Content for  TS 23.502  Word version:  18.5.0

When a Policy Control Request Trigger condition is met the SMF requests to update (Npcf_SMPolicyControl_Update) the SM Policy Association and provides information on the conditions that have been met as specified in clause 5.2.5.4.5. If the SMF is notified by NRF that the stored PCF instance is not reachable, it should query the NRF for PCF instances within the PCF set and select another instance (see clause 6.3.1.0 of TS 23.501). The QoS constraints from the VPLMN are provided by the H-SMF to the H-PCF in the home routed roaming scenario as defined in clause 4.3.2.2.2.

When an AF has subscribed to an event that is met due to the report from the SMF, the PCF reports the event to the AF or TSCTSF by invoking the Npcf_PolicyAuthorization_Notify service operation. If the SMF has reported that new 5GS Bridge/Router information has been detected and no AF session exists for this PDU session yet:

• If integration with TSN applies (see clause 5.28 of TS 23.501), then the PCF informs a pre-configured TSN AF using the Npcf_PolicyAuthorization_Notify (User-plane Node ID, the port number of the DS-TT port, MAC address of the DS-TT Ethernet port for the PDU Session and UE-DS-TT Residence Time (if available)) service operation for the event of "5GS Bridge/Router information Notification" as described in clause 6.1.3.18 of TS 23.503.
• Otherwise, i.e. if the integration with TSN does not apply, the PCF may inform discovered and selected TSCTSF (as described in clause 6.3.24 of TS 23.501) using the Npcf_PolicyAuthorization_Notify (User Plane Node ID, UE-DS-TT Residence Time (if available), the port number for the PDU session and MAC address of the DS-TT Ethernet port for Ethernet type PDU Session or IP address for IP type PDU Session, MTU size for IPv4 or IPv6 (if available)) service operation for the event of "5GS Bridge/Router information Notification" as described in clause 6.1.3.18 of TS 23.503. In the case of private IPv4 address being used for IP type PDU Session, the Npcf_PolicyAuthorization_Notify also contains DNN and S-NSSAI of the PDU Session.

When the TSN AF or TSCTSF receives the Npcf_PolicyAuthorization_Notify message and no AF session exists for this PDU Session, the TSN AF shall use the Npcf_PolicyAuthorization service described in clause 5.2.5.3 to request creation of a new AF session specific to the received MAC address of the DS-TT Ethernet port of the PDU Session, while the TSCTSF shall use the Npcf_PolicyAuthorization service to request creation of a new AF session specific to the received MAC address of the DS-TT Ethernet port (if available, for Ethernet type PDU Session) or IP address (for IP type PDU Session) of the PDU Session. In the case of private IPv4 address being used for IP type PDU Session, the TSCTSF shall use the Npcf_PolicyAuthorization service to request creation of a new AF session specific to the received IP address, DNN and S-NSSAI of the IP type PDU Session. The TSN AF or TSCTSF shall then use the Npcf_PolicyAuthorization service to subscribe for notifications for 5GS Bridge/Router information Notification event over the newly established AF session. The TSN AF or TSCTSF may provide a Port or User-Plane Management Information Container for the PDU Session and related port number in the Npcf_PolicyAuthorization creation request. If the SMF has reported PMIC with port number or UMIC, then the PCF also provides these information elements to the TSN AF or TSCTSF. When integration with TSN applies (see clause 5.28 of TS 23.501), the TSN AF calculates the bridge delay for each port pair, using the UE-DS-TT Residence Time of the DS-TT Ethernet port(s) for the 5GS bridge indicated by the 5GS user-plane Node ID.

If the PCF determines a change to policy counter status reporting is required, it may alter the subscribed list of policy counters using the Initial, Intermediate or Final Spending Limit Report Retrieval procedures as defined in clause 4.16.8.

The PCF makes a policy decision as described in TS 23.503. The PCF may determine that updated or new policy information needs to be sent to the SMF. If the SMF reported accumulated usage for the PDU session in step 1 the PCF deducts the value from the remaining allowed usage for the subscriber, DNN and S-NSSAI in the UDR by invoking Nudr_DM_Update (SUPI, DNN, S-NSSAI, Policy Data, Remaining allowed Usage data, updated data) service operation. If the SMF reported accumulated usage for a MK(s) in step 1 the PCF deducts the value from the remaining allowed usage for the MK in the UDR by invoking Nudr_DM_Update (SUPI, DNN, S-NSSAI, Policy Data, Remaining allowed Usage data, updated data (including MK(s))) service operation. When new PCF instance is selected in step 1, the new PCF should invoke Nbsf_Management_Update service operation to update the binding information in BSF. In the non-roaming case, the PCF may subscribe to Analytics from NWDAF as defined in clause 6.1.1.3 of TS 23.503. In the home-routed roaming scenario, the H-PCF ensures that the QoS constraints provided by the VPLMN are taken into account as described in TS 23.503.

