiate a mail transaction in which
the mail data is delivered to one or more mailboxes. The
argument field contains a reverse-path.
The reverse-path consists of an optional list of hosts and
the sender mailbox. When the list of hosts is present, it
is a "reverse" source route and indicates that the mail was
relayed through each host on the list (the first host in the
list was the most recent relay). This list is used as a
source route to return non-delivery notices to the sender.
As each relay host adds itself to the beginning of the list,
it must use its name as known in the IPCE to which it is
relaying the mail rather than the IPCE from which the mail
came (if they are different). In some types of error
reporting messages (for example, undeliverable mail
notifications) the reverse-path may be null (see Example 7).
This command clears the reverse-path buffer, the
forward-path buffer, and the mail data buffer; and inserts
the reverse-path information from this command into the
reverse-path buffer.
RECIPIENT (RCPT)
This command is used to identify an individual recipient of
the mail data; multiple recipients are specified by multiple
use of this command.
The forward-path consists of an optional list of hosts and a
required destination mailbox. When the list of hosts is
present, it is a source route and indicates that the mail
must be relayed to the next host on the list. If the
receiver-SMTP does not implement the relay function it may
user the same reply it would for an unknown local user
(550).
When mail is relayed, the relay host must remove itself from
the beginning forward-path and put itself at the beginning
of the reverse-path. When mail reaches its ultimate
destination (the forward-path contains only a destination
mailbox), the receiver-SMTP inserts it into the destination
mailbox in accordance with its host mail conventions.
For example, mail received at relay host A with arguments
FROM:<USERX@HOSTY.ARPA>
TO:<@HOSTA.ARPA,@HOSTB.ARPA:USERC@HOSTD.ARPA>
will be relayed on to host B with arguments
FROM:<@HOSTA.ARPA:USERX@HOSTY.ARPA>
TO:<@HOSTB.ARPA:USERC@HOSTD.ARPA>.
This command causes its forward-path argument to be appended
to the forward-path buffer.
DATA (DATA)
The receiver treats the lines following the command as mail
data from the sender. This command causes the mail data
from this command to be appended to the mail data buffer.
The mail data may contain any of the 128 ASCII character
codes.
The mail data is terminated by a line containing only a
period, that is the character sequence "<CRLF>.<CRLF>" (see
Section 4.5.2 on Transparency). This is the end of mail
data indication.
The end of mail data indication requires that the receiver
must now process the stored mail transaction information.
This processing consumes the information in the reverse-path
buffer, the forward-path buffer, and the mail data buffer,
and on the completion of this command these buffers are
cleared. If the processing is successful the receiver must
send an OK reply. If the processing fails completely the
receiver must send a failure reply.
When the receiver-SMTP accepts a message either for relaying
or for final delivery it inserts at the beginning of the
mail data a time stamp line. The time stamp line indicates
the identity of the host that sent the message, and the
identity of the host that received the message (and is
inserting this time stamp), and the date and time the
message was received. Relayed messages will have multiple
time stamp lines.
When the receiver-SMTP makes the "final delivery" of a
message it inserts at the beginning of the mail data a
return path line. The return path line preserves the
information in the <reverse-path> from the MAIL command.
Here, final delivery means the message leaves the SMTP
world. Normally, this would mean it has been delivered to
the destination user, but in some cases it may be further
processed and transmitted by another mail system.
It is possible for the mailbox in the return path be
different from the actual sender's mailbox, for example,
if error responses are to be delivered a special error
handling mailbox rather than the message senders.
The preceding two paragraphs imply that the final mail data
will begin with a return path line, followed by one or more
time stamp lines. These lines will be followed by the mail
data header and body [2]. See Example 8.
Special mention is needed of the response and further action
required when the processing following the end of mail data
indication is partially successful. This could arise if
after accepting several recipients and the mail data, the
receiver-SMTP finds that the mail data can be successfully
delivered to some of the recipients, but it cannot be to
others (for example, due to mailbox space allocation
problems). In such a situation, the response to the DATA
command must be an OK reply. But, the receiver-SMTP must
compose and send an "undeliverable mail" notification
message to the originator of the message. Either a single
notification which lists all of the recipients that failed
to get the message, or separate notification messages must
be sent for each failed recipient (see Example 7). All
undeliverable mail notification messages are sent using the
MAIL command (even if they result from processing a SEND,
SOML, or SAML command).
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Example of Return Path and Received Time Stamps
Return-Path: <@GHI.ARPA,@DEF.ARPA,@ABC.ARPA:JOE@ABC.ARPA>
Received: from GHI.ARPA by JKL.ARPA ; 27 Oct 81 15:27:39 PST
Received: from DEF.ARPA by GHI.ARPA ; 27 Oct 81 15:15:13 PST
Received: from ABC.ARPA by DEF.ARPA ; 27 Oct 81 15:01:59 PST
Date: 27 Oct 81 15:01:01 PST
From: JOE@ABC.ARPA
Subject: Improved Mailing System Installed
To: SAM@JKL.ARPA
This is to inform you that ...
Example 8
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SEND (SEND)
This command is used to initiate a mail transaction in which
the mail data is delivered to one or more terminals. The
argument field contains a reverse-path. This command is
successful if the message is delivered to a terminal.
The reverse-path consists of an optional list of hosts and
the sender mailbox. When the list of hosts is present, it
is a "reverse" source route and indicates that the mail was
relayed through each host on the list (the first host in the
list was the most recent relay). This list is used as a
source route to return non-delivery notices to the sender.
As each relay host adds itself to the beginning of the list,
it must use its name as known in the IPCE to which it is
relaying the mail rather than the IPCE from which the mail
came (if they are different).
This command clears the reverse-path buffer, the
forward-path buffer, and the mail data buffer; and inserts
the reverse-path information from this command into the
reverse-path buffer.
SEND OR MAIL (SOML)
This command is used to initiate a mail transaction in which
the mail data is delivered to one or more terminals or
mailboxes. For each recipient the mail data is delivered to
the recipient's terminal if the recipient is active on the
host (and accepting terminal messages), otherwise to the
recipient's mailbox. The argument field contains a
reverse-path. This command is successful if the message is
delivered to a terminal or the mailbox.
The reverse-path consists of an optional list of hosts and
the sender mailbox. When the list of hosts is present, it
is a "reverse" source route and indicates that the mail was
relayed through each host on the list (the first host in the
list was the most recent relay). This list is used as a
source route to return non-delivery notices to the sender.
As each relay host adds itself to the beginning of the list,
it must use its name as known in the IPCE to which it is
relaying the mail rather than the IPCE from which the mail
came (if they are different).
This command clears the reverse-path buffer, the
forward-path buffer, and the mail data buffer; and inserts
the reverse-path information from this command into the
reverse-path buffer.
SEND AND MAIL (SAML)
This command is used to initiate a mail transaction in which
the mail data is delivered to one or more terminals and
mailboxes. For each recipient the mail data is delivered to
the recipient's terminal if the recipient is active on the
host (and accepting terminal messages), and for all
recipients to the recipient's mailbox. The argument field
contains a reverse-path. This command is successful if the
message is delivered to the mailbox.
The reverse-path consists of an optional list of hosts and
the sender mailbox. When the list of hosts is present, it
is a "reverse" source route and indicates that the mail was
relayed through each host on the list (the first host in the
list was the most recent relay). This list is used as a
source route to return non-delivery notices to the sender.
As each relay host adds itself to the beginning of the list,
it must use its name as known in the IPCE to which it is
relaying the mail rather than the IPCE from which the mail
came (if they are different).
This command clears the reverse-path buffer, the
forward-path buffer, and the mail data buffer; and inserts
the reverse-path information from this command into the
reverse-path buffer.
RESET (RSET)
This command specifies that the current mail transaction is
to be aborted. Any stored sender, recipients, and mail data
must be discarded, and all buffers and state tables cleared.
The receiver must send an OK reply.
VERIFY (VRFY)
This command asks the receiver to confirm that the argument
identifies a user. If it is a user name, the full name of
the user (if known) and the fully specified mailbox are
returned.
This command has no effect on any of the reverse-path
buffer, the forward-path buffer, or the mail data buffer.
EXPAND (EXPN)
This command asks the receiver to confirm that the argument
identifies a mailing list, and if so, to return the
membership of that list. The full name of the users (if
known) and the fully specified mailboxes are returned in a
multiline reply.
This command has no effect on any of the reverse-path
buffer, the forward-path buffer, or the mail data buffer.
HELP (HELP)
This command causes the receiver to send helpful information
to the sender of the HELP command. The command may take an
argument (e.g., any command name) and return more specific
information as a response.
This command has no effect on any of the reverse-path
buffer, the forward-path buffer, or the mail data buffer.
NOOP (NOOP)
This command does not affect any parameters or previously
entered commands. It specifies no action other than that
the receiver send an OK reply.
This command has no effect on any of the reverse-path
buffer, the forward-path buffer, or the mail data buffer.
QUIT (QUIT)
This command specifies that the receiver must send an OK
reply, and then close the transmission channel.
The receiver should not close the transmission channel until
it receives and replies to a QUIT command (even if there was
an error). The sender should not close the transmission
channel until it send a QUIT command and receives the reply
(even if there was an error response to a previous command).
If the connection is closed prematurely the receiver should
act as if a RSET command had been received (canceling any
pending transaction, but not undoing any previously
completed transaction), the sender should act as if the
command or transaction in progress had received a temporary
error (4xx).
TURN (TURN)
This command specifies that the receiver must either (1)
send an OK reply and then take on the role of the
sender-SMTP, or (2) send a refusal reply and retain the role
of the receiver-SMTP.
If program-A is currently the sender-SMTP and it sends the
TURN command and receives an OK reply (250) then program-A
becomes the receiver-SMTP. Program-A is then in the initial
state as if the transmission channel just opened, and it
then sends the 220 service ready greeting.
If program-B is currently the receiver-SMTP and it receives
the TURN command and sends an OK reply (250) then program-B
becomes the sender-SMTP. Program-B is then in the initial
state as if the transmission channel just opened, and it
then expects to receive the 220 service ready greeting.
To refuse to change roles the receiver sends the 502 reply.
There are restrictions on the order in which these command may
be used.
The first command in a session must be the HELO command.
The HELO command may be used later in a session as well. If
the HELO command argument is not acceptable a 501 failure
reply must be returned and the receiver-SMTP must stay in
the same state.
The NOOP, HELP, EXPN, and VRFY commands can be used at any
time during a session.
The MAIL, SEND, SOML, or SAML commands begin a mail
transaction. Once started a mail transaction consists of
one of the transaction beginning commands, one or more RCPT
commands, and a DATA command, in that order. A mail
transaction may be aborted by the RSET command. There may
be zero or more transactions in a session.
If the transaction beginning command argument is not
acceptable a 501 failure reply must be returned and the
receiver-SMTP must stay in the same state. If the commands
in a transaction are out of order a 503 failure reply must
be returned and the receiver-SMTP must stay in the same
state.
The last command in a session must be the QUIT command. The
QUIT command can not be used at any other time in a session.
4.1.2. COMMAND SYNTAX
The commands consist of a command code followed by an argument
field. Command codes are four alphabetic characters. Upper
and lower case alphabetic characters are to be treated
identically. Thus, any of the following may represent the mail
command:
MAIL Mail mail MaIl mAIl
This also applies to any symbols representing parameter values,
such as "TO" or "to" for the forward-path. Command codes and
the argument fields are separated by one or more spaces.
However, within the reverse-path and forward-path arguments
case is important. In particular, in some hosts the user
"smith" is different from the user "Smith".
The argument field consists of a variable length character
string ending with the character sequence <CRLF>. The receiver
is to take no action until this sequence is received.
Square brackets denote an optional argument field. If the
option is not taken, the appropriate default is implied.