The PCF answers with a Npcf_SMPolicyControl_Update response with updated policy information about the PDU Session determined in step 4.

Alternatively, optionally, the AF, NEF or TSCTSF provides/revokes service information to the PCF e.g. due to AF session signalling, by invoking Npcf_PolicyAuthorization_Create Request or Npcf_PolicyAuthorization_Update Request or Npcf_PolicyAuthorization_Subscribe Request service operation. The PCF responds to the AF, NEF or TSCTSF.

Alternatively, optionally, the CHF provides a Spending Limit Report to the PCF as described in clause 4.16.8. and responds to the CHF.

Alternatively, optionally, the UDR notifies the PCF about a policy subscription change by invoking Nudr_DM_Notify (Notification correlation Id, Policy Data, SUPI, updated data, "PDU Session Policy Control Data" | "Remaining allowed Usage data"); if the PCF uses the 5G VN group data and subscribes to 5G VN group data change, the UDR notifies the PCF about the 5G VN group data change by invoking Nudr_DM_Notify (Notification correlation Id, Subscription Data, Group Data). The PCF responds to the UDR.

Alternatively, optionally, some internal event (e.g. timer, or local decision based on analytics information requested and received from NWDAF) occurs at the PCF. The analytics (i.e. Analytics ID) which can be requested from NWDAF are described in clause 6.1.1.3 of TS 23.503.

If the PCF determines a change to policy counter status reporting is required, it may alter the subscribed list of policy counters using the Initial, Intermediate or Final Spending Limit Report Retrieval procedures as defined in clause 4.16.8.

The PCF makes a policy decision. The PCF may determine that updated or new policy information need to be sent to the SMF. In the non-roaming case, the PCF may also decide to subscribe to a new Analytics ID from NWDAF as described in clause 6.1.1.3 of TS 23.503. If the AF provided a Background Data Transfer Reference ID in step 1a, the PCF may retrieve it from the UDR by invoking the Nudr_DM_Query (BDT Reference Id, Policy Data, Background Data Transfer) service.

If the PCF has determined that SMF needs updated policy information in step 3 or if the PCF has received a Port Management Information Container for the PDU Session and related port number from the AF or TSCTSF in step 1a, the PCF issues a Npcf_SMPolicyControl_UpdateNotify request with possibly updated policy information about the PDU Session. If the PCF has received a subscription for 5GS Bridge/Router information Notification in Step 1a, the PCF can include a subscription for SMF event for "5GS Bridge/Router information" associated with the PDU Session into the Npcf_SMPolicyControl_UpdateNotify request. In this case, if the SMF has stored the 5GS Bridge/Router information and has not reported the event to the PCF, the SMF notifies the PCF for the event of "5GS Bridge/Router Information ". If the PCF has received a Npcf_PolicyAuthorization_Unsubscribe request to unsubscribe for 5GS Bridge/Router information Notification, the PCF can remove the subscription for SMF event for "5GS Bridge/Router information" associated with the PDU Session and issue a Npcf_SMPolicyControl_UpdateNotify request with the updated policy information about the PDU Session. If the PCF has received a subscription to notification on BAT offset along with the TSC Assistance Container from TSCTSF in step 1a, the PCF can include a subscription to notification on BAT offset associated with the PDU Session into the Npcf_SMPolicyControl_UpdateNotify request.

The SMF acknowledges the PCF request with a Npcf_SMPolicyControl_UpdateNotify response. If the Npcf_SMPolicyControl_UpdateNotify request is received from new PCF instance in the PCF Set, the SMF store the SM policy association towards the new PCF instance.

The AF invokes the Nnef_BDTPNegotiation_Create (ASP Identifier, Number of UEs, Volume per UE, Desired time window and optionally External Group Identifier, Network Area Information, Request for notification, MAC address or IP 3-tuple of Application server). The Request for notification is an indication that BDT warning notification should be sent to the AF.

Based on an AF request, the NEF requests to translate the External Group Identifier into the Internal Group Identifier using Nudm_SDM_Get (Group Identifier Translation, External Group Identifier).

The NEF invokes the Npcf_BDTPolicyControl_Create (ASP Identifier, Number of UEs, Volume per UE, Desired time window and optionally Internal Group Identifier, the Network Area Information, Request for notification, MAC address or IP 3-tuple of Application server) with the H-PCF to authorize the creation of the policy regarding the background data transfer. If the PCF was provided with Request for notification, then PCF may send BDT warning notification to the AF as described in clause 4.16.7.3.

The H-PCF may request from the UDR the stored Background Data Transfer policies for all the ASPs using Nudr_DM_Query (Policy Data, Background Data Transfer) service operation.