The following are the SMTP commands:
HELO <SP> <domain> <CRLF>
MAIL <SP> FROM:<reverse-path> <CRLF>
RCPT <SP> TO:<forward-path> <CRLF>
DATA <CRLF>
RSET <CRLF>
SEND <SP> FROM:<reverse-path> <CRLF>
SOML <SP> FROM:<reverse-path> <CRLF>
SAML <SP> FROM:<reverse-path> <CRLF>
VRFY <SP> <string> <CRLF>
EXPN <SP> <string> <CRLF>
HELP [<SP> <string>] <CRLF>
NOOP <CRLF>
QUIT <CRLF>
TURN <CRLF>
The syntax of the above argument fields (using BNF notation
where applicable) is given below. The "..." notation indicates
that a field may be repeated one or more times.
<reverse-path> ::= <path>
<forward-path> ::= <path>
<path> ::= "<" [ <a-d-l> ":" ] <mailbox> ">"
<a-d-l> ::= <at-domain> | <at-domain> "," <a-d-l>
<at-domain> ::= "@" <domain>
<domain> ::= <element> | <element> "." <domain>
<element> ::= <name> | "#" <number> | "[" <dotnum> "]"
<mailbox> ::= <local-part> "@" <domain>
<local-part> ::= <dot-string> | <quoted-string>
<name> ::= <a> <ldh-str> <let-dig>
<ldh-str> ::= <let-dig-hyp> | <let-dig-hyp> <ldh-str>
<let-dig> ::= <a> | <d>
<let-dig-hyp> ::= <a> | <d> | "-"
<dot-string> ::= <string> | <string> "." <dot-string>
<string> ::= <char> | <char> <string>
<quoted-string> ::= """ <qtext> """
<qtext> ::= "\" <x> | "\" <x> <qtext> | <q> | <q> <qtext>
<char> ::= <c> | "\" <x>
<dotnum> ::= <snum> "." <snum> "." <snum> "." <snum>
<number> ::= <d> | <d> <number>
<CRLF> ::= <CR> <LF>
<CR> ::= the carriage return character (ASCII code 13)
<LF> ::= the line feed character (ASCII code 10)
<SP> ::= the space character (ASCII code 32)
<snum> ::= one, two, or three digits representing a decimal
integer value in the range 0 through 255
<a> ::= any one of the 52 alphabetic characters A through Z
in upper case and a through z in lower case
<c> ::= any one of the 128 ASCII characters, but not any
<special> or <SP>
<d> ::= any one of the ten digits 0 through 9
<q> ::= any one of the 128 ASCII characters except <CR>,
<LF>, quote ("), or backslash (\)
<x> ::= any one of the 128 ASCII characters (no exceptions)
<special> ::= "<" | ">" | "(" | ")" | "[" | "]" | "\" | "."
| "," | ";" | ":" | "@" """ | the control
characters (ASCII codes 0 through 31 inclusive and
127)
Note that the backslash, "\", is a quote character, which is
used to indicate that the next character is to be used
literally (instead of its normal interpretation). For example,
"Joe\,Smith" could be used to indicate a single nine character
user field with comma being the fourth character of the field.
Hosts are generally known by names which are translated to
addresses in each host. Note that the name elements of domains
are the official names -- no use of nicknames or aliases is
allowed.
Sometimes a host is not known to the translation function and
communication is blocked. To bypass this barrier two numeric
forms are also allowed for host "names". One form is a decimal
integer prefixed by a pound sign, "#", which indicates the
number is the address of the host. Another form is four small
decimal integers separated by dots and enclosed by brackets,
e.g., "[123.255.37.2]", which indicates a 32-bit ARPA Internet
Address in four 8-bit fields.
The time stamp line and the return path line are formally
defined as follows:
<return-path-line> ::= "Return-Path:" <SP><reverse-path><CRLF>
<time-stamp-line> ::= "Received:" <SP> <stamp> <CRLF>
<stamp> ::= <from-domain> <by-domain> <opt-info> ";"
<daytime>
<from-domain> ::= "FROM" <SP> <domain> <SP>
<by-domain> ::= "BY" <SP> <domain> <SP>
<opt-info> ::= [<via>] [<with>] [<id>] [<for>]
<via> ::= "VIA" <SP> <link> <SP>
<with> ::= "WITH" <SP> <protocol> <SP>
<id> ::= "ID" <SP> <string> <SP>
<for> ::= "FOR" <SP> <path> <SP>
<link> ::= The standard names for links are registered with
the Network Information Center.
<protocol> ::= The standard names for protocols are
registered with the Network Information Center.
<daytime> ::= <SP> <date> <SP> <time>
<date> ::= <dd> <SP> <mon> <SP> <yy>
<time> ::= <hh> ":" <mm> ":" <ss> <SP> <zone>
<dd> ::= the one or two decimal integer day of the month in
the range 1 to 31.
<mon> ::= "JAN" | "FEB" | "MAR" | "APR" | "MAY" | "JUN" |
"JUL" | "AUG" | "SEP" | "OCT" | "NOV" | "DEC"
<yy> ::= the two decimal integer year of the century in the
range 00 to 99.
<hh> ::= the two decimal integer hour of the day in the
range 00 to 24.
<mm> ::= the two decimal integer minute of the hour in the
range 00 to 59.
<ss> ::= the two decimal integer second of the minute in the
range 00 to 59.
<zone> ::= "UT" for Universal Time (the default) or other
time zone designator (as in [2]).
-------------------------------------------------------------
Return Path Example
Return-Path: <@CHARLIE.ARPA,@BAKER.ARPA:JOE@ABLE.ARPA>
Example 9
-------------------------------------------------------------
-------------------------------------------------------------
Time Stamp Line Example
Received: FROM ABC.ARPA BY XYZ.ARPA ; 22 OCT 81 09:23:59 PDT
Received: from ABC.ARPA by XYZ.ARPA via TELENET with X25
id M12345 for Smith@PDQ.ARPA ; 22 OCT 81 09:23:59 PDT
Example 10
-------------------------------------------------------------
4.2. SMTP REPLIES Replies to SMTP commands are devised to ensure the synchronization of requests and actions in the process of mail transfer, and to guarantee that the sender-SMTP always knows the state of the receiver-SMTP. Every command must generate exactly one reply. The details of the command-reply sequence are made explicit in Section 5.3 on Sequencing and Section 5.4 State Diagrams. An SMTP reply consists of a three digit number (transmitted as three alphanumeric characters) followed by some text. The number is intended for use by automata to determine what state to enter next; the text is meant for the human user. It is intended that the three digits contain enough encoded information that the sender-SMTP need not examine the text and may either discard it or pass it on to the user, as appropriate. In particular, the text may be receiver-dependent and context dependent, so there are likely to be varying texts for each reply code. A discussion of the theory of reply codes is given in Appendix E. Formally, a reply is defined to be the sequence: a three-digit code, <SP>, one line of text, and <CRLF>, or a multiline reply (as defined in Appendix E). Only the EXPN and HELP commands are expected to result in multiline replies in normal circumstances, however multiline replies are allowed for any command.
4.2.1. REPLY CODES BY FUNCTION GROUPS 500 Syntax error, command unrecognized [This may include errors such as command line too long] 501 Syntax error in parameters or arguments 502 Command not implemented 503 Bad sequence of commands 504 Command parameter not implemented 211 System status, or system help reply 214 Help message [Information on how to use the receiver or the meaning of a particular non-standard command; this reply is useful only to the human user] 220 <domain> Service ready 221 <domain> Service closing transmission channel 421 <domain> Service not available, closing transmission channel [This may be a reply to any command if the service knows it must shut down] 250 Requested mail action okay, completed 251 User not local; will forward to <forward-path> 450 Requested mail action not taken: mailbox unavailable [E.g., mailbox busy] 550 Requested action not taken: mailbox unavailable [E.g., mailbox not found, no access] 451 Requested action aborted: error in processing 551 User not local; please try <forward-path> 452 Requested action not taken: insufficient system storage 552 Requested mail action aborted: exceeded storage allocation 553 Requested action not taken: mailbox name not allowed [E.g., mailbox syntax incorrect] 354 Start mail input; end with <CRLF>.<CRLF> 554 Transaction failed
4.2.2. NUMERIC ORDER LIST OF REPLY CODES 211 System status, or system help reply 214 Help message [Information on how to use the receiver or the meaning of a particular non-standard command; this reply is useful only to the human user] 220 <domain> Service ready 221 <domain> Service closing transmission channel 250 Requested mail action okay, completed 251 User not local; will forward to <forward-path> 354 Start mail input; end with <CRLF>.<CRLF> 421 <domain> Service not available, closing transmission channel [This may be a reply to any command if the service knows it must shut down] 450 Requested mail action not taken: mailbox unavailable [E.g., mailbox busy] 451 Requested action aborted: local error in processing 452 Requested action not taken: insufficient system storage 500 Syntax error, command unrecognized [This may include errors such as command line too long] 501 Syntax error in parameters or arguments 502 Command not implemented 503 Bad sequence of commands 504 Command parameter not implemented 550 Requested action not taken: mailbox unavailable [E.g., mailbox not found, no access] 551 User not local; please try <forward-path> 552 Requested mail action aborted: exceeded storage allocation 553 Requested action not taken: mailbox name not allowed [E.g., mailbox syntax incorrect] 554 Transaction failed
4.3. SEQUENCING OF COMMANDS AND REPLIES The communication between the sender and receiver is intended to be an alternating dialogue, controlled by the sender. As such, the sender issues a command and the receiver responds with a reply. The sender must wait for this response before sending further commands. One important reply is the connection greeting. Normally, a receiver will send a 220 "Service ready" reply when the connection is completed. The sender should wait for this greeting message before sending any commands. Note: all the greeting type replies have the official name of the server host as the first word following the reply code. For example, 220 <SP> USC-ISIF.ARPA <SP> Service ready <CRLF> The table below lists alternative success and failure replies for each command. These must be strictly adhered to; a receiver may substitute text in the replies, but the meaning and action implied by the code numbers and by the specific command reply sequence cannot be altered. COMMAND-REPLY SEQUENCES Each command is listed with its possible replies. The prefixes used before the possible replies are "P" for preliminary (not used in SMTP), "I" for intermediate, "S" for success, "F" for failure, and "E" for error. The 421 reply (service not available, closing transmission channel) may be given to any command if the SMTP-receiver knows it must shut down. This listing forms the basis for the State Diagrams in Section 4.4. CONNECTION ESTABLISHMENT S: 220 F: 421 HELO S: 250 E: 500, 501, 504, 421 MAIL S: 250 F: 552, 451, 452 E: 500, 501, 421
RCPT
S: 250, 251
F: 550, 551, 552, 553, 450, 451, 452
E: 500, 501, 503, 421
DATA
I: 354 -> data -> S: 250
F: 552, 554, 451, 452
F: 451, 554
E: 500, 501, 503, 421
RSET
S: 250
E: 500, 501, 504, 421
SEND
S: 250
F: 552, 451, 452
E: 500, 501, 502, 421
SOML
S: 250
F: 552, 451, 452
E: 500, 501, 502, 421
SAML
S: 250
F: 552, 451, 452
E: 500, 501, 502, 421
VRFY
S: 250, 251
F: 550, 551, 553
E: 500, 501, 502, 504, 421
EXPN
S: 250
F: 550
E: 500, 501, 502, 504, 421
HELP
S: 211, 214
E: 500, 501, 502, 504, 421
NOOP
S: 250
E: 500, 421
QUIT
S: 221
E: 500
TURN
S: 250
F: 502
E: 500, 503
4.4. STATE DIAGRAMS Following are state diagrams for a simple-minded SMTP implementation. Only the first digit of the reply codes is used. There is one state diagram for each group of SMTP commands. The command groupings were determined by constructing a model for each command and then collecting together the commands with structurally identical models. For each command there are three possible outcomes: "success" (S), "failure" (F), and "error" (E). In the state diagrams below we use the symbol B for "begin", and the symbol W for "wait for reply". First, the diagram that represents most of the SMTP commands: 1,3 +---+ ----------->| E | | +---+ | +---+ cmd +---+ 2 +---+ | B |---------->| W |---------->| S | +---+ +---+ +---+ | | 4,5 +---+ ----------->| F | +---+ This diagram models the commands: HELO, MAIL, RCPT, RSET, SEND, SOML, SAML, VRFY, EXPN, HELP, NOOP, QUIT, TURN.