The UDR provides all the stored Background Data Transfer policies and corresponding related information (i.e. volume of data to be transferred per UE, the expected amount of UEs) to the H-PCF.

The H-PCF determines, based on information provided by the AF and other available information one or more Background Data Transfer policies. The PCF may interact with the NWDAF and request the Network Performance analytics information for the Desired time window and the Network Area Information as defined in TS 23.288.

The H-PCF send the acknowledge message to the NEF with the acceptable Background Data T Transfer policies and a Background Data Transfer Reference ID.

The NEF sends a Nnef_BDTPNegotiation_Create response to the AF to provide one or more background data transfer policies and the Background Data Transfer Reference ID to the AF. The AF stores the Background Data Transfer Reference ID for the future interaction with the PCF. If the NEF received only one background data transfer policy from the PCF, steps 8-11 are not executed and the flow proceeds to step 12. Otherwise, the flow proceeds to step 8.

The AF invokes the Nnef_BDTPNegotiation_Update service to provide the NEF with Background Data Transfer Reference ID and the selected background data transfer policy.

The NEF invokes the Npcf_BDTPolicyControl_Update service to provide the H-PCF with the selected background data transfer policy and the associated Background Data Transfer Reference ID.

The H-PCF sends the acknowledge message to the NEF.

The NEF sends the acknowledge message to the AF.

The H-PCF stores the Background Data Transfer Reference ID together with the new Background Data T Transfer policy, the corresponding related information (i.e. volume of data to be transferred per UE, the expected amount of UEs), optionally MAC address or IP 3-tuple of Application server the information of request for notification, together with the relevant information received from the AF (as defined in clause 6.1.2.4 of TS 23.503) in the UDR by invoking Nudr_DM_Update (BDT Reference id, Policy Data, Background Data Transfer). This step is not executed, when the PCF decides to locally store the Background Data Transfer policy.

The UDR sends a response to the H-PCF as its acknowledgement.

The negotiation for Background Data Transfer (BDT) described in clause 4.16.7.2 is completed. In addition, the PCF has subscribed to analytics on "Network Performance" from NWDAF for the area of interest and time window of a background data transfer policy following the procedure and services described in TS 23.288, including a Reporting Threshold in the Analytics Reporting information. The value for Reporting Threshold is set by the PCF based on operator configuration.

The PCF is notified with the network performance analytics in the area of interest from the NWDAF when the NWDAF determines that the network performance goes below the threshold as described for the Network Performance analytics in TS 23.288.

The H-PCF may request from the UDR the stored BDT policies using Nudr_DM_Query (Policy Data, Background Data Transfer) service operation.

The UDR provides all the Background Transfer Policies together with the relevant information received from the AF (as defined in clause 6.1.2.4 of TS 23.503) to the H-PCF.

The H-PCF identifies the BDT policies affected by the notification received from NWDAF. For each of them, the H-PCF determines the ASP of which the background traffic will be influenced by the degradation of network performance and which requested the H-PCF to send the notification. The PCF then performs the following steps for each of the determined ASPs, i.e. Steps 6 - 16 can occur multiple times (i.e. once per ASP).

The PCF decides based on operator policies, whether a new list of candidate Background Data Transfer policies can be calculated for the ASP. If the PCF does not find any new candidate BDT policy, the previously negotiated BDT policy shall be kept, no interaction with that ASP shall occur and the procedure stops for that BDT policy.

The PCF sets the no longer valid BDT policy in the UDR as invalidated by invoking Nudr_DM_Update (Background Data Transfer Reference ID, invalidation flag) service.

The UDR sends a response to the H-PCF as acknowledgement.

The PCF sends the notification to the NEF by invoking Npcf_PolicyControl_Notify (Background Data Transfer Reference ID, list of candidate Background Data Transfer policies) service operation.

The NEF sends the BDT warning notification to the AF by invoking Nnef_BDTPNegotiation_Notify (Background Data Transfer Reference ID, list of candidate Background Data Transfer policies) service operation.

The AF checks the new Background Data Transfer policies included in the candidate list in the BDT warning notification.

If the AF selects any of the new Background Data Transfer policies, the steps 8-13 from clause 4.16.7.2 are executed.

If the AF doesn't select any of the new Background Data Transfer policies, the steps 8-11 from clause 4.16.7.2 are executed, with the AF indicating that none of the candidate Background Data Transfer policies is acceptable.

If the step 13 is executed, the PCF removes the no longer valid BDT policy from UDR for the corresponding Background Data Transfer Reference ID.

If there is a new Background Data Transfer policy stored in the UDR or a BDT policy removed from the UDR, the PCFs are notified by the UDR accordingly. The PCFs check if the corresponding URSP rules need to be updated or removed and if so, use the procedure defined in clause 4.16.12.2 to update URSP rules for the relevant UEs.