A more complex diagram models the DATA command:
+---+ DATA +---+ 1,2 +---+
| B |---------->| W |-------------------->| E |
+---+ +---+ ------------>+---+
3| |4,5 |
| | |
-------------- ----- |
| | | +---+
| ---------- -------->| S |
| | | | +---+
| | ------------
| | | |
V 1,3| |2 |
+---+ data +---+ --------------->+---+
| |---------->| W | | F |
+---+ +---+-------------------->+---+
4,5
Note that the "data" here is a series of lines sent from the
sender to the receiver with no response expected until the last
line is sent.
4.5. DETAILS 4.5.1. MINIMUM IMPLEMENTATION In order to make SMTP workable, the following minimum implementation is required for all receivers: COMMANDS -- HELO MAIL RCPT DATA RSET NOOP QUIT 4.5.2. TRANSPARENCY Without some provision for data transparency the character sequence "<CRLF>.<CRLF>" ends the mail text and cannot be sent by the user. In general, users are not aware of such "forbidden" sequences. To allow all user composed text to be transmitted transparently the following procedures are used. 1. Before sending a line of mail text the sender-SMTP checks the first character of the line. If it is a period, one additional period is inserted at the beginning of the line. 2. When a line of mail text is received by the receiver-SMTP it checks the line. If the line is composed of a single period it is the end of mail. If the first character is a period and there are other characters on the line, the first character is deleted. The mail data may contain any of the 128 ASCII characters. All characters are to be delivered to the recipient's mailbox including format effectors and other control characters. If the transmission channel provides an 8-bit byte (octets) data stream, the 7-bit ASCII codes are transmitted right justified in the octets with the high order bits cleared to zero. In some systems it may be necessary to transform the data as it is received and stored. This may be necessary for hosts that use a different character set than ASCII as their local character set, or that store data in records rather than
strings. If such transforms are necessary, they must be
reversible -- especially if such transforms are applied to
mail being relayed.
4.5.3. SIZES
There are several objects that have required minimum maximum
sizes. That is, every implementation must be able to receive
objects of at least these sizes, but must not send objects
larger than these sizes.
****************************************************
* *
* TO THE MAXIMUM EXTENT POSSIBLE, IMPLEMENTATION *
* TECHNIQUES WHICH IMPOSE NO LIMITS ON THE LENGTH *
* OF THESE OBJECTS SHOULD BE USED. *
* *
****************************************************
user
The maximum total length of a user name is 64 characters.
domain
The maximum total length of a domain name or number is 64
characters.
path
The maximum total length of a reverse-path or
forward-path is 256 characters (including the punctuation
and element separators).
command line
The maximum total length of a command line including the
command word and the <CRLF> is 512 characters.
reply line
The maximum total length of a reply line including the
reply code and the <CRLF> is 512 characters.
text line
The maximum total length of a text line including the
<CRLF> is 1000 characters (but not counting the leading
dot duplicated for transparency).
recipients buffer
The maximum total number of recipients that must be
buffered is 100 recipients.
****************************************************
* *
* TO THE MAXIMUM EXTENT POSSIBLE, IMPLEMENTATION *
* TECHNIQUES WHICH IMPOSE NO LIMITS ON THE LENGTH *
* OF THESE OBJECTS SHOULD BE USED. *
* *
****************************************************
Errors due to exceeding these limits may be reported by using
the reply codes, for example:
500 Line too long.
501 Path too long
552 Too many recipients.
552 Too much mail data.
APPENDIX A TCP Transport service The Transmission Control Protocol [3] is used in the ARPA Internet, and in any network following the US DoD standards for internetwork protocols. Connection Establishment The SMTP transmission channel is a TCP connection established between the sender process port U and the receiver process port L. This single full duplex connection is used as the transmission channel. This protocol is assigned the service port 25 (31 octal), that is L=25. Data Transfer The TCP connection supports the transmission of 8-bit bytes. The SMTP data is 7-bit ASCII characters. Each character is transmitted as an 8-bit byte with the high-order bit cleared to zero.
APPENDIX B NCP Transport service The ARPANET Host-to-Host Protocol [4] (implemented by the Network Control Program) may be used in the ARPANET. Connection Establishment The SMTP transmission channel is established via NCP between the sender process socket U and receiver process socket L. The Initial Connection Protocol [5] is followed resulting in a pair of simplex connections. This pair of connections is used as the transmission channel. This protocol is assigned the contact socket 25 (31 octal), that is L=25. Data Transfer The NCP data connections are established in 8-bit byte mode. The SMTP data is 7-bit ASCII characters. Each character is transmitted as an 8-bit byte with the high-order bit cleared to zero.
APPENDIX C NITS The Network Independent Transport Service [6] may be used. Connection Establishment The SMTP transmission channel is established via NITS between the sender process and receiver process. The sender process executes the CONNECT primitive, and the waiting receiver process executes the ACCEPT primitive. Data Transfer The NITS connection supports the transmission of 8-bit bytes. The SMTP data is 7-bit ASCII characters. Each character is transmitted as an 8-bit byte with the high-order bit cleared to zero.
APPENDIX D X.25 Transport service It may be possible to use the X.25 service [7] as provided by the Public Data Networks directly, however, it is suggested that a reliable end-to-end protocol such as TCP be used on top of X.25 connections.
APPENDIX E Theory of Reply Codes The three digits of the reply each have a special significance. The first digit denotes whether the response is good, bad or incomplete. An unsophisticated sender-SMTP will be able to determine its next action (proceed as planned, redo, retrench, etc.) by simply examining this first digit. A sender-SMTP that wants to know approximately what kind of error occurred (e.g., mail system error, command syntax error) may examine the second digit, reserving the third digit for the finest gradation of information. There are five values for the first digit of the reply code: 1yz Positive Preliminary reply The command has been accepted, but the requested action is being held in abeyance, pending confirmation of the information in this reply. The sender-SMTP should send another command specifying whether to continue or abort the action. [Note: SMTP does not have any commands that allow this type of reply, and so does not have the continue or abort commands.] 2yz Positive Completion reply The requested action has been successfully completed. A new request may be initiated. 3yz Positive Intermediate reply The command has been accepted, but the requested action is being held in abeyance, pending receipt of further information. The sender-SMTP should send another command specifying this information. This reply is used in command sequence groups. 4yz Transient Negative Completion reply The command was not accepted and the requested action did not occur. However, the error condition is temporary and the action may be requested again. The sender should
return to the beginning of the command sequence (if any).
It is difficult to assign a meaning to "transient" when
two different sites (receiver- and sender- SMTPs) must
agree on the interpretation. Each reply in this category
might have a different time value, but the sender-SMTP is
encouraged to try again. A rule of thumb to determine if
a reply fits into the 4yz or the 5yz category (see below)
is that replies are 4yz if they can be repeated without
any change in command form or in properties of the sender
or receiver. (E.g., the command is repeated identically
and the receiver does not put up a new implementation.)
5yz Permanent Negative Completion reply
The command was not accepted and the requested action did
not occur. The sender-SMTP is discouraged from repeating
the exact request (in the same sequence). Even some
"permanent" error conditions can be corrected, so the
human user may want to direct the sender-SMTP to
reinitiate the command sequence by direct action at some
point in the future (e.g., after the spelling has been
changed, or the user has altered the account status).
The second digit encodes responses in specific categories:
x0z Syntax -- These replies refer to syntax errors,
syntactically correct commands that don't fit any
functional category, and unimplemented or superfluous
commands.
x1z Information -- These are replies to requests for
information, such as status or help.
x2z Connections -- These are replies referring to the
transmission channel.
x3z Unspecified as yet.
x4z Unspecified as yet.
x5z Mail system -- These replies indicate the status of
the receiver mail system vis-a-vis the requested
transfer or other mail system action.
The third digit gives a finer gradation of meaning in each
category specified by the second digit. The list of replies
illustrates this. Each reply text is recommended rather than
mandatory, and may even change according to the command with
which it is associated. On the other hand, the reply codes
must strictly follow the specifications in this section.
Receiver implementations should not invent new codes for
slightly different situations from the ones described here, but
rather adapt codes already defined.
For example, a command such as NOOP whose successful execution
does not offer the sender-SMTP any new information will return
a 250 reply. The response is 502 when the command requests an
unimplemented non-site-specific action. A refinement of that
is the 504 reply for a command that is implemented, but that
requests an unimplemented parameter.
The reply text may be longer than a single line; in these cases
the complete text must be marked so the sender-SMTP knows when it
can stop reading the reply. This requires a special format to
indicate a multiple line reply.
The format for multiline replies requires that every line,
except the last, begin with the reply code, followed
immediately by a hyphen, "-" (also known as minus), followed by
text. The last line will begin with the reply code, followed
immediately by <SP>, optionally some text, and <CRLF>.
For example:
123-First line
123-Second line
123-234 text beginning with numbers
123 The last line
In many cases the sender-SMTP then simply needs to search for
the reply code followed by <SP> at the beginning of a line, and
ignore all preceding lines. In a few cases, there is important
data for the sender in the reply "text". The sender will know
these cases from the current context.
APPENDIX F Scenarios This section presents complete scenarios of several types of SMTP sessions. A Typical SMTP Transaction Scenario This SMTP example shows mail sent by Smith at host USC-ISIF, to Jones, Green, and Brown at host BBN-UNIX. Here we assume that host USC-ISIF contacts host BBN-UNIX directly. The mail is accepted for Jones and Brown. Green does not have a mailbox at host BBN-UNIX. ------------------------------------------------------------- R: 220 BBN-UNIX.ARPA Simple Mail Transfer Service Ready S: HELO USC-ISIF.ARPA R: 250 BBN-UNIX.ARPA S: MAIL FROM:<Smith@USC-ISIF.ARPA> R: 250 OK S: RCPT TO:<Jones@BBN-UNIX.ARPA> R: 250 OK S: RCPT TO:<Green@BBN-UNIX.ARPA> R: 550 No such user here S: RCPT TO:<Brown@BBN-UNIX.ARPA> R: 250 OK S: DATA R: 354 Start mail input; end with <CRLF>.<CRLF> S: Blah blah blah... S: ...etc. etc. etc. S: . R: 250 OK S: QUIT R: 221 BBN-UNIX.ARPA Service closing transmission channel Scenario 1 -------------------------------------------------------------
Aborted SMTP Transaction Scenario
-------------------------------------------------------------
R: 220 MIT-Multics.ARPA Simple Mail Transfer Service Ready
S: HELO ISI-VAXA.ARPA
R: 250 MIT-Multics.ARPA
S: MAIL FROM:<Smith@ISI-VAXA.ARPA>
R: 250 OK
S: RCPT TO:<Jones@MIT-Multics.ARPA>
R: 250 OK
S: RCPT TO:<Green@MIT-Multics.ARPA>
R: 550 No such user here
S: RSET
R: 250 OK
S: QUIT
R: 221 MIT-Multics.ARPA Service closing transmission channel
Scenario 2
-------------------------------------------------------------
Relayed Mail Scenario
-------------------------------------------------------------
Step 1 -- Source Host to Relay Host
R: 220 USC-ISIE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-AI.ARPA
R: 250 USC-ISIE.ARPA
S: MAIL FROM:<JQP@MIT-AI.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:Jones@BBN-VAX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Date: 2 Nov 81 22:33:44
S: From: John Q. Public <JQP@MIT-AI.ARPA>
S: Subject: The Next Meeting of the Board
S: To: Jones@BBN-Vax.ARPA
S:
S: Bill:
S: The next meeting of the board of directors will be
S: on Tuesday.
S: John.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIE.ARPA Service closing transmission channel
Step 2 -- Relay Host to Destination Host
R: 220 BBN-VAX.ARPA Simple Mail Transfer Service Ready
S: HELO USC-ISIE.ARPA
R: 250 BBN-VAX.ARPA
S: MAIL FROM:<@USC-ISIE.ARPA:JQP@MIT-AI.ARPA>
R: 250 OK
S: RCPT TO:<Jones@BBN-VAX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Received: from MIT-AI.ARPA by USC-ISIE.ARPA ;
2 Nov 81 22:40:10 UT
S: Date: 2 Nov 81 22:33:44
S: From: John Q. Public <JQP@MIT-AI.ARPA>
S: Subject: The Next Meeting of the Board
S: To: Jones@BBN-Vax.ARPA
S:
S: Bill:
S: The next meeting of the board of directors will be
S: on Tuesday.
S: John.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIE.ARPA Service closing transmission channel
Scenario 3
-------------------------------------------------------------
Verifying and Sending Scenario
-------------------------------------------------------------
R: 220 SU-SCORE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-MC.ARPA
R: 250 SU-SCORE.ARPA
S: VRFY Crispin
R: 250 Mark Crispin <Admin.MRC@SU-SCORE.ARPA>
S: SEND FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 SU-SCORE.ARPA Service closing transmission channel
Scenario 4
-------------------------------------------------------------
Sending and Mailing Scenarios
First the user's name is verified, then an attempt is made to
send to the user's terminal. When that fails, the messages is
mailed to the user's mailbox.
-------------------------------------------------------------
R: 220 SU-SCORE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-MC.ARPA
R: 250 SU-SCORE.ARPA
S: VRFY Crispin
R: 250 Mark Crispin <Admin.MRC@SU-SCORE.ARPA>
S: SEND FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 450 User not active now
S: RSET
R: 250 OK
S: MAIL FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 SU-SCORE.ARPA Service closing transmission channel
Scenario 5
-------------------------------------------------------------
Doing the preceding scenario more efficiently.
-------------------------------------------------------------
R: 220 SU-SCORE.ARPA Simple Mail Transfer Service Ready
S: HELO MIT-MC.ARPA
R: 250 SU-SCORE.ARPA
S: VRFY Crispin
R: 250 Mark Crispin <Admin.MRC@SU-SCORE.ARPA>
S: SOML FROM:<EAK@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<Admin.MRC@SU-SCORE.ARPA>
R: 250 User not active now, so will do mail.
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 SU-SCORE.ARPA Service closing transmission channel
Scenario 6
-------------------------------------------------------------
Mailing List Scenario
First each of two mailing lists are expanded in separate sessions
with different hosts. Then the message is sent to everyone that
appeared on either list (but no duplicates) via a relay host.
-------------------------------------------------------------
Step 1 -- Expanding the First List
R: 220 MIT-AI.ARPA Simple Mail Transfer Service Ready
S: HELO SU-SCORE.ARPA
R: 250 MIT-AI.ARPA
S: EXPN Example-People
R: 250-<ABC@MIT-MC.ARPA>
R: 250-Fred Fonebone <Fonebone@USC-ISIQ.ARPA>
R: 250-Xenon Y. Zither <XYZ@MIT-AI.ARPA>
R: 250-Quincy Smith <@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250-<joe@foo-unix.ARPA>
R: 250 <xyz@bar-unix.ARPA>
S: QUIT
R: 221 MIT-AI.ARPA Service closing transmission channel
Step 2 -- Expanding the Second List
R: 220 MIT-MC.ARPA Simple Mail Transfer Service Ready
S: HELO SU-SCORE.ARPA
R: 250 MIT-MC.ARPA
S: EXPN Interested-Parties
R: 250-Al Calico <ABC@MIT-MC.ARPA>
R: 250-<XYZ@MIT-AI.ARPA>
R: 250-Quincy Smith <@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250-<fred@BBN-UNIX.ARPA>
R: 250 <xyz@bar-unix.ARPA>
S: QUIT
R: 221 MIT-MC.ARPA Service closing transmission channel
Step 3 -- Mailing to All via a Relay Host
R: 220 USC-ISIE.ARPA Simple Mail Transfer Service Ready
S: HELO SU-SCORE.ARPA
R: 250 USC-ISIE.ARPA
S: MAIL FROM:<Account.Person@SU-SCORE.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:ABC@MIT-MC.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:Fonebone@USC-ISIQA.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:XYZ@MIT-AI.ARPA>
R: 250 OK
S: RCPT
TO:<@USC-ISIE.ARPA,@USC-ISIF.ARPA:Q-Smith@ISI-VAXA.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:joe@FOO-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:xyz@BAR-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<@USC-ISIE.ARPA:fred@BBN-UNIX.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIE.ARPA Service closing transmission channel
Scenario 7
-------------------------------------------------------------
Forwarding Scenarios
-------------------------------------------------------------
R: 220 USC-ISIF.ARPA Simple Mail Transfer Service Ready
S: HELO LBL-UNIX.ARPA
R: 250 USC-ISIF.ARPA
S: MAIL FROM:<mo@LBL-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<fred@USC-ISIF.ARPA>
R: 251 User not local; will forward to <Jones@USC-ISI.ARPA>
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISIF.ARPA Service closing transmission channel
Scenario 8
-------------------------------------------------------------
-------------------------------------------------------------
Step 1 -- Trying the Mailbox at the First Host
R: 220 USC-ISIF.ARPA Simple Mail Transfer Service Ready
S: HELO LBL-UNIX.ARPA
R: 250 USC-ISIF.ARPA
S: MAIL FROM:<mo@LBL-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<fred@USC-ISIF.ARPA>
R: 251 User not local; will forward to <Jones@USC-ISI.ARPA>
S: RSET
R: 250 OK
S: QUIT
R: 221 USC-ISIF.ARPA Service closing transmission channel
Step 2 -- Delivering the Mail at the Second Host
R: 220 USC-ISI.ARPA Simple Mail Transfer Service Ready
S: HELO LBL-UNIX.ARPA
R: 250 USC-ISI.ARPA
S: MAIL FROM:<mo@LBL-UNIX.ARPA>
R: 250 OK
S: RCPT TO:<Jones@USC-ISI.ARPA>
R: OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 USC-ISI.ARPA Service closing transmission channel
Scenario 9
-------------------------------------------------------------
Too Many Recipients Scenario
-------------------------------------------------------------
R: 220 BERKELEY.ARPA Simple Mail Transfer Service Ready
S: HELO USC-ISIF.ARPA
R: 250 BERKELEY.ARPA
S: MAIL FROM:<Postel@USC-ISIF.ARPA>
R: 250 OK
S: RCPT TO:<fabry@BERKELEY.ARPA>
R: 250 OK
S: RCPT TO:<eric@BERKELEY.ARPA>
R: 552 Recipient storage full, try again in another transaction
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: MAIL FROM:<Postel@USC-ISIF.ARPA>
R: 250 OK
S: RCPT TO:<eric@BERKELEY.ARPA>
R: 250 OK
S: DATA
R: 354 Start mail input; end with <CRLF>.<CRLF>
S: Blah blah blah...
S: ...etc. etc. etc.
S: .
R: 250 OK
S: QUIT
R: 221 BERKELEY.ARPA Service closing transmission channel
Scenario 10
-------------------------------------------------------------
Note that a real implementation must handle many recipients as
specified in Section 4.5.3.
GLOSSARY ASCII American Standard Code for Information Interchange [1]. command A request for a mail service action sent by the sender-SMTP to the receiver-SMTP. domain The hierarchially structured global character string address of a host computer in the mail system. end of mail data indication A special sequence of characters that indicates the end of the mail data. In particular, the five characters carriage return, line feed, period, carriage return, line feed, in that order. host A computer in the internetwork environment on which mailboxes or SMTP processes reside. line A a sequence of ASCII characters ending with a <CRLF>. mail data A sequence of ASCII characters of arbitrary length, which conforms to the standard set in the Standard for the Format of ARPA Internet Text Messages (RFC 822 [2]). mailbox A character string (address) which identifies a user to whom mail is to be sent. Mailbox normally consists of the host and user specifications. The standard mailbox naming convention is defined to be "user@domain". Additionally, the "container" in which mail is stored.
receiver-SMTP process
A process which transfers mail in cooperation with a sender-SMTP
process. It waits for a connection to be established via the
transport service. It receives SMTP commands from the
sender-SMTP, sends replies, and performs the specified operations.
reply
A reply is an acknowledgment (positive or negative) sent from
receiver to sender via the transmission channel in response to a
command. The general form of a reply is a completion code
(including error codes) followed by a text string. The codes are
for use by programs and the text is usually intended for human
users.
sender-SMTP process
A process which transfers mail in cooperation with a receiver-SMTP
process. A local language may be used in the user interface
command/reply dialogue. The sender-SMTP initiates the transport
service connection. It initiates SMTP commands, receives replies,
and governs the transfer of mail.
session
The set of exchanges that occur while the transmission channel is
open.
transaction
The set of exchanges required for one message to be transmitted
for one or more recipients.
transmission channel
A full-duplex communication path between a sender-SMTP and a
receiver-SMTP for the exchange of commands, replies, and mail
text.
transport service
Any reliable stream-oriented data communication services. For
example, NCP, TCP, NITS.
user
A human being (or a process on behalf of a human being) wishing to
obtain mail transfer service. In addition, a recipient of
computer mail.
word
A sequence of printing characters.
<CRLF>
The characters carriage return and line feed (in that order).
<SP>
The space character.
REFERENCES [1] ASCII ASCII, "USA Code for Information Interchange", United States of America Standards Institute, X3.4, 1968. Also in: Feinler, E. and J. Postel, eds., "ARPANET Protocol Handbook", NIC 7104, for the Defense Communications Agency by SRI International, Menlo Park, California, Revised January 1978. [2] RFC 822 Crocker, D., "Standard for the Format of ARPA Internet Text Messages," RFC 822, Department of Electrical Engineering, University of Delaware, August 1982. [3] TCP Postel, J., ed., "Transmission Control Protocol - DARPA Internet Program Protocol Specification", RFC 793, USC/Information Sciences Institute, NTIS AD Number A111091, September 1981. Also in: Feinler, E. and J. Postel, eds., "Internet Protocol Transition Workbook", SRI International, Menlo Park, California, March 1982. [4] NCP McKenzie,A., "Host/Host Protocol for the ARPA Network", NIC 8246, January 1972. Also in: Feinler, E. and J. Postel, eds., "ARPANET Protocol Handbook", NIC 7104, for the Defense Communications Agency by SRI International, Menlo Park, California, Revised January 1978. [5] Initial Connection Protocol Postel, J., "Official Initial Connection Protocol", NIC 7101, 11 June 1971. Also in: Feinler, E. and J. Postel, eds., "ARPANET Protocol Handbook", NIC 7104, for the Defense Communications Agency by SRI International, Menlo Park, California, Revised January 1978. [6] NITS PSS/SG3, "A Network Independent Transport Service", Study Group 3, The Post Office PSS Users Group, February 1980. Available from the DCPU, National Physical Laboratory, Teddington, UK.
[7] X.25 CCITT, "Recommendation X.25 - Interface Between Data Terminal Equipment (DTE) and Data Circuit-terminating Equipment (DCE) for Terminals Operating in the Packet Mode on Public Data Networks," CCITT Orange Book, Vol. VIII.2, International Telephone and Telegraph Consultative Committee, Geneva, 1976.